Along with the establishment of the commercial firm system,
commercial activities and propagation, Portugal acted as a bridge
making the cultural exchanges and connections between the East and
the West in many aspects: language, architecture, religion, science,
engineering, anthropology, geography. The achievements of culture,
science and technology in Western countries were integrated into the
Eastern society by traders and priests and brought a major influence.
However, this process also caused negative consequences such as the
policy forcing religious or racial discrimination, showing the
advantages and disadvantages of the integration from the Western
nations to the Eastern society
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hội Rome (Goa, Malacca, Macao)
đánh dấu thành tựu to lớn của công cuộc truyền giáo về phương
Đông. Nếu ở Ấn Độ, truyền giáo và thương mại đi song song và hỗ
trợ chặt chẽ thì tại Trung Quốc các linh mục phải đối diện với những
khó khăn hơn gấp nhiều lần. Một thể chế tập quyền cao độ với sự bảo
lưu bền chặt hệ tư tưởng Nho giáo đã trở thành chướng ngại ngăn cản
quá trình truyền giáo. Vì thế, cách thức truyền giáo của các linh mục
thời kỳ này là hết sức uyển chuyển, linh hoạt để phù hợp với sắc thái
văn hóa của từng quốc gia, từng dân tộc. Do đó phản ứng của cư dân
Ấn Độ hay Trung Quốc trước ảnh hưởng của Thiên Chúa giáo cũng
phần nào cho thấy quá trình bảo vệ bản sắc dân tộc trong buổi đầu
của thời đại toàn cầu hóa.
6. Cùng với quá trình xác lập hệ thống thương điếm rồi hoạt động
thương mại và truyền giáo, Bồ Đào Nha đã đóng vai trò là chiếc cầu
nối tạo nên sự giao lưu và gắn kết văn hóa giữa phương Đông và
phương Tây trên nhiều lĩnh vực: ngôn ngữ, kiến trúc, tôn giáo, khoa
học kỹ thuật, nhân chủng học, địa lý học Những thành tựu văn hóa,
khoa học kỹ thuật phương Tây cũng đã theo chân các thương nhân,
linh mục xâm nhập vào xã hội Ấn Độ, Trung Quốc tạo nên những
dấu ấn đậm nét. Tuy nhiên, quá trình trên cũng để lại khá nhiều hệ
quả tiêu cực mà nổi bật trong đó là chính sách cưỡng bức tôn giáo
hay phân biệt chủng tộc góp phần nói lên tính hai mặt trong sự xâm
nhập của các quốc gia phương Tây vào xã hội phương Đông.
HUE UNIVERSITY
HUE UNIVERSITY OF SCIENCES
-----------------
NGUYEN THI VINH LINH
TRADE AND MISSIONARY ACTIVITIES OF
PORTUGUESE IN INDIA, CHINA (XVI
CENTURY – XIX CENTURY)
Field: World History
Code: 62 22 03 11
Summary of History PhD dissertation
Supervisors:
1. Assoc. Prof. Dr.Le Van Anh
2. Assoc. Prof. Dr. Dang Van Chuong
HUE, 2015
1
A. INTRODUCTION
1. Rationale
Geographic discovery is one of the most substantial achievements of
human being, “an actual innovation” in the fields of transportation and
wisdom. As a pioneer in the Discovery Age, Portugal had contributed to
raise the first page of the Western Colonialism when established trading
stores along the coast from Western Africa to Orient and created the regime
of the first oversea trading system in the early modern era – Estado da
India. Hence, this is not only a history turning-point of Portugal but also a
fierce movement toward the core alteration in the relationship between the
Western and the Eastern.
In the concession chain of Portuguese in Asia, commercial firms in
China and India were featured and unique. Focusing on trading and aiming
to establishing the “Double” trade industry, Portugal remained two parallel
trading routes: External and Internal, within a complex interrelation.
However, Cochin, Goa, Malacca and Macao, etc was flexibly connected
and fruitfully generated in the first international trading network of the
early modern era. Thus, through representation the actual picture of the
history period, the paper has its remarkable contribution as well as offering
a critical analysis based on the characteristics of Portuguese Empire in
India and China (in the comparison to its counterparts as Dutch, British
Empire).
On the other hand, despite of having the similarity in the
administration theme and process of development, Portuguese trade
stations in India and China employ the violence to invade the land
right or build the fortress to control the goods exchange in China but
used a softer method to encounter this country: Accepted to be
middleman, connecting businesses between China and Japan. The
feature of Portuguese businessmen in Macao was undertaking a
peaceful way of trading, escaping from the control of Estado da
India. The similarity and difference between these trade stations
which shared the same owner is not only an exciting academic topic
but also a unique lesson for history academia.
The combination between trading system and indoctrination of
Portuguese in India and China had been described as “two wings of a
bird”. While in trading, businessmen played an important role in
2
every step of process of purchasing – transporting – selling goods
within utilizing the “narrow gap” of exclusive empire, in the aspect
of indoctrination, most of the congregation’s activities were under the
administration of Portuguese Kingdom (According to ordinance
issued by Pope in Rome). Therefore, researching about indoctrinating
of Portuguese in India and China allows us to understand the
adaption of religious to different culture and political regime.
Nevertheless, current researches toward international trade and
indoctrination of Portuguese in India and China are still in the gap. In
most of history course disciplines at the level of under grade and post
under grade, knowledge of the process of Portuguese oversea trade
establishment offered for students is quite common. The
understanding about the roles of Portuguese priests in China and
India is considerably scared.
