On the basis of analysis results of statistical characteristics of resistance 
bias factor (λR) of the four methods and application of the statistical
characteristics of load effect bias factor λD, λL), the other parameters as 
suggested in Table 3.7, to determine resistance factors of drilled shafts
according to 2 methods: first-order reliability method (FORM) and Monte 
Carlo simulation method (MCS) as outlined in Chapter 2 as follows:
- FORM method: Applying formula (2.7), using a spreadsheet on 
Excel function and using run loop Solver to determine the reliability index 
(β) corresponds to the values of the assumed resistance factors (ϕ = 0, 4, 
0.6, 0.8, 1.05). Next, charting the relationship between β and ϕ; based on 
this relationship chart to determine the resistance factors corresponding to 
the target reliability index (βt
= 1.64, 2.33, 3.0 and 3.5). Detailed results are 
presented in Table 4.1;
- MCS method: Also apply the formula (2.7), set up the spreadsheets 
and use the Crystal Ball software (analysis software is integrated in the 
environment of Excel) to determine the statistical characteristics of state 
functions f(R,Q) corresponds to the values of assumed resistance factors (ϕ
= 0.4, 0.6, 0.8, 1.05), which will determine the reliability index (β) , 
respectively. Next, charting the relationship between β and ϕ; based on this 
relationship chart to determine the coefficients of resistance corresponding 
to the target reliability index (βt = 1.64, 2.33, 3.0 and 3.5). Detailed results 
are presented in Table 4.1.
                
              
                                            
                                
            
 
            
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tic load test results due to not try to break the pile. 
- There is no study regarding the research objectives of this thesis in 
Vietnam. 
 5 
From the above-mentioned problems, the author proposes the targets, 
content and research methodology of the thesis as decribed in items 1.6 and 
1.7. 
1.6. Targets of the topic 
Quantitative study of factors affecting the estimated resistance results of 
the four methods compared with actual field resistance of drilled shafts 
under the ground conditions in the area of HCMC. This means that the 
author has determined the statistics characteristics of the ratio of the real 
measured resistance and the expected one (resistance bias factor, λR); 
To research the basis of determining the resistance factors and to 
propose the resistance factors for drilled shafts foundations of bridge 
substructures in HCMC area for the four methods. 
1.7. Content and Research Methodology 
To research the basis of determining the resistance factors for drilled 
shafts using probability and statistics theory and advanced reliability 
theory. Specifically, the survey collected from 24 results of static pile load 
tests in HCM City, the author conducted a study to identify typical statistics 
of the ratio of the measured and estimated resistances (Resistance bias 
factor, λR); From that way, the authod determined the resistance factors for 
the four methods on the basis of reliability analysis. 
Chapter 2. DETERMINATION OF RESISTANCE FACTORS OF 
DRILLED SHAFTS BASED ON RELIABILITY THEORY 
According to AASHTO LRFD, drilled shalfs axial resistance factors 
according to soil base strength condition are factors determined based on 
the statistical characteristics of the nominal resistance, mainly calculated 
from the variability of characteristic parameters of the ground around the 
pile, the pile size, level of expertise (professional) of human - device 
participating in the implementation phase of the project and the uncertainty 
of prediction method for nominal resistance; but also related to the 
statistical characteristics of load effects through the identification process. 
2.1 Method to analyze the statistical characteristics 
2.1.1 Determination of minimum size of samples 
Sample size is estimated by: (2.1) 
In which: σ and zα/2, zθ: common standard deviation and standard deviation 
with error probabilities α, θ from the normal distribution; ɛ: allowable 
error; C: is a constant related to error probability Type I and Type II. 
2
/2
2 2
( )
/
z z Cn
( ) (ES)
α θ
ε σ
+
= =
 6 
For example, to determine the sample size for the thesis: With some 
prediction methods of drilled shafts resistance that accept averaged 
estimated error of about 50% (=1/FS, FS=2: safety factor) with reliable 
interval of 0,95 (i.e., α=0,05) and θ = 0,2. Previous studies indicate 
standard deviations of the resistance bias factor from 0,27 to 0,74. Thus, the 
effect factor is: ES = 0,5/0,74 = 0,456 and C=7,85. By applying the formula 
(2.1) to estimate the required sample size for the study: 
To compare with recommendation of Murad (2013), the number of test 
piles for the study area at least is ≥ 20 piles. Thus, with 24 results of static 
axial compressive load tests for drilled shafts in Ho Chi Minh City area can 
be considered reliable enough for analysis in order to meet the research 
objectives of the thesis. 
2.1.2 Testing method of suitable probability distribution for the random 
bias factor 
Through analysis, the Shapiro-Wilk method or the Pearson chi-square 
(when the sample size is less than 50) is recommended with the following 
principles: the empirical distribution consists with assumed theoretical 
distribution (standard or logarithmic, ... ) when the match probability (P) is 
greater than 0.05. 
2.1.3 Correction method for statistical characteristics of random bias factor 
 For foundation structures, the laws of probability distributions of 
random bias factor often match or nearly match the normal standard 
distribution or standard logarithm. 
 Through research, the authod 
proposes two correction methods of 
statistical characteristics for 
logarithmic distribution form 
according to the the principle (Allen, 
2005): Based on the graph of the 
cumulative probability function to 
examine the conformity with one of 
the two cases, 1) consistent with the 
entire collection data (FTAD method 
-fit to All data) or 2) only consistent 
with the area of small values at 
distribution tail (BFTT-Best method 
fit to tail) (Figure 2.1) 
Figure 2.1. Cumulative probability 
density function of resistance bias 
factor 
1 
2 
3 
2
7,85 17,2 17( )
0,5 / 0,74
n samples
( )
= = >
 7 
2.2 Reliability Analysis Method 
When analyzing the reliability, the incident probability is the condition 
that the limited state has been reached. The adjustment factors are selected 
to ensure that incident probability of each limited state is very small and 
acceptable. The probability density functions of load effects (Q) and 
resistance (R) with the assumption of two independent normally distributed 
variables (Figure 2.2). Safety range or the safety factor is the difference 
between R and Q, the quantitative quantity for the safety is reliability or 
safety probability, Ps: 
 P( ) P( - 0) ( )sP R Q G R Q β= > = = > = Φ (2.2) 
Incident probability: Pf is calculated as: 
 ( )P 0 1- 1 ( )f sP G P β= < = = − Φ (2.3) 
In which: Φ(.): normalized distribution functions; β: index of reliability. 
Index of reliability is determined based on averaged number and 
standard deviation as follows: 
2 2
-R QG
G R Q
µ µµ
β
σ σ σ
= =
+
 (2.4) 
Figure 2.2. Normalized distribution probability density 
functions 
Figure 2.3. Normal Logarithm 
distribution probability density 
function 
If R and Q follows the normal logarithm distribution, safety range, G, is 
determined as follows: (Figure 2.3): 
 G=ln(R)-ln(Q)=ln(R/Q) (2.5) 
Here, β is determined as the ratio of logarithm averaged number G and 
logarithm standard deviation, ξG. 
