The emphasis on food safety has led to the adoption of the HACCP (Hazard
Analysis and Critical Control Points) system by food processors throughout
the world. Adoption has been both voluntary and mandatory, as food
regulatory agencies have moved to mandate the system for different prod-ucts. In the United States, HACCP has been mandated for the juice pro-cessing industry. Codex Alimentarius, the body aimed at developing guide-lines for international trade, has also adopted HACCP as part of its Code
of Food Hygiene. In fact, if you talk to delegates to the Codex Committee
on Food Hygiene, you will learn that HACCP literally ìsailedî through
the Committee. Adoption of the system took only a few years, which is
incredible when one understands that Codex is an organization in which
change may take decades.
HACCP is a system that was developed to ensure the safety of processed
foods, so this leaves a great deal of the food supply ìuncovered.î Why do
we say ìuncoveredî? We say it because HACCP is a system in which a food
processor identifies potential hazards and builds ìcontrolsî into the process
to eliminate, reduce, or control each hazard. With fresh produce, this is not
© 2003 by CRC Press LLC
realistic, as it is literally impossible to eliminate or control all potential
hazards. Processes designed to destroy or control most pathogens would
change fresh products so that they would no longer be fresh. Understanding
this, representatives from industry, government, and academia took steps to
remedy this deficiency. They developed what are now called Good Agricul-tural Practices or GAPs. The GAPs are a logical extension of HACCP into
the fresh produce industry. They utilize HACCP principles and prerequisite
programs to reduce the potential for product contamination and thereby
ensure safety. Recent activities at the International Organization for Stan-dardization (ISO) further underscore the importance of food safety. ISO is
in the process of developing food safety standards that address both HACCP
and Good Agricultural Practices.
1
What is interesting is that many food processors who are buying produce
are now mandating that the materials be purchased from growers who operate
under GAPs. This applies even when the fresh products are being further
processed. These companies operate under the theory that the application of
GAPs will help to ensure the safety of their products, and thus protect their
customers, business, and reputation.
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Boca
T
Purn
Be
Q
a
S
© 2003 by CRC Press LEdited by
ammy Foster
and
endu C. Vasavada
verage
uality
nd
afetyCRC PR ESS
Raton London New York Washington, D.C.
LC
This book contains inform
is quoted with permission
efforts have been made to
assume responsibility for
Neither this book nor any
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All rights reserved. Auth
internal use of speciÞc
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for such copying.
Direct all inquiries to CR
Trademark Notice:
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used only for identiÞcatio
Visit t
Printed
Libra
Beverage quality
p. c
Includes bibl
ISBN 0-5871
1. Beverages
II. Vasavada, Pur
TP511.B48 2003
663
¢.6
¢
0685dc
TX110_book Page iv Tuesday, May 6
© 2003 by CRC Press Lation obtained from authentic and highly regarded sources. Reprinted material
, and sources are indicated. A wide variety of references are listed. Reasonable
publish reliable data and information, but the author and the publisher cannot
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r users of the Transactional Reporting Service is ISBN 0-58716-011-
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e CCC, a separate system of payment has been arranged.
s LLC does not extend to copying for general distribution, for promotion, for
r resale. SpeciÞc permission must be obtained in writing from CRC Press LLC
C Press LLC, 2000 N.W. Corporate Blvd., Boca Raton, Florida 33431.
uct or corporate names may be trademarks or registered trademarks, and are
n and explanation, without intent to infringe.
he CRC Press Web site at www.crcpress.com
ry of Congress Cataloging-in-Publication Data
and safety / edited by Tammy Foster and Purnendu C. Vasavada.
m.
iographical references and index.
6-011-0 (alk. paper)
Quality control. 2. Beverage industryQuality control. I. Foster, Tammy.
nendu C.
21 2003046136
, 2003 9:21 AM© 2003 by CRC Press LLC
No claim to original U.S. Government works
International Standard Book Number 0-58716-011-0
Library of Congress Card Number 2003046136
in the United States of America 1 2 3 4 5 6 7 8 9 0
Printed on acid-free paper
LC
Forewo
As an industry prof
gists (IFT) to be a
workshop entitled E
leagues presented o
then, I see how thes
and cutting-edge iss
basics of plant sanit
It goes into depth on
by Richard Stier and
and Drug Administ
(HACCP) regulation
the roles of genetica
technologies, are pr
mura, and Purnendu
In order to stay
nology, products, an
your competitor will
new food safety co
explored. As much
want to worry abou
and interesting beve
organizations will n
tions. New beverag
The role of innovati
in the end drive cons
process of continuo
TX110_book Page v Tuesday, May 6,
© 2003 by CRC Press Lrd
essional, I have always found the Institute of Food Technolo-
valuable educational resource. This book is a result of a
merging Beverage Technology, in which many of my col-
n a variety of topics. As I look back on what was emerging
e issues have surfaced for beverage manufacturers. Both basic
ues are addressed in this book. This publication covers the
ation, as presented by Martha Hudak-Roos and Bruce Ferree.
Good Agricultural Practices to ensure safe juice, as discussed
Nancy Nagle. Donald Kautter, who helped develop the Food
rations Juice Hazard Analysis and Critical Control Point
, speaks directly to the Þnal rule. Emerging issues, such as
lly modiÞed organisms (GMOs), nutraceuticals, and alternative
esented by Susan Harlander, Dennis Gordon, Kiyoko Kubo-
Vasavada, respectively.
competitive, manufacturers must forever improve their tech-
d processes. It is not enough to maintain the status quo, or
suddenly overtake you. Beyond competition, there are always
ncerns in the beverage world and new technologies to be
as consumers want a new and exciting beverage, they never
t its safety. In the quest to satisfy consumers thirst for new
rages, technology is key. Academia, industry, and scientiÞc
eed to continue to work together to meet consumer expecta-
e technology and the opportunity it presents are expanding.
on will continue to drive the juice and beverage markets and
umer loyalty. This publication is only one step in the ongoing
us improvement.