Based on previous critilization, we strongly would like to do this
research on the topic “Trade and missionary activities of Portuguese
in India and China (XVI-XIX)” as a PhD thesis, major in the World
History.
2. Literature review
2.1. In Vietnam
The success of Portuguese in opening the route on the sea to Asia
and establishing the trade and commercial in India and China is a
vital turning-point in the history of human being. However, this issue
is sparely presented in several books about international history.
The history of geographic discoveries is mentioned in the book:
Nguyen Gia Phu, Nguyen Van Anh, Do Dinh Hang, Tran Van La
(2003); “Medieval international history”, Education Publication,
Hanoi; Luong Ninh, Dang Duc An (1976), “Medieval international
history” (Issue 2, version 1, Europe in Late Middle Age) Education
Publication, Hanoi, etc.
The progress of empowerment of Portuguese is also illustrated in
some publications major in Indian and Chinese history as: Nguyen
Thua Hy, “Empires of India”, Education Publication; Vu Duong
Ninh (Co-authors, 1995), “History of India”, Education Publication,
Hanoi; Nguyen Hien Le, “History of China” (two issues, 1982).
The history of Portuguese’s indoctrination in India and China is
mostly in the gap. We only found some poor representation in some
3
book as follow: “History of indoctrination in Vietnam” (issue 1 – The
Jesuits Priests (1615-1665)), 1959; The process of contact between
Portuguese, Spanish, Dutch with Dai Viet in the XVII, XVIII century”,
Journal of History – Geography Research, Nguyen Khac Ngu; “The
church history” I, II by Bui Duc Sinh O.P,
In some history journals as Journal of History Research, Europe
Research, South East Asia Research, Religious Research, Military
History Research, etc mainly bring information about indoctrination
in Asia in general. Therefore, the phenomenon of trade and
indoctrination of Portuguese in India and China still lacks of a deep
research.
2.2. In foreign countries
Because of the scare of documents in Vietnamese, this research
gathers data in English as the core source. We divide the paper into
different directions as follow:
2.2.1. Research works about the process of Portuguese
penetrated into Asia.
This is an interesting academic topic, attracting the attention of
history experts through the number of publication relating to this
topic. Highlights as B.W.Diffie & G.D.Winius (1977), Foundations
of the Portuguese Empire, 1415-1580, University of Minnesota,
Mineapolis; A.R.Disney (2009), A History of Portugal and the
Portuguese Empire: From Beginnings to 1807, volume 2: The
Portuguese empire, Cambridge University Press, London, M. D. D.
Newitt (1986), The First Portuguese Colonial Empire, University of
Exeter Press, etc. Although a majority of these researches presented a
holistic picture of the progress of empowerment of Portuguese at
stations in Western Africa, India, Southeast Asia and Orient but the
approaches are various.
Currently, several books about “Age of discovery” have been
translated and publicized in Vietnamese as: Vu Boi Tuyen (1997),
“Most Ten International Well-known Explorers”, Thanh Nien
Publication; Truong Quang Tri (2003), Phong Dao, “Best Ten
International Explorers”, Culture & Information Publication; Van
Sinh Nguyen, “Stories of Western History – exploring New
Continent”, Labor Society Publication, Hanoi.
In summary, researching about invasion of Portugal from a small
country in the coast of Atlantic to become a powerful empire is not a
4
new exploration. Globally, many researchers have paid attention to
this topic. Our responsibility is review certain literature to complete
our thesis.
2.2.2. Reseach works about trade activity of Portuguese in
India and China
Within the wide spreading of relating knowledge, there are a
number of publication mentioned about the trading relationship
between Portugal and India as: J.C.Boyajian (2007), Portuguese Trade
in Asia under the Habsburgs, 1580-1640, JHU Press or Merchants,
Companies and Trade: Europe and Asia in the Early Modern Era of
Chaudhury Sushil & Morineau Michel (2007); F.C.Danvers (1988),
The Portuguese in India: Being a History of the Rise and Decline of
Their Eastern Empire, London: W.H.Allen & co, limited;
The trend of doing research toward the largest trade stations as Goa,
Cochin, etc was shown in following books: Portuguese in the Tamil
coast: historical explorations in commerce and culture, 1507-1749
(1998), Jeyaseela Stephen; Goa-Kanara Portuguese Relations, 1498-
1763 (2000), B.S.Shastry; C.J.Borges, Oscar Guilherme Pereira, Hannes
Goa and Portugal: History and Development, Concept Publishing
Company.If comparison with Indian materials, the researches about
trade of Portugal in China are limited. The books which focus on
analyze the influence of Portuguese in China, make up a few percentage.
Most of the books only mention generally. Based on the writings of
Chinese history, we selected historical events related to the Portuguese
as: The Cambridge History of China: Volume 8, The Ming Dynasty
(1368-1644) của Denis C. Twitchett, Frederick W. Mote (1998); hay
Willard J. Peterson (2002) với The Cambridge History of China:
Volume 9, Part 1, The Ch'ing Empire to 1800.
The activity of the Portuguese merchants in China was mentioned in
some books: Tianze Zhang (1933), Sino-Portuguese Trade from 1514 to
1644: A Synthesis of Portuguese and Chinese Sources; “The Survival of
Empire: Portuguese Trade and Society in China and the South China
sea 1630 - 1754 by G.B.Souza
2.2.3. Reseach works about spreading Christianity of
Portuguese priests in India and China.