G
Gβ
ξ
= (2.6) 
2.3 Methods to determine pile body resistances 
The thesis has researched four methods to determine the pile body 
resistance: Method in accordance with the safety factor of the design 
philosophy of allowable stress (ASD); first-order secondary moment 
 8 
method (FOSM); First-order reliability method (FOSM); Monte Carlo 
method (MCS). After analyzing the advantages and disadvantages of these 
four method, the author proposes to select Monte Carlo analysis method to 
determine the resistance factorss. 
Safety range, G, is applied to determine resistance factors as R and Q 
follow the normal logarithm distribution: 
 ( )
f( , ) ln
( )
D
R D L
L
D
D L
L
Q
QR Q G Q
Q
λ γ γ
ϕ λ λ
+
= =
+
 (2.7) 
2.4 Propose a procedure and pattern to determine the resistance 
factors 
The procedure and pattern to determine the pile resistance factors 
comply with the ensurement basis of target reliability as follows: 
1. To determine limited state according to soil base strength conditions 
for drilled shafts (22TCN272-05, AASHTO LRFD), strength state function: 
g(R,Q)=ϕR – (γDQD+γLQL)= λR(γDk+γL)/ϕ - (λDk+ λL); 
2. To select statistical parameters of design load effect (Q) and load 
factors: the representive is static load bias factor (λD) and live load effect 
bias factor (λL) complied with the standard AASHTO LRFD. 
3. To analyze the statistical characteristics of resistance (R): the 
representive is resistance bias factor, λR, which is the ratio of measured 
ultimate resistance (Rtd) and predicted nominal resistance (Rdt): 
a. To determine the measured ultimate resistance Rtd from results of pile 
static load tests according to soil base condition, this is the trial load value 
at a settlement of 5% of pile diameter or merged settlement pile (AASHTO 
LRFD 2012, TCVN 9393-2012); 
b. To predict the nominal resistance (Rdt) based on calculation theory; 
c. To determine the resistance bias factor, λR=Rtd/Rdt; 
d. To analize, calculate the statistical parameters (μ, σ) and to verify the 
form of distribution density function (standard, logarithm,..) suitable for λR; 
4. To analyze and to determine the resistance factors of drilled shafts 
(ϕ) on the basis of analyzing reliability follwing Monte Carlo method with 
the target reliability index satisfied, βt; 
5. To recommend to correct the resistance factors for calculation 
method. 
The above procedure is shown in Figure 2.4. 
 9 
Figure 2.4. Analysis model to determine pile resistance factors on the 
basis of ensuring the target reliability index 
Results obtained in Chapter 2 
- Recommend to use relative random resistance bias factor (λR) with a 
minimum sample size of 20 to analyze statistical characteristics. When 
choosing a probability distribution function (cumulative), it is needed to 
consider between 2 cumulative distribution functions which fit to the entire 
real values (FTAD) and cumulative distribution function calibrated in 
accordance with the actual value area at the tail of distribution (BFTT). 
- Recommend to use Monte Carlo method to analysis the reliability as 
a basis for determining pile resistance factors and to use the first-order 
reliability method (FORM) for validation. 
- Propose a procedure and a pattern to determine pile resistance factors 
as shown in item 2.4. 
Chapter 3. ANALYZING THE PARAMETERS INFLUENCING TO 
RESISTANCE FACTORS OF DRILLED SHAFTS USED IN 
BRIDGE SUBSTRUCTURES IN HO CHI MINH CITY 
 Define the failure condtion of drilled shafts 
piles based on soil base (AASHTO LRFD, 5% pile 
diameter of merged) 
Determine limit state based on soil base for 
drilled shafts piles (strength, service states) 
Strength state function: g(R,Q)=ϕR – (γDQD+γLQL) 
 Determine statistical characteristics for 2 random variables (R: resistance, Q: load effect): 
 Representive of R is resistance bias factor, λR=Rtd/Rdt Representive of Q is load effect bias factor, (λD, λL) 
 Determine λR, is the ratio of measure ultimate 
resistance, Rtd and predicted nominal resistance, Rdt 
 Apply the statistical characteristics to 
deadload and live load effect bias factor (λD, 
λL) according to AASHTO LRFD 
 Analysis and calculate the statistical 
characteristics (μ, σ, V) and verify distribution 
density function (standard, loga…) suitable for λR 
Determine reliability index, β and 
incident probability, Pf 
Select target reliability index βt 
(refered to AASHTO LRFD: βt=3,0) 
 Determine resistance factors ϕ based on Monte 
Carlo (MCS) method or fisrt-order reliability method 
(FORM) 
 Compare and evaluate the study results with 
other literature 
11 Propose to correct resistance factors for 
estimated axial resistance method following 
soil base strength condition 
 Evaluate the 
reliability index 
 10 
The parameters that influence the results of determining of pile 
resistance factors described in Figure 3.1. 
Figure 3.1. Parameters influencing to determinging of resistance factors (φ) 
3.1 Uncertainty factors and statistical characteristics of load effect 
In Vietnam, there is no research conditions to determine the rules of 
distribution of load effects, the author proposes to apply the statistical 
characteristics and other factors regulated by the AASHTO LRFD design 
as:γL=1,75, λL=1,15, VL = 0,18; γD = 1,25, λD=1,08, VD = 0,13, QD/QL =3. 
where: λD and λL are deadload and live load effect bias factor. VD and VL are 
variation coefficients of dead load and live load; the ratio QD/QL is of dead 
load and live load. 
3.2 Uncertainties affecting to drilled shafts resistance 
The uncertainties affecting the predicted pile resistance should be 
analyzed to determine the resistance factors for methods to ensure required 
reliability and they are divided into four main groups: 1). The diversity, the 
unusual geological structure; 2). The error of measurement (measuring, 
surveying, testing of characteristic parameters of the material, structure or 
soil base); 3). The model error and 4). Quality of project administration and 
construction experience (According to Phoon and Kulhawy (1999), 
Paikowsky (2004)). 
To describe the general characteristics of these uncertainties, relative 
random resistance bias factor (λR) as outlined in Chapter 2 can be used. 
3.3 Analyzing selection of methods to predict drilled shafts 
resistance 
On the basis of several popular methods of pile resistance prediction in 
Vietnam and overseas, the author selected four methods according to soil 
base condition as mentioned in the research scope. 
Real geological 
layer profile 
Model of (MH) soil 
base 
Model MH applied 
for design CKN 
Result in (φ) 
Target reliability index (βt) 
Abnormal profile + 
measurement error 
(khả át ) 
Error due to MH: 
MH predict uncertain R 
Statistical error 
discrebing factos: 
MH predicts uncertain Q 
γ (ϲ, φo, N,…) γ (ϲ, φo, N,…) Su (qu,…) 
μ ± σ μ ± σ 
Quality of construction organization, management and operation based on reliability analysis 
 11 
The formula to determine the unit resistance at the pile tip and pile shaft 
according to the two standards are briefly introduced in Table 3.1 and Table 
3.2. 
3.4 Selection of method to determine actual measured ultimate 
resistance of drilled shafts 
Table 3.1. Summary of formula to determine nominal unit resistance of drilled 
shafts according to 22TCN 272-05 and AASHTO LRFD 2012 
22TCN 272-05 (brief RO88-272) AASHTO LRFD 2012 ( brief OR99-AL12) 
Unit shaft 
resistance, qs 
Unit tip resistance, qp Unit shaft resistance, qs Unit tip resistance, qp 
1. Cohesive soil (clay, soil with clay dust content higher 50%) 
qs= α Su (MPa) 
Su(MPa) α 
<0,2 0,55 
...-.. ... 