Linda Frelka
Vice President
Odwalla, Inc.
Half Moon Bay, California
2003 9:21 AMLC
Forewo
Beverage Quality an
at the Annual Meeti
from the extensive kn
expertise is based on
industries. Their qua
tion in sharing their
the Institute of Food
present the informat
present it as oral ed
dedicated to providi
and its Professional
year. Topics selected
maximum interest b
The beverage m
economy. New tech
sumers with the intro
as a reference for re
thanks all of the cont
Vasavada, for their e
TX110_book Page vii Tuesday, May 6
© 2003 by CRC Press Lrd
d Safety is based on information presented in a program held
ng of the Institute of Food Technologists (IFT). It is compiled
owledge of a team of experienced food industry experts, whose
many years of direct involvement with the food and beverage
liÞcations are described elsewhere, but their collective dedica-
knowledge with others in the industry has made it possible for
Technologists Continuing Education Committee not only to
ion provided for this book to readers everywhere, but also to
ucational programs to IFT members and nonmembers. IFT is
ng the latest technical information relating to food processing,
Development Department coordinates this effort throughout the
by IFT for presentation and publication are peer reviewed for
y different segments of the food industry.
arket continues to grow, despite recent setbacks in the world
nology in processing and packaging continues to please con-
duction of new beverage products. We hope this book will act
searchers, processors, marketers, and consumers. IFT sincerely
ributors, and especially the editors, Tammy Foster and Purnendu
xpertise and effort.
Dean D. Duxbury
Director of Professional Development
Institute of Food Technologists
Chicago, Illinois
, 2003 9:21 AMLC
Preface
The fruit juice, soft
recent years. While
interest, new, innova
blends, energy drink
and beverages conta
generated much exci
foods, estimated to b
food expenditure in
(33 to 73%) of vario
in the U.S. in 2000
beverage market gen
$12 billion by 2007
nectars, juice blends,
and $105 million, re
In recognition o
industry, the Institut
course, Beverage Te
tinuing Education Pr
was designed to offe
opments relating to p
an update on regulat
Point (HACCP) regu
to fruit juice. From d
CEC) and industry c
the industry and regu
beverages would be
presentations at the
the details of recent
Rather, it is designe
juice and beverage i
The book opens
sector followed by
(GMOs) in beverag
applications in beve
processing of organi
The processing a
4, 9, and 10, and clea
8. The microbiologic
tance of microorgan
TX110_book Page ix Tuesday, May 6
© 2003 by CRC Press Ldrink, and beverage industry has experienced rapid growth in
traditional drinks and beverages have maintained consumer
tive, value-added products, including exotic juice and beverage
s, sports drinks, ready-to-drink teas and coffees, bottled water,
ining nutraceuticals, botanicals, and herbal ingredients have
tement in the beverage sector. The global market for functional
e over $35 billion, is expected to reach 5% of the total world
the near future. Beverages constituted a signiÞcant proportion
us health-promoting new products or product lines introduced
. According to a recent industry report, the U.S. functional
erated revenues of $4.7 billion in 2000 and is predicted to exceed
. Another industry report indicated that refrigerated juices,
cocktail drinks, and refrigerated teas generated over $3.5 billion
spectively, in sales in 2002.
f the signiÞcance of the juice and beverage sector in the food
e of Food Technologists (IFT) developed and offered a short
chnologies and Regulatory Outlook, as a part of the IFT Con-
ogram prior to the IFT annual meeting in 2001. The short course
r information on the latest beverage industry trends and devel-
roducts, processing, and packaging technologies and to provide
ory issues such as federal Hazard Analysis and Critical Control
lations and Codex Alimentarius Commission activities related
iscussions with the IFT Continuing Education Committee (IFT-
olleagues, it was felt that a publication providing discussion of
latory trends as well as the quality and safety of fruit juice and
useful. This book contains chapters based on many of the
short course. It is not intended as a comprehensive review of
research on the topic of fruit juice and beverage technology.
d to provide an applied, practitioners viewpoint on the fruit
ndustry from grove to glass.
with a chapter on minimizing contamination in the production
a discussion of the role of genetically modiÞed organisms
e production. The role of nutraceuticals and functional food
, 2003 9:21 AMrage production is discussed in Chapter 3. The production and
c fruit, juice, and beverages are detailed in Chapter 9.
nd packaging of juices and beverages are discussed in Chapters
ning and sanitation of beverage plants are discussed in Chapter
al aspects of fruit juices and beverages, particularly the impor-
isms in spoilage and safety of fruit juice, are discussed in
LC
Chapters 4 and 5. T
concern in fruit juic
outbreaks, consumer
products during the
a major threat to th
safety concerns, the
to minimize microbi
and vegetables, requ
implementation of t
designed to ensure
provide detailed dis
juice and beverage i
The IFT short c
fruit juice and veget
U.S. delegation to th
Juices. We would ha
with the fruit juice
and vegetable juice s
by the Codex Ad-Ho
Detailed reports of r
Internet at the U.S. C
We are grateful
Frelka, vice presiden
fessional developme
thank Dean Duxbury
Finally, we would li
their patience and va
tors, who are specia
intentions and efforts
it will be a useful so
TX110_book Page x Tuesday, May 6,
© 2003 by CRC Press Lraditionally, pathogenic organisms were not a major cause for
es and fruit beverages. However, reports of foodborne illness
illness, and recalls associated with fruit, fruit juice, and juice
past decade have led to a recognition of emerging pathogens as
e safety of fruit juice and beverages. In the wake of the food
U.S. Food and Drug Administration (FDA) has issued guidance
al food safety hazards in fresh and minimally processed fruits
ired a warning label on any unpasteurized juices, and mandated
he Hazard Analysis Critical Control Point (HACCP) system
safety of fruit juice and juice products. Chapters 5, 6, and 7
cussions of the design and implementation of HACCP in the
ndustry.