The works reseach about spreading power of Roman Catholic
Church as well as the founding of the parishes, the dioceses in India:
Stephen Neill (2002), A History of Christianity in India, 1707 - 1858,
5
Cambridge University Press; Stephen Neill (2004), A History of
Christianity in India: The Beginnings to AD 1707, Cambridge
University Press; Historical Sketch of the Christian Tradition in
Bengal by Md.S.Farid(2011); Francis Xavier and Portuguese
Administration in India by J.Elisha (2004).
The works which study about the Jesuits in China, was devided
two trends: Firstly, activity of the Jesuits in continental China.
Secondly, the developed process of the Jesuits in Macao. The books
in the first trend include: Standaert(2008), Jesuits in China,
Cambridge University Press,169-185; I.Pina (2001), The Jesuits
missions in Japan and in China: two distinct realities. Cultural
adaptation and the assimilation of natives, Bullettin of
Portuguese/Japanese Studies, ano/vol2, 59 - 76; Anders Ljungstedt,
An historical sketch of the Portuguese settlements in China; and of
the Roman Catholic Church and mission in China, 1836, Boston
Although, Macao was influenced deeply by Portuguse
Christianity but we have had conditions to approach the works which
research about this issue. There are responsible for the situation, but
the most important cause start from the feature of Macao settlement.
While Macao became the diocese of Roman Catholic Church (1576),
it was built like the centre for missionary administration and priest
training which led to form the first Christian college in the Southern
Asia. Therefore, most of books study according this trend.
Inshort, in international side, there are not any work which has
the same content or the same topic as well as my thesis. However,
small sides of the issue were studied deeply through many books. It
is the advantage but is also disadvantage because English researches
is only resource which support us to perfect the thesis. Based on the
works were published, we want to find out about: Trade and
missionary activities of Portuguese in India and China (XVI-XIX).
3. Aims and Objectives
3.1 Aims
Discussing honestly the commercial and missionary activities of
the Portuguese in China and India from the sixteenth century to the
nineteenth century; analyzing formation bases, features, and
comparing the similarities and differences in the field of trade and
religion of the Portuguese in India, China, as well as assessing the
impact of these activities on Portugal, India and China
6
3.2 Objectives
Learning about the penetration process of the Portuguese in India
and China, and their establishment of the trade system in the two
countries.
Discussing the operation modes of the Portuguese maritime trade
in coastal areas in India and China: the application of institutional
entrenched monopoly in the Indian Ocean coast as well as the
mediating role of Portugal traders in Macao in the trade route Macao
- China - Japan.
Analyzing the missionary methods of the Portuguese missions in
India and China (including Macao), of which emphasizing the role
and influence of the Jesuits in the spiritual life of local residents.
Analyzing the basis, characteristics and consequences of
commercial and missionary activities of the Portuguese in India and
China (18
th
– 19th century).
4. Objects and scope of the research
4.1. Study objects
- The thesis focuses on the commercial and missionary activities
of the Portuguese in India and China from the sixteenth century to the
nineteenth century.
4.2. Scope of Research
About space, the thesis focuses on three subjects: Portuguese,
Indian and China.
About time, the thesis is concentrated on commercial and
missionary activities of the Portuguese in India, China from the
sixteenth century to the nineteenth century. The reason for taking the
time sixteenth century as the starting point for the study is that after
Vasco da Gama carried out geographic discovery trip to India (1497 -
1499) was a prelude to the invasion and the establishment of
Portugal's colonies in Asia. Nineteenth century is considered the end-
time of the research because this is the period in which the role of the
Portuguese trade in India, China almost expiry, except the trade with
Goa and Macao.
About the content, the thesis focuses on the commercial and
missionary activities of the Portuguese in India and China.
5. Data Resources and Methods
5.1. Data Resources
To complete the thesis, the author has referred to the following
7
resources:
The research works, which are published abroad in English, are
about the Portuguese activities in Asia, India and China from the
sixteenth century to the nineteenth century.
The studies are about Chinese history, Indian history, activities of
the Portuguese and Spanish congregation in expanding Catholic
Church beyond Europe, and the history of Catholic Church in China
and India.
The monographic works and the study are published in journals
such as: Historical Research, Southeast Asian Studies, Religious
Studies, Military History...
Websites
5.2. Research Methods
Starting from the point of view that the Portuguese commercial
activities and mission in India and China are regarded as an integral
part of the Portuguese Empire in Asia, so systematic-structural
method plays an important role in the implementation of the thesis.
Historical method and logic method are considered key methods
used to carry the study. On the other hand, the thesis is also studied
on interdisciplinary scientific methods such as analysis method,
synthesis method, contrastive method, statistics, forecasts...
6. Contribution of the thesis
6.1. In terms of science
The thesis analyzes the causes of Portugal’s success in exploring
new sea route to India and China, and the establishment of Estado da
India – a first colonial state of Western countries in Asia.
The thesis studies the establishment of Portuguese maritime trade
regime in India and China, represented as: Carreira da India... and the
process of gaining a monopoly in the maritime trade of the
Portuguese Royal through applying compulsory policy, Cartaz and
effort in establishing the Portuguese East India Company in the
seventeenth century. Thereby, the thesis points out the basis, the
characteristics, the differences and the influences of the Portugal in
India and China in particular and Asia in general.
The thesis also gives systematic and comprehensive assessments
on trade and missionary activities of Portuguese in India and China
from the sixteenth century to the nineteenth century; thereby the
author analyze the characteristics and consequences, as well as make
8
a comparison of the Portuguese implementation of trade and
missionary activities in India and China.