0,8-0,9 0,31 
>0,9 - 
qp=Nc Su ≤4 (MPa), 
where:
6[1 0,2( / )] 9cN Z D= + ≤ , 
với Su ≥0,024MPa; 0,67*6[1 0,2( / )] 9cN Z D= + ≤ 
with Su <0,024MPa 
qs= α Su (MPa), where: 
α =0,55, với / 1,5u aS p ≤ 
0,55 - 0,1( / -1,5)u aS pα = 
with 1,5 / 2,5u aS p≤ ≤ 
 qp=Nc Su ≤4 (MPa), 
where: 
6[1 0,2( / )] 9cN Z D= + ≤ 
với Su ≥0,024MPa; 0,67*6[1 0,2( / )] 9cN Z D= + ≤ 
with Su <0,024MPa 
2. Discrete soil (sandy soil, soil with sand dust content higher 50%)
' 0,19
vs
q βσ= ≤ , 
with 0,25≤β≤1,2
 where: 
31,5 7,7 10 zβ −= − × 
qp=0,057N,with N≤75; 
=4,3pq , with N>75 
' 0,19
vs
q βσ= ≤ , with , 25≤β≤1,2 
where: 31,5 7,7 10 zβ −= − × , with 
N60≥15; 360 (1,5 7,7 10 )
15
N zβ −= − × , 
with N60 <15 
qp=0,057N60, with 
0,57N60≤50; 
0.8' '
600,59 *p a v vq N p σ σ =  
, 
with N60 >50 
Table 3.2.Summary of formula to determine nominal unit resistance of drilled 
shafts according to TCXDVN 205-98 and JRA 2002-Part IV 
Russian method in TCXDVN 205-98 
(brief SNIP-205) 
JRA 2002-Part IV 
(brief SHBP4-JRA02) 
Unit shaft 
resistance, qs 
Unit tip 
resistance, qp 
Unit shaft 
resistance, qs 
Unit tip 
resistance, qp 
1. Cohesive soil (clay, soil with clay dust content higher 50%) 
2≤ qs ≤100(kPa), 
Refered to table A.2, with 0,2 ≤ IL≤ 1 
and 1m≤ htb ≤35m 
250≤qp≤4500 (kPa), 
table A.7, with, 0 ≤ IL≤ 0,6 
and 3m ≤hmc≤40m 
qs =qu/2 or 
qs =c or 
=10N≤150(kPa) 
qp = 3qu or 
=60N ≤ 9000(kPa) 
2. Discrete soil (sandy soil, gravel, soil with sand dust content higher 50%)
15≤qs≤100(KPa), 
Refered to table A2, for medium tight 
sand has grain components: coarse, 
fine, dust. If tight state used, then qs 
increased by 30%; and 1m≤htb≤35m 
qp=0,75.β(γ1'.dp.Ako+ 
α.γ1.hmc.Bko), with: β; Ako; 
α; Bko refered to table A.6, 
with 24o ≤ ϕο≤ 39o, 
4 ≤h/d≤25 and 
0,8≤d≤4m 
qs =2N≤200(kPa)
Sandy soil, gravel: 
qp=70N≤3000(kPa), 
with N≥30; 
Hard gravel: 
qp =5000(kPa), with 
N≥50 
 12 
To ensure the consistency with 
the design philosophy of drilled 
shafts in LRFD method, the author 
proposes to select actual measured 
resistance value in accordance with 
the AASHTO LRFD standards as 
outlined (referred to as AASHTO 
method) when analyzing to 
determine resistance factors. 
In AASHTO LRFD 2007, actual 
measured pile body resistance is the 
load at which settlement of pile top 
equals 5% of pile diameter or pile is 
merged (Figure 3.2). 
Figure 3.2. Trial loading and settlement 
relationship 
3.5 Analyzing the statistical characteristics for resistance bias factor of 
drilled shafts based on soil base strength in Ho Chi Minh City 
3.5.1 Survey to collect data base of static axial compressive load tests to serve 
for current research. 
 The survey collected 24 profiles of static axial compressive load tests 
for drilled shafts (including geological survey reports, topographical, 
design dossiers and dossiers of pile construction quality management) 
which meet the requirements of statistical studies in Figure 3.3, Table 3.3 
and Table 3.4 (see details in Appendix 1). 
 Characteristics of this data set is the same method of construction in 
bentonite mortar (wet technology); geological conditions are similar 
mixture soil (cohesive and discrete): mud clay, silt, clay, loam, sand, clay 
sand (mainly forming pile skin resistance ); but different in size (diameter 
from 1m-2m, length from 25m-85m) and location (Table 3.3). 
 13 
Geological characteristics at the 
testing place can be considered as 
the representative for the type of 
the cohesive and discrete mixture 
soil in HCM City in particular, the 
layer profile is formed from river 
sediments, sea (clay mud, muddy 
sand, sandy loam, sandy clay and 
sand). Stratigraphic distribution: 
the top layer is soft soil (clay mud, 
sand mud) with up to 35m in 
thickness, the SPT index (N <5); 
the beneath layers are clay layer, 
sandy clay, sand and clay sand at 
the depth up to 100m, the SPT 
index (N = 10 to > 50 (Table 3.3, 
Appendix 2, 4). 