ourse featured a presentation on the Codex activity regarding
able juice standards by the FDA representative serving on the
e Ad Hoc Intergovernmental Task Force on Fruit and Vegetable
ve liked to include a chapter on the Codex activities dealing
and vegetable juice standards. However, the Codex fruit juice
tandards have not been Þnalized and are being currently debated
c Intergovernmental Task Force on Fruit and Vegetable Juices.
ecent meetings of the ad-hoc commission are available on the
odex Web site.
to all the contributors for providing manuscripts and to Linda
t, Odwalla, Inc., and Dean Duxbury, the IFT director of pro-
nt, for writing Forewords for this book. We would also like to
and the IFT-CEC staff for their encouragement and support.
ke to thank Eleanor Riemer and Erika Dery of CRC Press for
luable assistance in the production of this book. The contribu-
lists well known in their Þelds, and the editors have the best
in producing the book and hope that, despite any shortcomings,
urce of information for professionals in food industry.
Tammy Foster
Purnendu C. Vasavada
2003 9:21 AMLC
About t
Tammy Foster
is fo
Florida. She has he
assurance and is curr
for Tropicana worldw
design, reviewing a
(HACCP) plans are
quality within all ma
of Quality, the Instit
ation for Food Prote
Continuing Educatio
from South Dakota S
Purnendu C. Vasav
sinRiver Falls and
Wisconsin (UW) Ex
food science and te
conferences, worksh
in microbiology, foo
TQM (Total Quality
the U.K., Ireland, M
Chile, Brazil, Hunga
River Falls Internat
Food Microbiology
coauthor of more tha
book chapters, and a
American Academy
Mityas Laboratorian
Association, the Edu
and Environmental S
from the Wisconsin
Chairmans Award f
International Associa
of the IFT Continuin
in microbiology in I
western Louisiana in
from the University
TX110_book Page xi Tuesday, May 6
© 2003 by CRC Press Lhe Editors
od safety manager for Tropicana Products, Inc., in Bradenton,
ld various positions in food microbiology, safety, and quality
ently responsible for standardizing sanitation programs/systems
ide, reviewing new equipment and new processes for sanitary
nd ensuring that Hazard Analysis and Critical Control Point
in compliance with federal regulations, and monitoring water
nufacturing facilities. She is a member of the American Society
ute of Food Technologists (IFT), and the International Associ-
ction (IAFP) and has served as a member and chair of the IFT
n Committee. Ms. Foster received a B.S. degree in microbiology
tate University.
ada is professor of food science at the University of Wiscon-
food safety and microbiology specialist with the University of
tension. He has developed and taught undergraduate courses in
chnology and has been an invited participant in international
ops, and symposia dealing with rapid methods and automation
d safety and microbiology, food quality assurance, HACCP and
Management), and food science education in the U.S., Canada,
exico, Australia, New Zealand, Singapore, Malaysia, Argentina,
ry, Norway, Sweden, and Finland. He has organized the UW
ional Food Microbiology Symposium and Rapid Methods in
Workshop for the past 22 years. Dr. Vasavada is author or
n 70 publications, including technical abstracts, research papers,
rticles in professional and trade publications. A fellow of the
of Microbiology, Dr. Vasavada is the recipient of the Joseph
of the Year Award (1987) from the Wisconsin Laboratory
cator award from the International Association of Milk, Food,
anitarians (IAMFES; 1997), the Sanitarian of the Year award
Association of Milk and Food Sanitarians (1998), and the
rom Minnesota IFT (1998). He is a member of IFT and the
tion for Food Protection and has served as a member and chair
g Education Committee. He received B.Sc. and M.Sc. degrees
, 2003 9:21 AMndia, an M.S. in microbiology from the University of South-
Lafayette, and a Ph.D. in food science and dairy manufacturing
of Georgia in Athens.
LC
Contrib
Paul L. Dawson
Clemson University
Clemson, South Car
Bruce Ferree
Technical Food Info
Spectrum, Inc.
Lodi, California
Tammy Foster
Tropicana Products,
Bradenton, Florida
Dennis T. Gordon
North Dakota State
Fargo, North Dakota
Susan Harlander
BIOrational Consult
New Brighton, Minn
Martha Hudak-Roo
Technical Food Info
Spectrum, Inc
League City, Texas
TX110_book Page xiii Tuesday, May
© 2003 by CRC Press Lutors
olina
rmation
Inc.
University
ants, Inc.
esota
s
rmation
Donald A. Kautter, Jr.
U.S. Food & Drug Administration
Washington, D.C.
Todd Konietzko
Schwans Sales Enterprises
Marshall, Minnesota
Kiyoko Kubomura
Kubomura Food Advisory Consultants
Tokyo, Japan
Nancy E. Nagle
Nagle Resources
Pleasanton, California
Richard F. Stier
Consulting Food Scientists
Sonoma, California
Susan Ten Eyck
California CertiÞed Organic Farmers
Santa Cruz, California
Purnendu C. Vasavada
University of Wisconsin
River Falls, Wisconsin
6, 2003 9:21 AMLC
Conten
Chapter 1
Ensurin
Agricu
Richard F. Stier and
Chapter 2
The Ro
in Beve
Susan Harlander
Chapter 3
Bevera
Dennis T. Gordon an
Chapter 4
Alterna
of Spo
Purnendu C. Vasava
Chapter 5
Microb
Purnendu C. Vasava
Chapter 6
U.S. Fo
Juice H
Donald A. Kautter, J
Chapter 7
HACC
An Ap
Todd Konietzko
Chapter 8
Essenti
Martha Hudak-Roos
Chapter 9
Juice P
Susan Ten Eyck
TX110_book Page 1 Tuesday, May 6,
© 2003 by CRC Press Lts
g Safety in Juices and Juice Products: Good
ltural Practices
Nancy E. Nagle
le of Genetically ModiÞed Organisms (GMOs)
rage Production
ges as Delivery Systems for Nutraceuticals
d Kiyoko Kubomura
tive Processing Technologies for the Control
ilage Bacteria in Fruit Juices and Beverages
da
iology of Fruit Juice and Beverages
da
od and Drug Administration:
ACCP The Final Rule
r.