6.2. In terms of reality
The thesis has analyzed the role of the Portuguese in the
formation of world’s first marine trade systems - one of the origins of
the trend of today globalization.
The research results of the thesis will be perfect for teaching
world history.
The thesis is also necessary references for those who are
interested in the Portuguese activities in Asia in general and India
and China in particular. It can be used as basis for new further
research in Portuguese Empire in Asia
Through the relations between Portugal - India and Portugal -
China on trade and mission, many valuable lessons have been
learned. For example: During the contact between the countries
which have cultural and historical differences, trade has become a
bridge connecting and opening up worldwide wide exchanges.
However, commercial activities must be based on cultural and
historical characteristics of each country.
7. Organization of the thesis
Besides Introduction, Conclusion, References and Appendices,
the thesis concludes 3 chapters:
Chapter 1. Commercial activities of the Portugal in India and
China (sixteen century - early nineteenth century)
Chapter 2. The mission of the Portuguese congregation in India
and China (sixteenth century – nineteenth century)
Chapter 3. Comments on the Portuguese commercial activities
and mission in India and China (sixteenth century – nineteenth
century)
9
B. CONTENT
CHAPTER 1. COMMERCIAL ACTIVITIES OF
PORTUGAL IN INDIA AND CHINA
(SIXTEENTH CENTURY – NINETEENTH CENTURY)
1.1. Trade of Portugal in India (sixteenth century –
nineteenth century)
1.1.1. Trade of Portugal in India (sixteenth century – mid-
seventeenth century)
1.1.1.1. The first commercial firms of Portugal in India (1502 - 1510)
By the early sixteenth century, Portugal had established the two
most important commercial firms (Diu and Goa) in the four strategic
objectives in India and the Persian Gulf. This is an important basis
led to the birth of the Estado da India, the first colonial state of
Portugal in the East.
1.1.1.2. The formation of Casa da India and Estado da India
Casa da India: located in Lisbon, is the central administrative office
taking in charge of all trading ships between Portugal and India. It is the
descendant of Casa Da Cueta, which is generated in 1434 for the mission
of managing all issues of royal agency at Elmina and since then, Kongo
kingdom is formed. In 1506, Casa is divided into two units, in which
Casa Da India acts as the official body for trading management between
Lisbon and Asian ports under trading monopoly policy of Portuguese
Empire.
Estado da India (the United state of India): is named for all cities,
forts and territories under the control of the Portuguese in Asia and
Africa. In some cases, the concept of Estado da India is referred to
broader meaning, including all coastal areas and islands in East of Cape
of Good Hope from the East-Southernmost of Africa to low-lying land
of Yangtze estuary. It is, in reality, excepted for some regions, for
instance, Macau – China, which is not under Estado aa India.
1.1.1.3. Portuguese Royal Trade (sixteenth century - mid-
seventeenth century)
During this period, the activities of the Portuguese Royal in India
mainly focused on implementing monopoly regime in trade of pepper
and horses. By the end of the sixteenth century, Indian silk, cinnamon
and indigo became key goods of Estado. Furthermore, from the late
sixteenth century to the first half of the seventeenth century, in order
10
to confirm monopoly power in maritime trade, the Portuguese Royal
constantly controlled the trade activities of Indian traders and built
Goa as a Estado da India's capital.
1.1.1.4. Private Trade of Portugal from early sixteenth century to
the middle of the seventeenth century
Under the view of the Royal of Portugal, there are two main private
trades, i.e. licensed and non-licensed. The majority of merchants
licensed for trading in India are the personnel of government.
Meanwhile, the operation of non-licensed commerce (chatin) is
likely sounded. These business activities are mostly undertaken by two
stakeholders: discharged soldiers and new Catholic traders. Till the end
of XVI century, the private trade of Portugal in India has counted for 5
million cruzado and taked aprrox. 90% of goods exchange.
1.1.2. Commercial activities of the Portuguese in India (the
seventeenth century – the early nineteenth century)
1.1.2.1. Royal Trade accounted dominance in Estado da India
In response to the aggressive competition of other European
merchants, the Royal of Portugal conducted changes in foreign
relation strategy, most importantly, established trading alliance with
British. Goa still plays role of central body in Portuguese trade in
India with two objectives: actively carries out commercial affiliations
with inland territories and undertakes trading of goods such as ivory,
slave and opium. With the aggrement in 1878, the economy of Indian
territories under Portuguese colony passively depends on Britain
government in India.
1.1.2.2. The Portuguese Private Trade in India (between the
seventeenth century - the second half of the nineteenth century)
Contrasting to the unchanged and tendentiously declined trade of the
Royal of Portugal in Goa, the private trading activities shows themselves
in very vivid pictures, with the increasing participation of different
merchants: Portuguese-Indian, Goa Christians, Saraswat Brahmin and
Banias, and the orthodox Portuguese. In general, till the end of XIX
century, trading community of private Portuguese traders in Estado Da
India was not limited in single economic transaction with a particular
goods exchange, but spread out of Portuguese Empire’s border and
placed in international commercial network
1.2. Portuguese trade in China (lately half of XVI century –
early XIX century)
11
1.2.1. Initial activities of the Portuguese traders in China from
early XVI century to early half of XVII century
1.2.1.1. The process of penetration of Portugal in China
The communication from 1513 to 1520 did not come with expected
outcomes. Till mid-1550, the officers of Minh dynasty allow the
Portuguese adopting places in coastal Guangdong, firstly at Shanchuan,
lately at Lampacao and Macao followed in 1557 for business operation.