PT4
TỈNH ĐỒNG NAI
Huyện Cần Giờ
TỈNH LONG AN
TỈNH BÌNH DƯƠNG
Huyện Củ Chi
PT6
PT1
1
PT22
PT24-PT25
PT10PT26-PT27
PT16-PT18
PT7-PT9
PT3
PT2
PT1
PT5
PT12
PT19-PT21PT23
TP HỒ CHÍ MINH
Huyện Cần Giờ
18 19
0 1
2 4
1
5 17
TP.HỒ CHÍ MINH
KÝ HIỆU TÊN CỌC
CT1 TP1NL
CT2 TPRC
CT3 TP02LG
CT4 TPCY
CT5 TPCTL
CT6 TPCTN 
CT7 TPABCL
CT8 TPB1CL
CT9 TPB3CL
CT10 C1SG2
CT11 T96CC
CT12 TPB-1MT1
CT13 TPB-2MT1
CT14 TPB-3MT1
CT15 TPB-4MT1
CT16 TPB-5MT1
CT17 TPB-6MT1
CT18 DP55-CO152
CT19 DP143-CO152
CT20 TP1BTT
CT21 TP2BTT
CT22 PTP1LM
CT23 PTP2LM
CT24 PTP3LM
PT22-PT24
Figure 3.3. 24 locations plan of static axial 
compressive load tests in Ho Chi Minh 
city 
Table 3.3. Characteristics statistics of 24 drilled shafts under static axial 
compression testing 
Pile 
name Location 
Length/ 
Diameter, 
L(m)/D(m) 
Measured 
resistance 
(kN) 
Geological characteristics Construction 
method Soil Type of soil material (body/toe) 
East-West Avenue project – Ho Chi Minh City, District 6, 8, 1 and 2: From CT1-CT9 
CT1 Nuoc Len bridge, Km0+800 54,9/1,2 7.554 
Cohesive 
and 
discrete 
Clay mud, sandy mud, clay sand, 
clay/Clay sand 
wet 
(Bentonite) 
CT2 Rach Cay Bridge, KM3+700 59,5/1,2 10.440 
Clay mud, clay sand, clay, sandy 
clay/Fine sand 
CT3 Lo Gom Bridge, Km4+725 71,8/1,5 14.712 Clay mud, clay sand, sandy clay/Clay sand 
CT4 Y-Shaped Bridge, Km10+680 25,7/1,0 5.542 Sandy clay, Grevel dust sand/ Clay 
CT5 Ca Tre Lon Bridge, Km17+017 39,1/1,2 8.041 Clay, clay sand/Dust sand 
CT6 Ca Tre Nho Bridge, Km17+677 54,4/1,2 11.673 
Clay mud, sand clay, clay 
sand/Gravel clay sand 
CT7 A&B Bridge, Cat Lai 
Intersection Over-Passing 
Bridge, Km21+300 
38,1/1,0 5.572 Clay mud, sand clay, clay sand/ Gravel clay sand 
CT8 67,0/1,0 12.000 Organic clay, clay/clay sand CT9 58,8/1,2 14.760 
CT10 Sai Gon 2 Bridge, Q.BT-Q2, 74,0/1,2 40.810 
Mud, clay sand, clay, clay sand, 
sand clay/Sand clay wet 
CT11 Can Bridge, Km7+958, HCM-LT-DG Express 79,3/2,0 16.346 
Cohesive 
and 
discrete 
Organic clay, clay/clay sand wet 
 14 
Pile 
name Location 
Length/ 
Diameter, 
L(m)/D(m) 
Measured 
resistance 
(kN) 
Geological characteristics Construction 
method Soil Type of soil material (body/toe) 
CT12 
Can Bridge, LT: P7-17-
_P7-22, Metro No.1, Ben 
Thanh-Suoi Tien, HCM 
40,2/1,0 7.070 
Cohesive 
and 
discrete 
Clay mud, clay sand, clay, sand dust 
/dust sand 
wet CT13 77,5/1,5 27.727 Clay mud, clay sand, average sand, dust clay /dust sand 
CT14 75,4/1,2 19.672 Clay mud, average sand, dust clay / average sand 
CT15 
Can Bridge, LT: P13-39 
_P13-41, Metro No.1, Ben 
Thanh-Suoi Tien, HCM 
26,7/1,0 6.428 Clay mud, average sand, dust clay / average sand 
wet CT16 55,4/1,5 27.727 Gravel fine sand, gravel clay, sandy clay/dust sand 
CT17 46,8/1,2 17.942 Gravel fine sand, gravel clay/average dust sand 
CT18 Office Building, 152 Đien 
Bien Phu, BT, HCM 
85,0/1,5 22.171 Cohesive 
and 
discrete 
Mud, clay, clay sand/Clay sand wet CT19 83,0/1,0 13.538 
CT20 Ben Thanh Tower, 48-50 
Le T. Hong Gam, D.1, 
HCM 
76,0/1,2 30.970 Cohesive 
and 
discrete 
Clay mud, sandy clay, clay 
sand/Clay sand wet CT21 74,0/1,5 30.656 
CT22 Lotte Mart Binh Duong, 
D.Thuan An, Binh Duong 
(near Sai Gon river) 
49,4/1,5 16.554 Cohesive 
and 
discrete 
Organic clay, clay, sand clay, coarse 
– fine sand/ Coarse-fine sand wet CT23 49,2/1,2 14.041 CT24 50,0/1,0 11.289 
Table 3.4. Synthetic table of survey data of experimental results of drilled shafts under 
static load test in HCMC area and comparision with a number of research works of 
foreign authors 
Work of 
Data Characteristics collected from static loading pile tests 
Geology/Location n (pile) L(m) D(m) Rtd (kN) Construction method/static loading 
Present 
thesis 
Cohesive and 
discrete mixture 
soil/HCM city 
24 25-85 1-2 5.542-40.810 wet/static loading 
Liang 
(2009) 
Clay/America 15 4,91-31,32 0,46-0,91 1.373-4.903 Combined (dry, wet, 
wall tube)/Static 
loading&Osterberg-
Cell 
Clay/America 18 4,91-30,5 0,36-0,91 113-7.551 
Murad 
(2013) 
Cohesive and 
discrete mixture soil 
/ Louisiana& 
Mississippi(America) 
32 10,7-42,1 0,61-1,83 2.108-27.125 
Combined (dry, wet, 
wall tube)/Static 
loading&Osterberg-
Cell 
Notation: n-number of piles; D-diameter; L-length, Rtd-actual measured resistance 
Comment: From table 3.3 and 3.4, it can be found that: 24 document 
sets mentioned above are similar to data from studies of some foreign 
authors on the general nature of the survey data collected. Thus, the 24 sets 
of data are sufficiently reliable to carry out a study to identify the resistance 
factors of foundation piles for bridge substructures in HCMC area. 
 15 
3.5.2 Analysis of data statistic characteristics 
Statistical analysis data includes: 1. Estimated nominal resistance (Rdti) 
according to the four methods mentioned above with the geological survey 
data and the actual size of the pile; 2. Actual measured resistance (Rtdi) 
which is testing load value corresponding to the settlement by 5% of pile 
diameter or the load causes the pile merged. The analyzed results were 
listed in Table 3.5. 
 Use R-software to analyze the statistical characteristics for this 
resistance bias factor (mean, Rλ , standard deviation, σλR, coefficient of 
variation, VλR) and appropriate distribution rules. Analytical results are 
presented in Table 3.5 and Figure 3.4-3.7. 
 The study results summarized for a comparison with some research 
results abroad are presented in Table 3.6. 
Table 3.5. Actual measured and predicted nominal resistances, statistical 
characteristics of resistance bias factor (λR) of drilled shafts according to 4 
methods for 24 piles under static load tests 
Pile 
name 
Length/ 
Diameter, 
L(m)/D(m) 
Measured 
resistance 
Rtdi(kN) 
Predicted nominal resistance, Rdt(kN) and resistance bias factor (λRi) based on: 
RO88-272 OR99-AL12 SNIP-205 SHB4-JRA02 
Rdti λRi Rdti λRi Rdti λRi Rdti λRi 
CT1 54,9/1,2 7.554 9.253 0,820 8.836 0,850 7.127 1,060 5.868 1,290 
. . . . . . . . . . . 