P:
plied Approach
al Elements of Sanitation in the Beverage Industry
2003 9:21 AM and Bruce Ferree
rocessing The Organic Alternative
LC
Chapter 10
Active
Paul L. Dawson
TX110_book Page 2 Tuesday, May 6,
© 2003 by CRC Press LPackaging for Beverages
2003 9:21 AMLC
1
En
an
Ag
Rich
CONTENTS
Introduction
Evolution of GAP
Microbiological an
CertiÞcation
The Proactive App
Summary
References
The emphasis on f
Analysis and Critic
the world. Adopt
regulatory agencie
ucts. In the United
cessing industry. C
lines for internatio
of Food Hygiene.
on Food Hygiene,
the Committee. A
incredible when o
change may take d
HACCP is a sy
foods, so this leav
we say uncovered
processor identiÞe
to eliminate, reduc
TX110_book Page 1 Tuesday, May 6, 2003 9:21 AM
© 2003 by CRC Press Ldoption of the
ne understands
ecades.
stem that was dsuring Safety in Juices
d Juice Products: Good
ricultural Practices
ard F. Stier and Nancy E. Nagle
s
d Chemical Safety
roach Is Good Business
INTRODUCTION
ood safety has led to the adoption of the HACCP (Hazard
al Control Points) system by food processors throughout
ion has been both voluntary and mandatory, as food
s have moved to mandate the system for different prod-
States, HACCP has been mandated for the juice pro-
odex Alimentarius, the body aimed at developing guide-
nal trade, has also adopted HACCP as part of its Code
In fact, if you talk to delegates to the Codex Committee
you will learn that HACCP literally sailed through
system took only a few years, which is
that Codex is an organization in which
eveloped to ensure the safety of processed
es a great deal of the food supply uncovered. Why do
? We say it because HACCP is a system in which a food
s potential hazards and builds controls into the process
e, or control each hazard. With fresh produce, this is not
LC
realistic, as it is l
hazards. Processes
change fresh produ
this, representative
remedy this deÞcie
tural Practices or G
the fresh produce i
programs to reduc
ensure safety. Rec
dardization (ISO)
in the process of de
and Good Agricult
What is interes
are now mandating
under GAPs. This
processed. These c
GAPs will help to
customers, busines
Good Agricultural
United States, the W
Produce Associati
active in their effo
ensure that growe
The
Guide to Mini
Vegetables
,
2
releas
October 26, 1998,
are addressed in o
following a simila
best practices fo
word here is glo
demand fresh foo
developed nations
at the foodstuffs t
also demand that t
and wholesome. T
world market is th
Practices. As an e
fresh green beans
Along these same
TX110_book Page 2 Tuesday, May 6,
© 2003 by CRC Press Literally impossible to eliminate or control all potential
designed to destroy or control most pathogens would
cts so that they would no longer be fresh. Understanding
s from industry, government, and academia took steps to
ncy. They developed what are now called Good Agricul-
APs. The GAPs are a logical extension of HACCP into
ndustry. They utilize HACCP principles and prerequisite
e the potential for product contamination and thereby
ent activities at the International Organization for Stan-
further underscore the importance of food safety. ISO is
veloping food safety standards that address both HACCP
ural Practices.1
ting is that many food processors who are buying produce
that the materials be purchased from growers who operate
applies even when the fresh products are being further
ompanies operate under the theory that the application of
ensure the safety of their products, and thus protect their
s, and reputation.
EVOLUTION OF GAPS
Practices continue to evolve throughout the world. In the
estern Growers Association, the International Fresh Cut
on, the government, and industry have been and remain
rts to develop training tools and other documentation to
rs produce foods that are free from foodborne hazards.
mize Microbial Food Safety Hazards for Fresh Fruits and
ed by the U.S. Food and Drug Administration (FDA) on
addresses microbiological food safety. Chemical hazards
ther documents. In Europe, industry and government are
r path. The EUREGAP certiÞcation protocols3 deÞne
r global production of horticultural products. The key
bal. As denizens of First World nations continue to
ds year round, they must turn more and more to less
to supply these products. But the demands do not stop
hemselves. These same people (and their governments)
2003 9:21 AMhe produce that crosses international boundaries be safe
he key to ensuring the safety of produce that enters the
e development and implementation of Good Agricultural
xample, if a grower in Central Africa wished to market
into Europe, that grower would need to adopt GAPs.
lines, it would not be unreasonable for buyers of juice
LC
concentrates or pu
fruit to adopt Goo
to be pasteurized p
The GAP proto
to a high degree o
guidelines that hav
called common s
sense practices hav
may also be applie
used as ingredients
Third World. Ther
be unfair barriers t
afßuent nations. Th
will help producers
but also to protect t
to look at Nicaragu
has hurt a whole n
these nations is no
Cultural, regulator
buyers for juice p
concentrates or pu
help them upgrade
Recent efforts i
of GAPs can help
able to meet the q
Federation of Vege
Quality and Food S
(farmers, contracto
ing recordkeeping
or ISO 9000. The C
was created to mo
Belgian Food Safe
MICRO
Microbiological fo
of Good Agricultur
reveals that an incr
with fresh produce
involving radish sp
products have also
Unprocessed juice
TX110_book Page 3 Tuesday, May 6,
© 2003 by CRC Press Lrees to mandate that their vendors ask their suppliers of
d Agricultural Practices, even if the products are going
rior to sale.