1.2.1.2. Administrative authority of Portugal at Macao
The reason behind the administrative legislation of Portugal at
Macao is to operate ships connecting sea trading between China and
Japan in which the Portuguese traders act as intermediaries. It is noted
that, the trading model of Portugal in China, which is based on triangle
determinants: management, finance and law, significantly differs from
that in India.
1.2.2. Trading activities of Portuguese-Macao traders and Chinese
continent
1.2.2.1. Macao traders in the competition of the Spanish and Dutch
in China (lately half of XVI – early half of XVII centuries)
Due to power setting of Hasburg kingdom in Portugal (1580-1640),
from middle of XVI century, Portugal finds remarkable difficulties in
preventing the penetration of the Spanish in Chinese trade. The
relationship between Macao (Portugal) and Manila (Spain) gets
improvement since early of XVII century in the context of Holland,
another powerful competitor, taking into place. VOC Company does not
gradually just takes its role as Portuguese intermediary in Chinese –
Japanese trade, but, directly focuses on the most important commercial
firm of Portugal - Macao.
1.2.2.2. Trade between Macao and China in XVII - lately XVIII
centuries
In early half of XVII century, Ming - Quing war in its seriousness
causes great effects on trading activities of Portugal. With the previous
capital investments, Portugal carries out many contracts of guaranteeing
the distribution of exported goods with Chinese officials and Guangzua
merchants. Till lately half of XVIII century, the penetration of Holland,
British, France in China and tight management policies of foreign
exchange, the Portuguese is pushed out of Chinese market and keeps
operation in Macao only
1.2.2.1. Macao Traders in the competition with Spanish and
12
Netherlands people in China (the second half of the sixteenth century
- the first half of the seventeenth century)
Due to the power establishment of the Hasburg monarch in
Portugal (1580 - 1640), from the middle of sixteenth century, the
Portuguese struggled to prevent the penetration of the Spanish into
the Chinese trade. The relationship between Macao (Portugal) and
Manila (Spain) was just really improved in the early seventeenth
century when the other powerful enemy, Dutch emerged. Not only
gradually took the mediating role of the Portuguese in China - Japan
trade, VOC company also directly attacked on the most important
commercial firms of Portugal - Macao.
1.2.2.2. Trade between Macao and China from the seventeenth
century to the end of the eighteenth century.
In the first half of the seventeenth century, the Minh - Thanh war
which is in the fierce stage had significant impacts on commercial
activities of the Portuguese. Based on the source of capital
investment before, Portugal signed contracts with Chinese officials
and Guangzhou traders to ensure the delivery of exports. By the
second half of the eighteenth century, with the tightening of foreign
trade management as well as the Netherlands, Britain, France pushed
the penetration of the process in China, the Portuguese were pushed
back from the Chinese mainland market and only maintained their
activities in Macao.
1.2.3. The process of expanding trade of the Portuguese in
Macao with other areas (XVII century - early nineteenth century)
1.2.3.1. Trade relations between Macao and Japan, and
Southeast Asia
Macao- Japan trade routes were officially closed in 1639 when
the Tokugawa shogun issued the decree banning all Portuguese,
though wounded or dead, or have any relationship with Japan. From
the late seventeenth century, Macao traders conducted active
participation in trade in Southeast Asia
1.2.3.2. Trade relations between Macao and Estado da India
Trade relations between Macao and Estado were quite complex,
which is shown in trade with Goa; increasingly deeper intervention of
Estado da India in maritime commercial activities of Macao and the
financial burden is increasingly becoming an important factor
governing the relationship between the two entities.
13
1.2.4. The decline of the Portuguese trade in Macao (the end of
eighteenth century - early nineteenth century)
Due to the political situation, at the end of the eighteenth century,
trade activities of the Portuguese in Macao almost stalled. Macao was
no longer the golden key to bring prosperity to the Portuguese empire
in the East.
CHAPTER 2. MISSIONARY ACTIVITIES OF PORTUGUESE
MISSONS IN INDIA AND CHINA
(THE SIXTEENTH CENTURY – THE NINETEENTH
CENTURY)
2.1. Missionary activities of the Portuguese in India
2.1.1. Initial influence of Christianity in India (the sixteenth
century)
2.1.1.1. Mission from Cochin to Goa
After the approval of the raja (Sultan) Cochin, in 1503, the first
church of Portuguese priests was built at Cochin. And after the
occupation of Goa (1510), Albuquerque built the Church of Saint
Catherine in order to create conditions for the stable development of
the missionary work in India.
2.1.1.2. Missionary activities of Franciscains mission in
Cannanore and Mylapore
Cannanore: Until the early sixteenth century, the Portuguese
priests converted to 334 worshipers in the community.
Mylapore: traditional habitat of Thomas Christians; then, the
majority of Portuguese veterans also settled here.
2.1.1.3. Activities of the Jesuits in the Indian coast and the
formation of Inquisition in Goa
Along with the arrival of Francis Xavier (1506 - 1552), the
missionary work in coastal regions has prospered. By enthusiastic and
simple lifestyle, he baptized children, women and people of different
classes. After a while at the coast, he received the trust and support of
the residents in Paravas.
In Coromandel, if in 1552, the only priest Henriques Henry was in
charge of this large coastal area, five years later, there were 10 priests
and some apprentices to settle.
14
In 1560, the Inquisition was established in Goa. According to the
statistics: within 63 years (from 1561 to 1623), there are 3.800 cases
heard by the Office of religion in Goa.