CT24 50,0/1,0 11.289 7.806 1,450 7.372 1,530 9.398 1,200 7.615 1,480 
Averaged number of bias factor λR, Rλ 1,066 1,153 1,215 1,203 
Standard deviation of λR, σλR 0,308 0,351 0,246 0,368 
Variation coefficient of λR, VλR 0,289 0,304 0,202 0,306 
Most suitable distribution (Standard or 
logarithm distribution) 
loga 
Ps=0,80 
loga 
Ps=0,56 
loga 
Ps=0,99 
loga 
Ps=0,39 
(Notation: Ps: Appropriate probability of aussumed distribution (Standard or logarithm) compared to standardization 
distribution, determined based on Shapiro-Wilk method (appropriate condition: PS≥0,05)) 
Hình 3.4. Distribution density vs.distribution inspection for resistance bias factor, 
λR (Rtd/RdtRO88-272), (RO88-272: Resee&O’Neill(1988) method) 
Stand.Distri.Validation 
(Shapiro-Wilk): 
PS= 0.13>0.05 
suitable to standard 
distribution 
Standard Distri.: Rλ =1,066;σR = 0,308 
Standard logarit 
distribution 
μlnλ=0,026 
σlnλ=0,278 
Loga.Distri.Validation 
(Shapiro-Wilk): 
Ps= 0.80>0.05 
suitable to logarithm 
distribution 
 16 
Figure 3.5. Distribution density vs.distribution inspection for resistance bias 
factor, λR (Rtd/RdtOR99-AL12), 
Figure 3.6. Distribution density vs.distribution inspection for resistaonce bias 
factor, λR (Rtd/RdtSNIP-205) 
Figure 3.7. Distribution density vs.distribution inspection for resistance bias 
factor, λR (Rtd/RdtSHB4-JRA02) 
Table 3.6. Comparison of analytical results of statistical characteristics in 
literature 
Prediction 
method/Specification Soil 
Construction 
method 
Statistical characteristics of resistance bias 
factor, λR Note Pile 
number Rλ σλR VλR Distribution 
 RO88-272: Reese& 
O’Neill (1988)/ 
22TCN272-05 
(AASHTO LRFD 
Cohesive 
and 
discrete 
Wet (Bentonite) 24 
1,067 0,302 0,283 loga Results of 
this thesis 1,029 0,276 0,268 loga* 
 Clay Wet 10 1,290 0,348 0,270 Paikowsky 
Stand.Distri.Validation 
(Shapiro-Wilk): 
Ps=0.18>0.05 suitable 
to standard distribution 
Loga.Distri.Validation 
(Shapiro-Wilk): 
Ps= 0.56>0.05 
suitable to logarithm 
distribution 
Stand.Distri. 
Rλ =1,153 
σR=0,351 
Stand.loga. 
Distri. 
μlnλ=0,099 
σlnλ=0,301 
— - Expected line of 
standard distribution 
o – Actual measured 
value (Lnλ) 
— - Expected line of standard 
distribution 
o – Actual measured value 
(Lnλ) 
Stand.Distri.Validatio
n (Shapiro-Wilk): 
Ps= 0.55>0.05p 
Loga.Distri.Validatio
n (Shapiro-Wilk): 
Ps= 0.997>0.05 
suitable to logarithm 
distribution 
Standard distribution 
Rλ =1,215; σR =0,246 
Stand.loga. Distri. 
μlnλ=0,176 
σlnλ=0,198 
Stand.Distri.Validation 
(Shapiro-Wilk): 
Ps= 0.01<0.05 not 
suitable 
Loga.Distri.Validation 
(Shapiro-Wilk): 
Ps= 0.39>0.05 suitable 
to logarithm 
distribution 
Standard distribution 
Rλ =1,203;σR =0,368 
Stand.loga. 
Distri. 
μlnλ=0,146 
σlnλ=0,279 
— - Expected line of 
standard 
distribution 
o – Actual measured 
value (Lnλ) 
 17 
Prediction 
method/Specification Soil 
Construction 
method 
Statistical characteristics of resistance bias 
factor, λR Note Pile 
number Rλ σλR VλR Distribution 
1998)/ 
(Cohesive, discrete 
soil) 
and sand Wall tube 21 1,040 0,302 0,290 loga (2004) 
Combined 44 1,190 0,357 0,300 loga 
Clay Combined (dry, 
wet, wall tube) 
53 0,90 0,423 0,47 loga 
Sand 32 1,71 1,026 0,60 loga 
OR99-AL12: O’Neill& 
Resee (1999)/ 
AASHTO LRFD 
2012/ 
(Cohesive, discrete 
soil) 
Cohesive 
and 
discrete 
Wet 24 
1,155 0,356 0,308 loga Results of 
this thesis 1,076 0,316 0,294 loga* 
Cohesive 
and 
discrete 
Combined 34 
1,270 0,381 0,300 loga Murad 
(2013) 1,330 0,52 0,391 loga* 
Clay Combined 15 1,122 0,302 0,269 loga 
Liang (2009) 0,902 0,107 0,118 loga* 
Sand Combined 18 2,262 1,004 0,444 loga 1,482 0,453 0,306 loga* 
Comment: From Tables 3.5&3.6 and Figures 3.4 to 3.7, it can be seen 
that: 
The dispersion of predicted resistance values or resistance bias factor of 
SNIP-205 method is at least, the 3 remaining methods have more 
dispersion and nearly equal (Fig. 3.4-3.7); 
Resistance bias factor (λR) of the four methods as mentioned above 
follows the standard logarithmic distribution law (Probability testing in 
accordance with logarithms distribution of Shapiro-Wilk is Ps > 0.05). In 
which, SNIP-205 method is the most consistent with the logarithmic 
distribution (because most consistent probability: Ps = 0.997), followed by 
RO88-272 method (Ps = 0.8) and last is SHB4-JRA02 method (Ps = 0.39) 
(Table 3.5 and Figures 3.4-3.7); 
Averaged value ( Rλ ) of resistance bias factor in SNIP-205 method is 
maximum ( Rλ =1,215), followed by SHB4-JRA02 method ( Rλ =1,203) and 
minimum value is of RO88-272 method ( Rλ =1,066); 
Variation coefficient (VλR) of resistance bias factor of SNIP-205 method 
is the smallest (VλR=0,202 dispersion of at least λRSNIP-205), followed by 
RO88-272 method (VλR =0,289) and of the method SHB4-JRA02 is 
maximum (VλR =0,306); 
The study results of statistical characteristics of resistance bias factor of 
drilled shafts for the four methods are reliable, quite similar, and consistent 
with some studies in literature (Table 3.6). 
3.6 Determining statistical characteristics of parameters that affect 
to determination of resistance factors of drilled shafts 
 18 
 Through the selection and research outcome as above, the author 
recommends statistical characteristics of the parameters effecting to the 
determination of pile resistance under cohesive and discrete mixture soil 
base condition in Ho Chi Minh City area, as summarized in Table 3.7. 
Results obtained from Chapter 3 
In the framework, the obtained results quantified parameters 
influencing the resistan factors of drilled shafts through statistical 
characteristics of relative random resistance bias factor. 
 Based on the result of the analysis, evaluate and quantify statistical 
characteristics of parameters effecting to the resistance factors of drilled 
shafts according to soil base strength condition for four above methods 
(RO88-272, OR99-AL12, snip-205, SHB4-JRA02), the following 
conclusions can be made: 
- Statistical characteristics of the resistance bias factor (λR, the ratio of 
the measured resistance/predicted resistance) have fully reflected all 
uncertainty properties of parameters affecting to predicted results of pile 
resistance under soil base condition. With each method as well as each 
form of geology, there will be different statistical characteristics; 
- Results of research on statistical characteristics of the resistance bias 
factor of drilled shafts under soil base condition initially contribute to the 
basics of determining the resistance factors for the pile under geological 
Table 3.7. Summary of proposed statistical characteristics of parameters 
effecting to pile resistance factors according to soil base strength 
Name of statistical variable 
(Resistance bias factor, λ) 
Statistical characteristics 
Note Distribution λ ( ln λ ) σλ (σlnλ) Vλ 
1. Representive for resistance: Resistance bias factor, (λR:actual measured 
resistance/predicted resistance) 
* as a logarithm 
distribution corrected to 
be consistent with values 
at the tail area of the 
distribution method “Best 
fit to tail (Allen, 2005)”; 
Values inside the 
bracket (.) are averaged 
ones ( ln λ ) and standard 
deviation (σlnλ) of 
logarithm distribution. 