cols are science-based systems and are designed to ensure
f conÞdence that produce is safe. As one reads over the
e been developed, it is easy to see that what people once
ense also characterizes these guidelines. The common-
e simply been codiÞed. Adoption of these practices, which
d to fruits and vegetables destined for processing or those
, is seen as a burden in many producing countries in the
e are many in these nations who also perceive GAPs to
o trade that have been foisted upon them by the more
is perception is way off the mark. The adoption of GAPs
in developing countries not only to build their businesses
hose businesses once they are established. One only needs
a and its raspberries to see how failure to adopt procedures
ation. But the development of food safety programs in
t something that will be accomplished quickly or easily.
y, and educational constraints can hinder such growth.4 If
rocessors are going to look far and wide for unique
rees, they should also be willing to work with vendors to
programs from farm to fork.
n Belgium provide an excellent example of how adoption
build and maintain businesses. To ensure that the nation is
uality and safety demands of its customers, the Belgian
table Trading and Processing Companies has established a
afety System.5 This system addresses the whole food chain
rs, traders, processors, and distributors) and integrates exist-
programs that have been implemented as part of HACCP
entrum voor Kwaliteitscontrole (CKC), a nonproÞt center,
nitor the system. The CKC seeks accreditation from the
ty Agency and EUREGAP accepted in the future.
BIOLOGICAL AND CHEMICAL SAFETY
od safety was the driving force behind the development
2003 9:21 AMal Practices in the United States. A review of past literature
easing number of foodborne outbreaks has been associated
in recent years. In some of these, such as the tragic event
routs in Sasaki, Japan, deaths occurred. Juices and juice
been implicated in food poisoning outbreaks (Table 1.1).7
s have been the source in almost every instance. A similar
LC
review of the litera
implementation of
market fresh juices
to mandate that the
example, the guid
cider or apple juice
is one such practic
Ensuring micro
destined for the fre
a company-wide c
hazards, either. In
may be an even g
concentrates or pu
on a product may
a product being de
ing nation. For ex
whose main missio
tiÞcate from this st
places a burden on
does little to ensu
implementation, an
than by what amou
at the Codex Coor
The delegates init
guidelines to ensur
Randall from the F
ßoor and explained
HACCP as the be
TABLE
Foodb
Prod
Apple c
Apple c
Apple c
Apple c
Orange
Apple j
Source:
course s
TX110_book Page 4 Tuesday, May 6,
© 2003 by CRC Press Lture in 5 or 10 years should help document whether the
GAPs has made a difference. Since some processors still
, it would make sense that these processors make an effort
ir suppliers of fresh fruits or vegetables adopt GAPs. For
eline that says apples used in the manufacture of fresh
be harvested from the tree and not picked off the ground
e.
biological safety of fresh fruits and vegetables, whether
sh market or for further processing, is a task that requires
ommitment, but one cannot ignore potential chemical
fact, potential chemical contamination from pesticides
reater concern when buying produce or processed juice
rees from Third World nations. The amount of pesticide
not be enough to cause illness, but it can surely result in
nied entry to an importing country or exit from an export-
ample, many nations have established export authorities
n is to test products destined for export. Without a cer-
ate-run laboratory, the product cannot move forward. This
growers, and, as has been emphasized time and again,
re food safety. Safety is best ensured by development,
d adherence to a well-designed control program, rather
nts to random sampling. This mentality was underscored
1.1
orne Illnesses Attributed to Juice Products
uct Year Microorganism
ider 1922 Salmonella typhimurium
ider 1975 S. typhimurium
ider 1982 Escherichia coli O157:H7
ider 1991 E. coli O157:H7
juice 1995 S. hartford
uice 1996 E. coli O157:H7
From Stier, R.F., GMPs and HACCP for Beverages, short
ponsored by the Institute of Food Technologists, 1998.
2003 9:21 AMdinating Committee Meeting in Cairo in January 2001.
iated a movement to develop sampling procedures and
e food safety. After a rather lengthy discussion, Dr. Alan
ood and Agriculture Association in Rome took over the
that the Codex Committee on Food Hygiene has adopted
st tool for ensuring food safety and that testing was not
LC
the way to go. The
the world when it
safety employing H
As noted earlie
The United Fresh F
has been working
Vegetables.
6
This d
is published. The
designing question
safety as well. The
if food safety issue
and vegetables. T
answers. It has be
packer better under
It is very similar to
The principal diffe
that must be follo
issues will be addr
The human el
Growers can provi
worker education p
line is that the larg
lower ends of the e
the work as simply
consequences of th
not only address ba
work and life. For
food safety and hy
in Egypt. They fou
help them keep the
to developing food
Europeans place a
do. ISO, HACCP,
side of the Atlantic
ers, distributors, an
and to sell their pr
EUREGAP protoc
practices. They do
achieved, however
the goals.
TX110_book Page 5 Tuesday, May 6,
© 2003 by CRC Press L bottom line is that there are inherent biases throughout
comes to a systematic and proactive approach to food
ACCP or Good Agricultural Practices.
r, there is a push the world over to ensure food safety.
ruit and Vegetable Association has a working group that
on a Food Safety Questionnaire for Fresh Fruits and
ocument should be complete by the time that this book
questionnaire uses the FDAs Guide as the basis for
s but incorporates questions that emphasize chemical
stated objective of the questionnaire is to assess how or
s are addressed in the production and distribution of fruits
he document emphasizes that there are no right or wrong
en designed to be user friendly and help the grower or
stand potential risks and where more work may be needed.
the EUREGAP Protocol for Fresh Fruits and Vegetables.3
rence is that EUREGAP Protocols are mandatory rules
wed if an operation wishes to be certiÞed. CertiÞcation
essed at greater length later.
ement is, perhaps, the most difÞcult of all to control.
de proper facilities, conduct what they feel are adequate
rograms, and pay their workers a fair wage, but the bottom
e majority of Þeld and packing house workers are at the
conomic and education spectrums. All too often, they see
a job and are not aware of (or may not care about) the
eir actions. This is why worker education programs must
sic hygiene issues, but also be relevant to the employees
example, consultants have been successful in teaching
giene to the predominantly female agricultural workforce
nd that the women were eager to learn methods that would
ir own families safe. This is deÞnitely an issue with regard
safety programs in developing nations.4
CERTIFICATION
greater emphasis on certiÞcation than North Americans
and GAP certiÞcation are much more prominent on that
2003 9:21 AM. The EUREGAP protocols are the guidelines that grow-
d packing houses must meet if they wish to be certiÞed
oducts into certain markets or to established buyers. The
ols include both required and encouraged (recommended)
not specify exactly how the requirements are to be
. The producer therefore has a certain leeway in meeting
LC
EUREGAP is
around the world.