2.1.1.4. Activities of the Jesuits in the Mogul dynasty (1579 -
1605)
Despite going through three extremely difficult mission stages in
the Mogul dynasty, the greatest contribution of the priest were
language and education. Most conversions were carried out in the
class of poor and the impoverished who do not have any freedom in
the Hindu society.
2.1.1.5. The Portuguese missions in the Thomas Christian
community in Mangalore
The complex background right from the beginning caused
contradictions and downs in the relationship between Portuguese
priests and Thomas Christian. First, there was inconsistency in the
implementation of the Catholic ritual. The second is a conflict of
jurisdiction between the diocese of Goa and representative of the
Syrian Orthodox Church in India
2.1.1.6. Missions under the auspices of Portugal in India (the
second half of the sixteenth century)
At the end of the sixteenth century There was an astonishing
increase of missionary delegations in India such as: Carmelites,
Oratorians, Theatines and Capuchins. Meanwhile, the missions as
Franciscains, Dominicains and Augustinians still affirmed their
important role.
2.1.2. Activity of Portuguese priests in India in century XVII
2.1.2.1. Activity of the Jesuits in Mutharai and the coastline of Fishery coast
After laying the foundation of spreading Christianity in Paravas
community in the coastline of Fishery Coast, the Jesuits widened their
activities deeply inside the mainland of Mutharai. If Francis Xavier
was seen as the pioneering priest forming Christian community
Paravas, Robert Nobili laid his traces in Mathurai. Meanwhile, in
Christian community Paravas the activities of the Christian priests
were rather firm. In 1644, priest Lopez, in the report sending to Dong
Ten province in Malabar informed that in all region of Fishery Coast,
there were any remnants of other religions.
2.1.2.2. Activity of the Jesuits in Mogul in Mogul court century XVII
Immediately after Akbar had died, Nuruddin Salim Jahangir
15
(1569 - 1672) came to the throne with the aim to reaffirm the
absolute power of Islam in spiritual life of empire citizens.
However, Jahangir still did not have any actions aggressing the
issue of Catholic spreading of the Portuguese priests.
2.1.2.3. Disagreements and Conflicts in community Thomas in
century XVII
Century XVII marked uncontrolled disagreements between
western congregation and Syrian official congregation. Because of
the complication and differences in the origin as well as the way to
show Christian rituals, the region of propagation of Portugal in
Christian community was always in intense situation. This made
century XVII become the century of Serra with endless conflicts
between arch-bishop and vice-head of a religion
2.1.2.4. Activity of the Portuguese priests in Tibet
The issue of spreading Christianity at the beginning got a lot of
benefits when the authorities of Tibet allowed congregation freely
Catholic spreading, and constructed a small church. However, in
1633, the war between Ladakh and the kingdom of Tsaparang made
the issue of Catholic spreading completely stop.
2.1.3. The decline of Portuguese congregations in India in century
XVIII
In the middle of century XVIII, there were 3 main Christian
regions in India: Goa and other concessions of the Portuguese,
Malabar and Fisher Coast. Among regions belong to Hindu
community; the Jesuits owned 2 churches in Delhi, one in Agra
Other regions such as: Mogul, Mylapore, Madras completely
belong to congregations of the British or French. Portugal completely
lost its first role in sponsoring the issue of propagating Christianity in
the East.
2.2. Activity of spreading Christianity of Portugal in China
2.2.1. The process of spreading Christianity of Portugal in Macao
2.2.1.1. The penetration of the Jesuits into Macao
Following trading boats of Portuguese merchants, priest started to
reach Macao in the middle of century XVI. Priest Belchior Nunes
Barreto (1519-1571) – an embassy of Portugal was sent to Japan and he
was the first priest of the Jesuits to board in Macao on Nov. 29, 1555.
2.2.1.2. The process of foundation and operation of Macao diocese
Together with the development of the activities of spreading
16
Christianity in Japan and China, in the year of 1576, Pope Gregory
XIII (1502 – 1585) decreed that Macao was the only one considered
diocese of Christianity (equivalent to the hierarchy of Goa) with the
first bishop is Carneiro.
2.2.2. The activity of Catholic spreading of Portugal in Chinese
continent
2.2.2.1. The activity of the Jesuits from 1579 to 1594
If it were seen from 1513 when the Portuguese firstly came to
trade in a coastline harbor in China, Dong Ten had to spend nearly a
whole century to penetrate into the Chinese society and propagate
their religion. This showed the difficulties which Portuguese priests
had to go through and proved their unlimited encouragement in order
to propagate Christianity to many different regions in the mainland of
China.
2.2.2.2. Mateo Ricci and the changes in the way to Catholic
spreading (late century XVI – first century XVII)
In the ending years of century XVI, first years of century XVII,
Mateo Ricci became ‘the soul” of the issue of Catholic spreading in
China. With the use of scientific knowledge, Mateo Ricci succeeded
in forming the image “missionary scholar” – a new method to
penetrate into traditional Chinese society.
2.2.2.3. The process the Jesuits widened the area of administration
and “the issue of Nanjing”
To the beginning or century XVI, the number of Chinese Christians
gradually increased from 1000 people (1606) to 2500 people (1610), and
to 5000 people (1651). In that condition, “the issue of Nanjing”
occurring in the period from 1616 to 1623 caused many disadvantageous
factors for the issue of Catholic spreading the Jesuits in China.