RO88-272 (Reese&O’Neill 
(1988)) 
loga 1,067 (0,026) 0,302 (0,278) 0,283 
loga* 1,029 (-0,006) 0,276 (0,263) 0,268 
OR99-AL12 (O’Neill&Reese 
(1999)) 
loga 1,155 (0,099) 0,356 (0,301) 0,308 
loga* 1,076 (0,032) 0,316 (0,288) 0,294 
SNIP-205 (TC Nga trong 
TCXDVN205-98) 
loga 1,216 (0,176) 0,243 (0,198) 0,200 
loga* 1,215 (0,171) 0,270 (0,219) 0,222 
SHB4-JRA02 (JRA2002-
SHB_Part IV) 
loga 1,203 (0.146) 0,343 (0279) 0,285 
loga* 1,127 (0,089) 0,282 (0,246) 0,250 
2. Representive for load effect: bias factor of deadload (λD) and liveload (λL) effects 
According to 22TCN 
272-05 (AASHTO LRFD) 
Deadload effect, λD loga 1,080 (0,069) 0,140 (0,129) 0,130 
Liveload effect, λL loga 1,150 (0,124) 0,210 (0,179) 0,180 
Deadload coefficient, γD=1,25; liveload coefficient, γL=1,75; ratio of deadload 
(D) over liveload (L), D/L=3. 
 19 
conditions with cohesive or discrete soil in HCM City, in which piles are 
constructed by wet method (bentonite) for four methods as in Table 3.7. 
Chapter 4. DETERMINATION AND PROPOSAL OF RESISTANCE 
FACTORS OF DRILLED SHAFTS ACCORDING TO SOIL BASE 
STRENGTH IN HO CHI MINH CITY 
4.1 Selection and proposal of target reliability index for drilled shafts 
design 
The selection of the level of reliability or target reliability index relates 
to the level of reliability that is being used in the design, form of structural 
damage, the sensitivity of the public and media, owners, lifetime design of 
the structure and elements of political, economic and social. 
 In Vietnam, there is no conditions for researching the target reliability 
index, it is recommended to select the index, βt = 3, as directed by the 
AASHTO LRFD. 
4.2 Determination of axial resistance factors of drilled shafts according 
to soil base strength 
On the basis of analysis results of statistical characteristics of resistance 
bias factor (λR) of the four methods and application of the statistical 
characteristics of load effect bias factor λD, λL), the other parameters as 
suggested in Table 3.7, to determine resistance factors of drilled shafts 
according to 2 methods: first-order reliability method (FORM) and Monte 
Carlo simulation method (MCS) as outlined in Chapter 2 as follows: 
 - FORM method: Applying formula (2.7), using a spreadsheet on 
Excel function and using run loop Solver to determine the reliability index 
(β) corresponds to the values of the assumed resistance factors (ϕ = 0, 4, 
0.6, 0.8, 1.05). Next, charting the relationship between β and ϕ; based on 
this relationship chart to determine the resistance factors corresponding to 
the target reliability index (βt = 1.64, 2.33, 3.0 and 3.5). Detailed results are 
presented in Table 4.1; 
 - MCS method: Also apply the formula (2.7), set up the spreadsheets 
and use the Crystal Ball software (analysis software is integrated in the 
environment of Excel) to determine the statistical characteristics of state 
functions f(R,Q) corresponds to the values of assumed resistance factors (ϕ 
= 0.4, 0.6, 0.8, 1.05), which will determine the reliability index (β) , 
respectively. Next, charting the relationship between β and ϕ; based on this 
relationship chart to determine the coefficients of resistance corresponding 
to the target reliability index (βt = 1.64, 2.33, 3.0 and 3.5). Detailed results 
are presented in Table 4.1. 
 20 
Table 4.2. Comparation of resistance factorss, ϕ, between present study and 
other literatures in the world 
Prediction 
method/specif-
ication 
Soil type-
Location 
Constructio
n method/ 
number of 
piles 
λR Factor φ 
with βt=3 
(MCS) 
Compar-
ision 
Proposi-
ng, φ 
(βt=3) 
Note 
λ σλ 
RO88-272: 
Reese& 
O’Neill (1988)/ 
22TCN272-05 
Cohesive&discrete 
mixture soil-HCM Wet/24 
1,067 0,302 0,54 0,985 0,54 Results of this thesis 1,029a 0,276a 0,55a 1 
 Clay&sand-
America 
Combined 
/44 1,190 0,300 0.58 1,055 Paikowsky (2004) 
Clay -America Combined 0,63
b 1,145 22TCN272-05 Sand-America none - 
OR99-AL12: 
O’Neill& 
Resee (1999)/ 
AASHTO 
LRFD 2012/ 
(Đất dính, rời) 
Cohesive&discrete 
mixture soil-HCM Wet/24 
1,155 0,356 0,55 1,038 0,53 Results of this thesis 1,076a 0,316a 0,53a 1 
Cohesive&discret
e mixture soil-
America 
Combined 
/34 
1,270 0,381 0,60 1,132 
0,60 Murad (2013) 1,330a 0,52a 0,50a 0,943 
Clay -America/15 Combined 1,122 0,302 0,46 0,868 0,45 
Liang (2009) 0,902
a 0,107a 0.56a 1,057 
Sand-America/18 Combined 2,262 1,004 0,51 0,962 0,50 1,482a 0,453a 0. 52a 0,981 
Clay -America Combined 0,44c 0,830 AASHTO LRFD 2012 Sand-America Combined 0,54d 1,019 
SNIP-205: 
Tiêu chuẩn 
Nga 
Cohesive& 
discrete-HCM Wet/24 
1,216 0,243 0,77 1,055 0,73 Results of this thesis 1,215a 0,270a 0,73a 1 
Cohesive& 
discrete-Russia Combined 0,79
e 1,019 TCXDVN205-98 
Table 4.1. Results of determination of resistance factorss (ϕ) for the four 
resistance prediction method from statistical characteristics 
Prediction method 
of drilled shafts 
resistance 
Statistical characteristics of resistance 
bias factor, (λR: ratio of resistances 
actual measured/predicted), Table 3.7 
Method of 
determinat-
ion 
Resistance factorss (ϕ) 
corresponding to the target 
reliability index (βt) 
Comparison of 
average error 
between 
FORM&MCS Phân phối λ ( lnλ ) σλ (σlnλ) Vλ βt =1,64 2,33 3,0 3,5 
RO88-272 
(Reese&O’Neill 
(1988)/ 
22TCN272-05) 
loga 1,067 (0,026) 
0,302 
(0,278) 0,283 
FORM 0,80 0,65 0,53 0,46 1 
MCS 0,82 0,66 0,54 0,47 1,023 
loga* 1,029 (-0,006) 
0,276 
(0,263) 0,268 
FORM 0,79 0,65 0,54 0,47 1 
MCS 0,80 0,66 0,55 0,47 1,019 
OR99-AL12 
(O’Neill&Reese 
(1999)/AASHTO 
LRFD 2012) 
Loga 1,155 (0,099) 
0,356 
(0,301) 0,308 
FORM 0,83 0,66 0,54 0,46 1 
MCS 0,85 0,68 0,55 0,47 1,032 
Loga* 1,076 (0,032) 
0,316 
(0,288) 0,294 
FORM 0,79 0,64 0,52 0,45 1 
MCS 0,81 0,66 0,53 0,46 1,026 
SNIP-205 
(Russian method 
in TCXDVN205-
98) 
Loga 1,216 (0,176) 
0,243 
(0,198) 0,200 
FORM 1,04 0,89 0,77 0,69 1 
MCS 1,05 0,90 0,77 0,69 1,003 
Loga* 1,215 (0,171) 
0,270 
(0,219) 0,222 
FORM 1,01 0,85 0,72 0,64 1 