United States is re
Systems (SCS) of
California. Both of
packers in Californ
programs to enhan
CertiÞcation h
made the effort to
the requirements o
opment of program
programs need to b
chemical use and s
and treatments; w
mental issues. The
satisfaction. On th
they certify must av
Practices and their
HACCP, are a syst
goes from a qualit
dence, the program
pened with ISO 90
incorporated custo
THE PRO
In certain areas, ce
CertiÞcation is als
their commitment
certiÞcate then bec
previously out of r
Adoption of G
persons involved i
that the foods you
do all in your pow
are acknowledged
consequences in th
of the more high-pr
meat products and
nies were implica
companies failed to
much greater. The
TX110_book Page 6 Tuesday, May 6,
© 2003 by CRC Press Lin the process of evaluating certifying agencies from
The vast majority of these are European Þrms, but the
presented by companies such as ScientiÞc CertiÞcation
Oakland, California and Primus Labs of Santa Maria,
these operations have actively worked with growers and
ia and Mexico and have assisted in the development of
ce the safety of produce.
as its pros and cons. Obviously, any company that has
be certiÞed has a certain amount of discipline. It has met
f the certifying agency, which for GAPs includes devel-
s and documentation of those activities. Areas where
e in place include site history; fertilizer usage; irrigation;
torage; crop protection; harvesting; postharvest handling
aste; worker health, safety, and education; and environ-
ultimate goal is consumer health and therefore, customer
e other hand, certifying agencies and the companies that
oid falling into the trap of thinking that Good Agricultural
maintenance are exercises in recordkeeping. GAPs, like
em to ensure the production of safe foods. If the program
y/safety system to one where the documents take prece-
will be compromised. This is precisely what has hap-
00, and it is one of the reasons that ISO 9000 2000 has
mer satisfaction into the new programs.
ACTIVE APPROACH IS GOOD BUSINESS
rtiÞcation will be mandatory for people to do business.
o a means whereby growers or packers can demonstrate
to the production and distribution of safe foods. The
omes a marketing tool that allows them to enter markets
each.
ood Agricultural Practices has another beneÞt that all
n the food business need to understand. The law requires
distribute be safe and wholesome. It is good business to
er to achieve this goal. Failure to adopt and follow what
as best practices can have signiÞcant adverse economic
2003 9:21 AMe event that a food safety problem occurs. Look at two
oÞle outbreaks over the past few years: Sara Lees cooked
Odwallas juice. Products manufactured by both compa-
ted in outbreaks of foodborne illness, and because the
follow best practices (due diligence), their penalties were
potential costs of failing to do it right can be high.
LC
Good Agricultural
of fresh fruits and
produce destined
enhanced safety, m
processing are aski
of Good Agricultu
since there are stil
REFERENCES
1. Surak, J., per
2. U.S. Departm
tration,
Guid
and Vegetabl
3. EUREGAP P
4. Stier, R.F., A
mentation in
5. U.S. Departm
tary/Food Sa
Producers Ch
29, 2001.
6. United Fresh
Fresh Fruits
7. Stier, R.F., G
Institute of F
TX110_book Page 7 Tuesday, May 6,
© 2003 by CRC Press LSUMMARY
Practices (GAPs) are a means to help ensure the safety
vegetables. Traditionally, they are usually applied to
for the fresh market, but because of the emphasis on
ore and more buyers of fruits and vegetables for further
ng that the raw materials be produced using the principles
ral Practices. This is especially true in the juice industry,
l many fresh juices on the market.
sonal communication, 2002.
ent of Health and Human Services, Food and Drug Adminis-
e to Minimize Microbial Food Safety Hazards for Fresh Fruits
es, October 26, 1998.
rotocol for Fresh Fruits and Vegetables, 2001.
hmed, M.S., and Weinstein, H., Constraints to HACCP imple-
developing nations, Food Safety Magazine, 8(2), 3640, 2002.
ent of Agriculture, Belgium/Luxembourg Sanitary/Phytosani-
fety Quality and Traceability Concerns Spread to Vegetable
ain, Foreign Agricultural Services GAIN Report #BE1025, June
Fruit and Vegetable Association, Food Safety Questionnaire for
and Vegetables, 3rd draft, 2001.
MPs and HACCP for Beverages, short course sponsored by the
ood Technologists, 1998.
2003 9:21 AMLC
2
Th
M
(G
Pr
Susa
CONTENTS
History of Genetic
Regulation of Gen
Identity Preservati
Detection o
DifÞculties
The Future of Gen
In the relatively s
genetically modiÞe
Þrst products of pl
tolerance and inse
Food and Drug A
crops such as cor
crops substantiall
labeling is require
commodities with
an issue for multin
for and consumer a
This chapter will
systems for comm
maximum efÞcien
systems for GM in
ods. The growing
TX110_book Page 9 Tuesday, May 6, 2003 9:21 AM
© 2003 by CRC Press Lno segregation
ational beverag
cceptance of G
focus on the ch
odity ingrediene Role of Genetically
odified Organisms
MOs) in Beverage
oduction
n Harlander
ModiÞcation of Food Plants and Animals
etically ModiÞed Crops
on and the International Market
f Genetically ModiÞed Ingredients
with Product Labeling
etically ModiÞed Foods
hort time since their commercial introduction in 1996,
d (GM) crops have been rapidly adopted in the U.S. The
ant biotechnology involve input traits, such as herbicide
ct resistance. Of the 51 products reviewed by the U.S.