2.2.2.4. The Christian community of China became Vice-Provincial
From 1619, Chinese Catholic Church was separated from Japan
with the position as Vice-Provincial. The most important thing is the
financial source supplying the issue of spreading Christianity in
China, and Japan equally.
To 1613, the Jesuits owned 11 shelters in 8/15 of province
through the empire: Peking, Jiangzhou (Shanxi), Xi'an (Shaanxi), Kaifeng
(Henan), Shanghai (Jiangnan), Gia Dinh (Jiangnan), Nanjing, Hangzhou
(Zhejiang), Nanchang (Jiangxi ), Kien Xuong (Jiangxi), and Fuzhou (Fujian).
17
Converts were performed more frequently. In 1630s, Gaspar Ferreria
announced there were 260 Christians in Jianchang, while in the area of
Shanghai, Perdo Ribeiro reported that there were under 14
communities. In the later year, the total of Christians was 1786 cases.
2.2.2.5.The war between Ming - Manchu and the opportunity to
spread of the Jesuits in the middle of century XVII
From 1630s, the war situation between Ming and Manchu people
turned to be very toughly. Weirdly, this tough time brought many
chances for the Jesuits priests with the operation focus is the rural areas
around urban ones.
2.2.2.6. The conflict between the Jesuits and Spanish, French
priests
In the early second of the XVII century, The Jesuits had to face
with new challenge – appearance of the Franciscains and
Dominicains which penetrated into Fujian coast from Manila. They
mobilized “Chinese Rites” to protest the Jesuits all over the world.
2.2.2.7. Activity of the Jesuits under Qing dynasty
Estimate from 1663, the Jesuits made convert for over 105.000
pilgrims every year. There were 3 residential areas with 13.000
pilgrims in Peking, 2 residential areas with 51.000 pilgrims and 10
residential areas with 51 000 in Jiangnan. But Shanghai experienced
the most challengingly with only 1 priest and 1 assistant who had to
manage over 40.000 Christians.
After 80 years spreading in China, it seemed that the patient and
encouragement of the Jesuits was met. They decided to widen to the
hardest regions in Guangdong, Guangzhou and Hainan Island. The
work of the Jesuits in Macao was gradually covered, changing St.
Paul University into new center of activities of Catholic spreading
throughout South China, Tokin (the North of Vietnam), Vietnam
(Cochin China), Laos, Siam, and Cambodia.
CHAPTER 3: SOME COMMENTS ABOUT THE TRADE AND
MISSIONARY ACTIVITIES OF PORTUGUESE IN INDIA
AND CHINA (CENTURY XVI – CENTURY XIX)
3.1. The foundation establishing the trading and missionary
operation of Portuguese in India and China
18
3.1.1. Policies towards marine issues of Portugal
First, the great development of marine technology supplying long
marine travels.
Second, construct Lisbon - the capital of Portugal as an
international harbor.
3.1.2. The acceptance of the Roman Catholic Church towards
Portuguese colonies
In the historic turning points and based on different decrees, the
Pope officially accepted the special power of Portuguese royal.
3.1.3. The participation of Portugal into Atlantic trade in century XV
Thus, to the middle of century XV, Portugal established two
arsenals in Morroca coastline, two settlements in Maderia, Porto Santo
and started to move to Azores and Cape Verde archipelago. The success
in marine trade this stage paid the way for Dom Afonso to allow the use
of the new gold coin – cruzado – in 1457, compared to the value of ducat
Venice.
3.1.4. The roles of New Christian traders
With great maritime experiences, a widespread network of trading
posts, the New Christian traders were truly an important factor in
promoting the exploration of Portugal.
3.2. Features of commercial activity and propagation of
Portugal in India and Macao (China)
First, the strong connection between commercial activities and
propagation of Portuguese in India and Macau (China).
Second, the nature of the Portuguese Empire in India and China
is "redistribution of maritime trade" focusing on the profits from the
sale of cartaz and concession voyages.
Third, colonization is not the goal of Estado da India.
Fourth, the trading management system of Portugal in India and
China did not experience a number of changes and was still rudimentary.
Furthermore, there was almost no distinction between a government
official and a businessman.
Fifth, while commercial activity mainly takes place in the coastal
commercial firms in India and China, the propagation come inland.
Sixth, the Portugal’s commercial firms in India and China created
the appearance of the “first empire” and were the foundation of the
“third empire”.
3.3. Portugal’s trade and propagation in India in comparison
19
with China
3.3.1. Comparisons of Portugal’s commercial activities in India
and China
Firstly, the methods of establishing the system of trading posts in
India and China.
Secondly, the methods of commercial activities organization and
administration
Third, the operation of the Portugal’s commercial firms network
in India and China.
Fourth, the impact of Portuguese on commerce in India and China
3.3.2. Comparisons of Portuguese missionaries’ propagation in
China and India
Firstly, the way penetrated into Chinese and India societies.
Secondly, the methods of propagation.
Thirdly, the locations of spreading Christianity.