MCS 1,02 0,86 0,73 0,65 1,011 
SHB4-JRA02 
(Japanese 
Standard 
JRA2002-
SHB_Part IV) 
Loga 1,203 (0.146) 
0,343 
(0279) 0,285 
FORM 0,90 0,73 0,60 0,51 1 
MCS 0,92 0,75 0,61 0,52 1,022 
Loga* 1,127 (0,089) 
0,282 
(0,246) 0,250 
FORM 0,89 0,74 0,62 0,54 1 
MCS 0,90 0,75 0,63 0,55 1,015 
 21 
Prediction 
method/specif-
ication 
Soil type-
Location 
Constructio
n method/ 
number of 
piles 
λR Factor φ 
with βt=3 
(MCS) 
Compar-
ision 
Proposi-
ng, φ 
(βt=3) 
Note 
λ σλ 
SHB4-JRA02: 
Tiêu chuẩn 
Nhật 
Cohesive&discrete 
mixture soil-HCM Wet/24 
1,203 0,343 0,61 0,968 0,61 Results of this thesis 1,127a 0,282a 0,63a 1 
Cohesive& 
discrete-Japan Combined 0,34
f 0,540 JRA2002-SHB_Part IV 
Comments: 
- Along with the target index reliability (βt), the resistance factors of 
drilled shafts corresponding to the four methods are proportional to the 
averaged value of the resistance bias factor, Rλ and inversely proportional 
to coefficient of variation, VλR; 
- The analytical results have determined that the resistance factors 
corresponds to the FORM and MCS methods are nearly equal (difference 
from 0.3% to 3.2%). Therefore, the thesis using MCS method is reasonable 
(Table 4.1); 
- The standardization of results of resistance factorss of the thesis (ϕLA) 
differs from the results of international studies in foreign countries and the 
current design standards(ϕNN , ϕTC) about a smaller percentage of less than 
14.3% to 44.3%. Specifically as follows (Table 4.2): 
+ For the Resee & O'Neill (1988) method: ϕLA is smaller than ϕTC (= 
0.63) equivalently in the standard 22TCN272-05 and ϕNN (= 0.58) of 
Paikowsky (2004) respectively 14 , 3% and 6.9%. This difference can be 
explained: Although study results for soil mixture (cohesive and discrete 
soil type) including clay and sand, but due to different geographical 
conditions, substrate heterogeneity, measures construction methods and 
other factors should lead to this error; 
+ For O’Neill&Resee method (1999): ϕLA is smaller than ϕNN (=0,6) of 
Murad (2013) about 11,7% and greater than ϕTC (=0,48) equivalently in the 
AASHTO LRFD 2012 about 9,4%. The difference can be explained as 
above; 
+ Russian method in TCXDVN 205-98: ϕLA is smaller than ϕTC (=0,79) 
equivalently in the TCXDVN 205-98 about 7,6%; 
+ Japanese method in JRA 2002 JSHB_Part IV: ϕLA is greater than ϕTC 
(=0,34) equivalently in the JRA 2002 JSHB_Part IV about 44,3%. 
4.3 Evaluation and comparison of resistance factors in current 
applying standards and results of present thesis 
- Using 24 document sets of drilled shafts with assumed condition of 
general design parameters: target reliability index, β=3 (incident 
 22 
probability, Pf=0,1%); deadload factor (γD=1,25), liveload factor (γL=1,75); 
ratio of deadload/liveload (D/L=3); 
- Predict the design resistance (symboled as RRdti or Rtkdti) based on the 
four methods (RO88-272, OR99-AL12, SNIP-205 and SHB4-JRA02) 
orderly with resistance factors obtained from design standards and from 
present thesis. Results are listed in Table 4.3; 
- Analyze the statistical characteristics of design resistance bias factor, 
to be similarly done as the Item 3.5. Analyze the reliability level (using 
MCS method) to determine the reliability index. Results are presented in 
Table 4.3; 
Table 4.3. Predicted design resistances, statistical characteristics of design 
resistance bias factor of drilled shafts (λtkR) according to the four methods 
with resistance factors obtained from design standards and from present 
thesis. 
Pile 
name 
Length/ 
Diameter, 
L(m)/D(m) 
Measured 
Resistance 
Rtdi(kN) 
Predicted design resistance, Rtkdt (kN) and design resistance bias factor (λtkRi) 
RO88-272 OR99-AL12 SNIP-205 SHB4-JRA02 
Rtkdti λtkRi Rtkdti λtkRi Rtkdti λtkRi Rtkdti λtkRi 
CT1 54,9/1,2 7.554 5.203 (4.997) 
1,450 
(1,510) 
4.745 
(4.683) 
1,590 
(1,610) 
5.631 
(5.203) 
1,340 
(1,450) 
1.995 
(3.579) 
3,790 
(2,110) 
. . . . . . . . . . . 
CT24 50,0/1,0 11.289 4.397 (4.215) 
2,570 
(2,680) 
3.946 
(3.907) 
2,860 
(2,890) 
7.428 
(6.861) 
1,520 
(1,650) 
2.590 
(4.645) 
4,360 
(2,430) 
Average number of resistance 
bias factor, 
R
tk
λ 1,850 (1,974) 2,220 (2,177) 1,539 (1,665) 3,780 (1,974) 
Standard deviation of λtkR, σλR 0,497 (0,570) 0,746 (0,664) 0,312 (0,337) 1,380 (0,605) 
Variation factor of λtkR, VλR 0,269 (0,289) 0,336 (0,305) 0,203 (0,202) 0,365 (0,306) 
Most suitable distribution 
(standard or logarithm) 
loga 
Ps=0,87 (0,79) 
loga 
Ps=0,75 (0,56) 
loga 
Ps=1,0 (0,99) 
loga 
Ps=0,19 (0,43) 
 Re-calculation of statistical paprameters according to logarithm distribution 
Average number based on 
ln(λtkR), R
tk
λ 
1,853 (1,975) 2,223 (2,180) 1,540 (1,666) 3,774 (1,974) 
Standard deviation of ln(λtkR), σλR 0,498 (0,559) 0,736 (0,671) 0,308 (0,332) 1,253 (0,565) 
Variation factor of ln(λtkR), VλR 0,269 (0,283) 0,331 (0,308) 0,200 (0,199) 0,332 (0,286) 
 Reliability analysis 
Resistance factorss according to 
specification/ thesis 0,5-0,65 (0,54) 0,4-0,55 (0,53) 0,79 (0,73) 0,34 (0,61) 
Reliability index, β (based on 
MCS) 2,954 (3,021) 3,002 (3,126) 2,892 (3,029) 4,548 (3,007) 
Non-incident probability, Ps(%) ≈99,8 (≈99,9) ≈99,9 (≈99,9) ≈99,8 (≈99,9) 99,9997 (≈99,9) 
Incident probability Pf (%) ≈0,2 (≈0,1) ≈0,1 (≈0,1) ≈0,2 (≈0,1) 0,0003 (≈0,1) 
Pf compared with [Pf] 2 (1) 1 (1) 2 (1) 0,003 (1) 
Results obtained from Chapter 4 
 - The research results of drilled shafts axial resistance factors based on 
soil base strength condition (from 0.53 to 0.77) range in the value series of 
 23 
axial resistance factors according to the current design standards (from 0.34 
to 0.79) and a few research results abroad (from 0.46 to 0.60); 
- It can be proposed to select resistance factors, ϕ, by the principle of 
the minimum value in the values calculated by the Monte Carlo method 
(MCS) with statistical characteristics of resistance bias factor corrected or 
non-corrected based on the method Best fit to tail-Allen (2005). 