dministration (FDA), the vast majority are commodity
n, soybeans, and canola. Because FDA considers these
y equivalent to their traditional counterparts, no special
d for GM crops in the U.S., and they are managed as
or identity preservation (IP). This creates
e manufacturers since labeling guidelines
M crops differ in other parts of the world.
allenges associated with establishing IP
ts through a food supply chain geared for
cy and least cost. It will also address current testing
gredients, including both protein- and DNA-based meth-
need for accurate, speciÞc, reliable, standardized, and
LC
validated testing m
levels for GM ing
discussed. Finally,
relevance to the be
HIS
People have been g
of years since the
breeding and selec
embryo rescue, an
the genetic makeup
and sorting of thou
hybrid seed corn c
blance to teosinte, t
ing genetic engine
genes in a much m
that occurring as
improved through
formal food or env
marketplace, wher
extensive food and
Genetically mo
U.S. in 1996 and h
that 24% of the co
the U.S. in 2001 w
resistant (Bt) corn,
corn, rice, sugar b
and potato. Advant
yields and reduced
reduced contamina
mycotoxin implica
humans. Advantag
trol, reduced crop
signiÞcant reductio
are the most rapid
REGULAT
GM crops are regu
work developed i
TX110_book Page 10 Tuesday, May 6
© 2003 by CRC Press Lethods to ensure compliance with established threshold
redients as well as global labeling guidelines will be
examples of next-generation biotechnology products of
verage industry will be provided.
TORY OF GENETIC MODIFICATION
OF FOOD PLANTS AND ANIMALS
enetically modifying the food supply during the thousands
domestication of plants and animals began. Classical
tion, as well as techniques such as radiation breeding,
d transposon mutagenesis, create signiÞcant changes in
of plants and animals due to the random recombination
sands of genes. As a result of intervention by people, the
urrently grown throughout the world bears little resem-
he original ancestor of corn. The newer techniques involv-
ering, on the other hand, allow for the transfer of a few
ore precise, controllable, and predictable manner than
a result of conventional breeding. Interestingly, plants
conventional genetic modiÞcation methods undergo no
ironmental safety evaluation prior to introduction into the
eas genetically engineered crops are required to undergo
environmental safety testing before their introduction.
diÞed crops were Þrst commercially introduced in the
ave been rapidly adopted by farmers. It has been estimated
rn and almost 70% of the soybeans and cotton grown in
ere GM varieties. Examples of GM crops include insect-
cotton, potato, and tomato; herbicide-tolerant soybeans,
eet, ßax, and canola; and virus-resistant squash, papaya,
ages of insect- and virus-resistant crops include improved
use of pesticides. An additional beneÞt of Bt corn is
tion by fumonisin-producing fungi. Fumonisin is a potent
ted in esophageal cancer and neural tube birth defects in
es of herbicide-tolerant crops include improved weed con-
injury, reduction in foreign matter, reduced fuel use, and
n in soil erosion. It is for these reasons that GM crops
, 2003 9:21 AMly adopted technology in the history of agriculture.
ION OF GENETICALLY MODIFIED CROPS
lated in the United States through a coordinated frame-
n 1992 and administered by three agencies: the U.S.
LC
Department of Ag
(EPA), and the FD
must be completed
food safety evalua
ber that food is not
toxicants present i
kaloids in broccol
of risk, our food c
system is reasona
tion. Acceptance o
safe as or safer tha
ment of safety is a
The scientiÞc b
equivalence. Regu
counterparts. A w
equivalency, levels
in addition to a nu
crop is essentially
is considered subst
the U.S. Over 400
and there has not
safety issue associ
Since GM crop
they have been ma
way through comm
used in processed
processed foods c
GM soy or corn. E
beverages include
fructose corn syrup
been used to produ
ents used in bevera
bovine somatotrop
A
In the past, it was
identity preserve g
eral countries have
dients derived from
in these countries,
TX110_book Page 11 Tuesday, May 6
© 2003 by CRC Press Lriculture (USDA), the Environmental Protection Agency
A. Rigorous food and environmental safety assessments
before GM crops can be commercialized. An effective
tion system minimizes risk, but it is important to remem-
inherently safe. There are numerous examples of natural
n various foods (e.g., solanine in potatoes and glycoal-
i). If we were to eliminate all foods that posed any kind
hoices would be very limited. The goal of a food safety
ble certainty of no harm at normal levels of consump-
f a new food product occurs when it is shown to be as
n its conventional counterpart; therefore, the Þnal assess-
lways comparative.
asis of the evaluation process is the concept of substantial
latory agencies compare GM crops to their conventional
ide range of comparisons is made including nutritional
of natural toxicants, and the potential for allergenicity,
mber of agronomic and environmental factors. If the GM
identical to its conventional counterpart in all aspects, it
antially equivalent, and no special labeling is required in
million acres of GM crops have been grown worldwide,
been a single documented adverse health effect or food
ated with consumption of these products.
s are substantially equivalent and no labeling is required,
naged as commodities in the U.S. and have made their
odity distribution channels into thousands of ingredients
foods. It has been estimated that greater than 70% of all
ontain one or more ingredients potentially derived from
xamples of soy- and corn-derived ingredients found in
cornstarch, corn syrup, corn syrup solids, dextrose, high-
, soybean oil, and lecithin. Genetic engineering has also
ce vitamins and ßavors, and many milk-derived ingredi-
ges have been derived from cows treated with recombinant
in.