3.4. Consequences of Portugal’s commercial activities and
propagation in India and China
3.4.1. Portugal integrated China and India’ trade into the
global trading system
3.4.2. The process of establishing the Portugal’s commercial
firm system led to the immigration and the formation of new groups
3.4.3. The penetration of Portuguese in the Asian community
3.4.4. Portugal had a great impact on the cultural exchange
process between the West and East
3.4.5. Portugal laid the foundation for the process of changing
the ecosystem all over the world
20
C. CONCLUSION
1. In the development of human history, geographic discoveries
were a great achievement, opening a new chapter in the process of
exchanging between the East and the West. Thanks to the subjective
and objective conditions, Portugal became the pioneer of the “Age of
Discovery”. From the first explorations of Vasco da Gama, the
Portuguese Royal had decided to establish the first commercial firm
on the coast of the Indian Ocean. From Calicut, Cochin and Goa, the
Portuguese quickly extended their powers to the Bay of Bengal,
reaching the Southeast Asia and the Far East. The commercial firm
system stretched from the West to the East, contributing to making
the appearance of the first commercial coastal trade empire in the
Mid Modern period - Estado da India as Ronald S. Love said: “This
was an outstanding achievement of Portugal, a poor country with the
lack of natural resources and a small population (over 1.5 million)”.
The key factor to the success of Portugal was the mixture of:
“ambitions; the remarkable techniques using guns and controlling
ships; tactical skills; commercial interests supported by naval forces;
the abilities to organize and establish effective plans; the sponsorship
of the state”. In particular, the key factor was the comparative
advantages of marine engineering: "When Portugal's ships equipped
with cannons appeared in the coast of India, it was truly a miracle. At
this time, outside of Europe, only Ottoman could create ships with
artillery, but they were not in the Indian Ocean to prevent the
Portuguese forces. Some Muslim states in India also had naval
forces, but it was not enough to cope with the force of Portuguese.
Hence, the victory of Portugal in the Indian Ocean was the evidence
of the superior marine technicals.
2. The process of extending the power of Portugal in India and
China was considerably influenced by the policy focusing on the sea
and mercantilism of the Royal Portugal. Thus, “marine commerce
was the reason for the presence of the Portugal in Asia, land
occupation was not the main purpose of the expeditionary force. The
isolated islands and the fortress being under the control of the local
rulers were used for naval bases”. With the new strategy and military
thinking, “from 1509 to 1515, under the Afonso de Albuquerque's
rule, a marine commercial empire was gradually established with a
21
combination of permanent fleets, strong fortresses and naval bases in
the strategic positions, which helped Portugal controlled the major
trade routes in the Indian Ocean”. Within 15 years, Portugal
established a new power structure in the Indian Ocean. Royal
Portugal was not only pepper monopoly on the Malabar and Arab,
but also transported it in a new maritime route via the Cape of Good
Hope. In that power structure, the commercial firm on the coast of
India played a central role, being not only the supplier of essential
goods such as spices and silk but only the coordinating center of all
activities of Portugal in Asia.
3. Features of Portugal trade in India were the relatively
independent development and there was an opposite between Royal
integrated trade band and private trade. In the first period, the
Portuguese Royal had showed the dominant power, and then, flexible
business strategy of private trade demonstrated the effectiveness. The
integration of private commerce into the network of the Royal
Portugal not only demonstrated the inside movement of Estado but
also the superiority of capitalism in comparison with the conservative
of feudal dynasties in Europe. It was clearer when Portugal faced
challenges from other European countries such as the Netherlands or
the UK. Meanwhile, commercial activities of Portugal in China had
its own feature: "In a corner of the world, the Portuguese acted as
peaceful, friendly traders and only use weapons for the purpose of
anti-piracy”.
4. Macau was a special location in the commercial firm network
under the Estado da India's control. First, along with other Portugal's
commercial firm in Asia, Macau was a chain contributing to the
movement of goods to ensure the stability of Portugal's commercial
activities in Asia in the century XVI, XVII. Second, the process of
exploring the commercial potentials of Macau was done by Portugal
for a long time (due to the impacts of political factors from the
Chinese feudal government), but the integration of Macau into the
marine trade network of the Portuguese empire quickly achieved
outstanding achievements. From a commercial firm containing
goods, Macau gradually became a vital commercial position with a
dual administration system. Third, the development of Portugal trade
was the result of a number of factors: the formation of the merchant
class being very dynamic and responsive with commercial potentials;
22
the trading demand in the area between China and Japan, between
China and countries in the region; the geographical location of
Macau. In summary, the combination of the traders having a strategic
vision with a little fate brought the Portuguese to Macau and Portugal
and made a new appearance. Macau also became one of the
“pharynx” of the Portuguese Empire in Asia, contributing to bring
prosperity to the empire in the century XVI, XVII.
5. Along with commercial activities, Christianity was spread
through many different regions in India and China by Portuguese
missionaries. Although trade can only be done on the coast of the
Indian Ocean, the Bay of Bengal, south China coast, Christianity
came into inland. The introduction of the three dioceses of the
Roman Church (Goa, Malacca, Macau) marked the great
achievement of the propagation in Eastern countries. In India, trade
and propagation came together and supported each other while in
China, the priests had to face with many difficulties. A highly
centralized institution with the strong conservation of the Confucian
ideology was the obstacle preventing the process of evangelization.
So, the propagating methods in this period were very flexible in order
to fit the culture of each nation. Thus, the reactions of the Indian or
Chinese with the influences of Christianity also showed the effort of
protecting national identity in the beginning of globalization.
6. Along with the establishment of the commercial firm system,
commercial activities and propagation, Portugal acted as a bridge
making the cultural exchanges and connections between the East and
the West in many aspects: language, architecture, religion, science,
engineering, anthropology, geography. The achievements of culture,
science and technology in Western countries were integrated into the
Eastern society by traders and priests and brought a major influence.
However, this process also caused negative consequences such as the
policy forcing religious or racial discrimination, showing the
advantages and disadvantages of the integration from the Western
nations to the Eastern society.
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