Specifically, the general resistance factors corresponding target index 
reliability, βt=3 or Ps=99,9% are proposed as follows: 
+ Resee&O’Neill (1988) method, 22TCN272-05: ϕ =0,54; 
+ O’Neill&Resee (1999) method, AASHTO LRFD 2012: ϕ =0,53; 
+ Russian method in TCXDVN 205-98: ϕ =0,73; 
+ Japanese method in JRA 2002 JSHB_Part IV: ϕ =0,61. 
GENERAL CONCLUSION 
 With the aim of studying the influencing parameters and 
determination of the resistance factors of drilled shafts of bridge 
substructures based on soil base strength condition in Ho Chi Minh 
City area, the thesis has conducted a survey, research on the drilled 
shafts in projects located in the area, assess the current state of 
technology and the quality as well as the contents of design 
calculations, clarify exists in assessing pile resistance. By applying 
the methods of statistical probability theory and reliability theory in 
the field of foundation, the thesis proposed a model for determining 
resistance factors of drilled shafts based on the statistical 
characteristics of main influencing parameters. Based on the analysis 
of 24 samples of representive drilled shafts under static compressive 
load tests in the area, the thesis initially determines the resistance 
factors corresponding to other resistance prediction methods 
according to soil base condition at the area of Ho Chi Minh City. 
From the results of the study, some general conclusions are raised as 
follows : 
1. Findings of the thesis 
- Propose a model to determine resistance of drilled shafts of bridge 
substructures based on statistical characteristics of the ratio (bias factor, λ) 
of measured value and predicted value of drilled shafts axial resistance with 
the application of probability statistics theory and reliability theory; 
- Analyze and quantify the parameters that influence drilled shafts for 
bridge substructures in cohesive and discrete mixture soil base, constructed 
 24 
by wet method (bentonite) in the Ho Chi Minh City area, through 
determining the statistical characteristics of the resistance bias factor (λR) 
for four methods: 
+ Resee&O’Neill (1988) method, 22TCN272-05: Complies with 
logarithm distribution, averaged value, Rλ =1,067; standard deviation, σλR = 
0,302 and variation coefficient, VλR =0,283; 
+ O’Neill&Resee (1999) method, AASHTO LRFD 2012: Logarithm 
distribution, Rλ =1,155; σλR = 0,356 and VλR =0,308; 
+ Russian method in TCXDVN 205-98: logarithm distribution, 
Rλ =1,215; σλR = 0,270 and VλR =0,222; 
+ Japanese method JRA 2002 JSHB_Part IV: logarithm distribution, 
Rλ =1,203; σλR= 0,343 and VλR =0,285. 
- Propose general resistance factors (ϕ) of drilled shafts according to 
soil base strength with cohesive and discrete mixture soil base, constructed 
by wet method (bentonite) in the Ho Chi Minh City area for the following 
four methods: 
+ Resee&O’Neill (1988) method, 22TCN272-05: ϕ =0,54; 
+ O’Neill&Resee (1999) method, AASHTO LRFD 2012: ϕ =0,53; 
+ Russian method in TCXDVN 205-98: ϕ =0,73; 
+ Japanese method, JRA 2002 JSHB_Part IV: ϕ =0,61. 
2. Recommendations 
- It is able to use the model to determine resistance factors of drilled 
shafts based on statistical characteristics of the ratio (bias factor, λ) of 
actual measured value and predicted value to apply for other areas and 
different geological conditions in Vietnam. 
- The method of probability statistics analysis and reliability analysis 
Monte Carlo give the bias factor (λ) so as to determine resistance factors 
that can be applied for future studies. 
3. Orientation of future studies 
- Conduct additional studies that identify statistical characteristics of 
resistance bias factor of drilled shafts, especially experimental results of 
loading test can separatively give tip resistance and shaft resistance such as 
Osterberg box loading method or normally static loading in which 
longitudinal strain gauges are attached, ... in regions with different 
geological characteristics to have a basis for correction of resistance factors 
for bridge-roadway design standards of Vietnam; 
- To study the statistical characteristics of loads, firstly highway 
liveloads to serve for design load grade to correct load factors based on 
reliability analysis which is suitable with Vietnam condition./. 
 25 
PUBLICATIONS 
1. Phuong, Ngo-Chau (2006), "Some issues related to the calculation of 
pile bearing capacity under current standards and some other 
standards", Transportation Science Megazine (15), p. 75-84, 
University of Transport and Communications. 
2. Phuong, Ngo-Chau (2012), Analysis and evaluation of predicted 
pile body resistance of drilled shafts used for bridge 
substructures in soft soil bases according to design standards 
272-05 and AASHTO LRFD Bridge 22TCN 2007, the head of 
the university-graded research project, University of Transport 
and Communications, Hanoi. 
3. Ngo Chau Phuong, Tran Duc Nhiem (2012), “Some Problems of 
Estimating the Drilled Shaft Axial Resistance in 22TCN 272-05 And 
AASHTO LRFD 2007 Specifications”, The International Conference 
on Green Technology and Sustainable Development, Vol. 1, tr.99-
104, Tp.HCM. 
4. Phuong, Ngo-Chau, Nhiem, Duc-Tran, Long, Nguyen-Ngoc (2013), 
“Some reliable parameters of drilled shafts of bridge substructures 
obtained from pile body bearing capacity in Ho Chi Minh city 
according to present specifications,”, Technology Science 
Conference 13th - Construction technology for sustainable 
development, Division of Construction technology- Ho Chi Minh 
Poly-technique University, Construction Publisher, pages 383-393 
5. Phuong, Ngo-Chau, Nhiem, Duc-Tran, Long, Nguyen-Ngoc (2013), “A 
contribution in determining of capacity coefficients of drilled shafts 
body in bridge substructures for soft soil conditions at different 
locations in Vietnam”, Vietnam Bridge and Road Magazine 
(10/2013), p. 34-42, Vietnam Bridge and Road Association, Hanoi. 
            Các file đính kèm theo tài liệu này:
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