IDENTITY PRESERVATION
, 2003 9:21 AMND THE INTERNATIONAL MARKET
not necessary for the food supply chain to segregate and
rain destined for ingredient manufacture. However, sev-
adopted labeling guidelines for foods containing ingre-
GM crops. Because GM foods are perceived negatively
food manufacturers try to avoid GM ingredients in order
LC
to avoid labeling
culture has not yet
of IP grains. Wh
conventional coun
segregation, qualit
crops at any stage
could potentially r
the food and beve
D
ETECTION
OF
G
EN
To authenticate lab
analytical methods
nately, standardize
ingredients on the
of GM material. T
assays (ELISAs), w
the genes inserted
aration and are sen
used on unprocess
and other food pro
detection of the gen
ampliÞed using po
amount of DNA to
preparation, the pr
method is very sens
The current me
limitations. Authen
laboratory has dev
negative rates are u
are reported to foo
matrix has a dram
protocols will need
is not required in t
as GM technology
about the GM stat
to validate and stan
for herbicide-toler
D
IFFICULTIES
WITH
P
Despite these chall
as GMO -free or
TX110_book Page 12 Tuesday, May 6
© 2003 by CRC Press Ltheir products. Unfortunately, the infrastructure of agri-
evolved to the stage where it can deliver large quantities
en available, IP grains are more expensive than their
terparts due to the added labor and costs associated with
y control, and testing. Comingling of GM with non-GM
in the food ingredient chain from seed to Þnal product
esult in mislabeled products and signiÞcant liability for
rage industries.
ETICALLY MODIFIED INGREDIENTS
el claims, food processors need standardized and validated
for detecting the presence of GM ingredients. Unfortu-
d methods do not currently exist for most of the GM
market today. Two types of tests are used for the detection
he Þrst method involves enzyme-linked immunosorbent
hich are based on the detection of proteins coded for by
into GM crops. These tests require minimal sample prep-
sitive, accurate, rapid, and inexpensive. They can only be
ed samples, however, as proteins are denatured by heat
cessing methods. The second method is based on direct
e(s) (DNA) inserted into GM crops. The DNA is typically
lymerase chain reaction (PCR) technology to increase the
detectable levels. PCR methods require extensive sample
ocedure is lengthy, and per sample costs are high. The
itive and can be used to detect DNA in processed samples.
thods for detecting GM material in foods have numerous
ticated reference standards are not available, and every
eloped its own testing protocols. False positive and false
nacceptably high. No standardization of how the results
d and beverage companies has been developed. The food
atic impact on extractability of DNA and protein, and
to be developed to take this into account. Since labeling
he U.S., detection methods have not developed as rapidly
. This deÞciency will cause signiÞcant issues as disputes
us of foods arise. Several efforts are currently underway
, 2003 9:21 AMdardize GM testing methods, but to date, only one ELISA
ant soybeans has been validated and standardized.
RODUCT LABELING
enges, some companies are overtly labeling their products
non-GM. They procure ingredients from suppliers who
LC
certify that non-GM
recent report in the
labeled as non-GM
fore, even under be
non-GM label is tr
Most U.S. food
production. In gen
the safety of GM
the U.S., availabil
dients are more ex
ingredients, adven
been perfected, as
food industry wou
for non-GM ingre
required. In additio
ing, labeling, and
of GM and non-G
exists in the adequ
substantiate label
inaccurate. Consum
overly concerned a
have been monito
consumers feel ab
nology remains ve
in the U.S.; howeve
periods of intense
groups report perio
of biotechnology i
that education is a
food and beverage
will deliver compe
THE FUT
The next generatio
tangible consumer
allergens, natural
soybeans, rice, an
life of fresh fruits
improve the nutriti
the saturation level
acids that are mor
TX110_book Page 13 Tuesday, May 6
© 2003 by CRC Press L varieties have been used for ingredient manufacture. A
Wall Street Journal (April 2001) stated that of 20 products
, 16 contained measurable quantities of GM DNA. There-
st-case scenarios, it is very difÞcult to guarantee that the
uthful.
companies are not avoiding GM ingredients for domestic
eral, the U.S. food processing industry has conÞdence in
foods. Because GM crops have been readily adopted in
ity of non-GM crops has been limited, and these ingre-
pensive. Even when efforts are made to procure non-GM
titious contamination is an issue, and IP systems have not
was illustrated with the StarLinkTM incident in 2001. The
ld need to be able to accurately forecast its supply needs
dients so farmers could be instructed on the quantities
n, the food industry lacks the separate storage, process-
transportation capabilities required to ensure separation
M raw materials and Þnal products. Little conÞdence
acy of current GM sampling and testing methodology to
claims, and substantial liability exists if label claims are
ers of processed foods in the U.S. do not appear to be
bout the presence of GM ingredients. Food manufacturers
ring their 800 numbers for an indication of how their
out GM foods. To date, the number of calls on biotech-
ry small (0.1 to 0.2%) for most major food companies
r, awareness remains relatively low. Calls increase during
media coverage, and companies targeted by activist
dic increases in numbers of calls. If a brief explanation
s provided, acceptance increases signiÞcantly, indicating
n important factor in consumer acceptance. Finally, the
industries hope that the next generation of GM products
lling consumer beneÞts.
URE OF GENETICALLY MODIFIED FOODS
n of GM foods will focus on output traits that provide
-relevant beneÞts. Biotechnology can be used to remove
, 2003 9:21 AMtoxicants, and antinutrients from foods such as peanuts,
d wheat. Taste, texture, aroma, ripening time, and shelf
and vegetables can be improved. It will be possible to
onal quality of foods. Examples include modiÞcation of
of oils to produce products high in monounsaturated fatty
e stable, resist oxidation, do not require hydrogenation,
LC
and reduce choles
acids. It is possible
and to insert the c
into oil seeds. Biot
and D and folate;
vegetables, fruits,
various plants of
prevention, e.g., ly
ing cancer risk, lu
tion, etc. The adva
will identify addit
impact on human
food and beverage
TX110_book Page 14 Tuesday, May 6
© 2003 by CRC Press Lterol levels when consumed in place of saturated fatty
to increase the content of vitamin E, a natural antioxidant,
apability of producing plant-based omega-3 fatty acids
echnology can be used to elevate levels of vitamins A, C,
increase antioxidants; and enhance iron bioavailability in
and grains. It is also possible to increase the levels in
phy
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