It is also argued that an efficient value chain would normally reduce the use of
intermediaries in the chain, and strengthen value-added activities as result of better
technology and inputs, farming procurement, upgraded infrastructure, improved price
opportunities through demand-driven production, and secure food processing and
exports (Miller and Jones, 2010).
The financial or quantitative analysis is one of the most important steps in value
chain analysis. M4P (2008) approach emphasizes the importance of revenue, cost,
value-added, and profit. FAO (2005) and Springer-Heinze (2007) stress total value or
revenue (Y), intermediate cost (IC), and added value (VA). In addition, FAO (2005)
employs both market price and shadow price to analyze financial efficiency indicators
such as economic growth, income distribution, and financial impact.
                
              
                                            
                                
            
 
            
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(ex.furs),raw 0.00 0.00 -0.04 -0.05 -0.01 -0.08 -0.04 -0.04 
42 212 Furskins, raw 0.00 0.00 -0.03 -0.04 -0.01 -0.07 -0.04 -0.03 
43 222 Oilseed(sft.fix veg.oil) -0.02 -0.02 -0.39 -0.52 -0.15 -0.91 -0.55 -0.42 
44 223 Oilseed(oth.fix.veg.oil) 0.00 0.00 0.01 -0.02 -0.01 -0.05 -0.02 -0.02 
45 231 Natural rubber, etc. 0.00 0.10 2.22 0.54 0.01 -0.10 2.98 0.58 
46 244 Cork,natural,raw;waste 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 
47 245 Fuel wood, wood charcoal 0.00 0.00 0.11 0.01 0.04 -0.01 0.00 0.01 
48 246 Wood in chips, particles 0.00 0.00 0.06 -0.01 -0.02 -0.09 0.12 0.77 
49 247 Wood rough,rough squared 0.00 0.00 -0.07 0.23 -0.03 -0.15 -0.09 -0.04 
50 248 Wood, simply worked -0.01 0.00 0.19 0.36 -0.06 -0.48 0.23 0.02 
51 261 Silk 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 
52 263 Cotton 0.00 0.00 -0.04 -0.07 -0.02 -0.14 -0.08 -0.04 
53 264 Jute,oth.textl.bast fibr 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 
70 
No. Code Commodity Brunei Cambodia Indonesia Malaysia Philippines Singapore Thailand Vietnam 
54 265 Vegetable textile fibres 0.00 0.00 0.00 -0.01 0.01 -0.02 0.00 0.01 
55 268 Wool, other animal hair 0.00 0.00 -0.04 -0.01 -0.01 -0.08 -0.05 -0.04 
56 291 Crude animal materls.nes 0.00 0.00 -0.04 -0.06 -0.01 -0.11 -0.05 -0.04 
57 292 Crude veg.materials, nes -0.01 -0.01 0.05 -0.14 0.07 -0.39 -0.12 -0.15 
58 411 Animal oils and fats 0.00 0.00 -0.02 -0.03 -0.01 -0.05 -0.03 -0.01 
59 421 Fixed veg.fat,oils, soft -0.01 -0.01 -0.19 -0.07 -0.07 -0.41 -0.24 -0.12 
60 422 Fixed veg.fat,oils,other -0.01 0.00 10.80 6.17 0.62 -0.44 -0.17 -0.17 
61 431 Animal,veg.fats,oils,nes 0.00 0.00 1.03 1.63 0.02 -0.09 -0.03 -0.04 
 Max 0.00 0.17 10.80 6.17 0.62 0.92 2.98 1.60 
 Average -0.01 0.00 0.24 0.07 0.00 -0.21 0.16 0.10 
 Competitive sectors 0.00 5.00 24.00 13.00 15.00 4.00 20.00 18.00 
Source: Own calculation based on the data of UN Comtrade (2017) 
Appendix 14: OLS regression of ASEAN countries’ competitiveness indicators 
 1997 - 2005 2006 - 2015 1997 - 2015 
 Brunei 
 β R² R β/R β R² R β/R β R² R β/R 
 RTA 0.61 0.86 0.93 0.66 0.86 0.77 0.88 0.98 
 NRCA 0.74 0.89 0.94 0.79 0.68 0.83 0.91 0.75 
 RSCA 0.32 0.13 0.36 0.88 0.98 0.28 0.53 1.86 
Cambodia 
 β R² R β /R β R² R β/R β R² R β/R 
 RTA 0.90 0.14 0.37 2.42 
 NRCA 2.74 0.32 0.57 4.84 
 RSCA 0.89 0.50 0.70 1.27 
Indonesia 
 β R² R β/R β R² R β/R β R² R β/R 
 RTA 1.42 0.86 0.93 1.53 1.27 0.90 0.95 1.33 1.92 0.74 0.86 2.23 
 NRCA 0.97 0.94 0.97 1.00 1.67 0.81 0.90 1.86 1.82 0.76 0.87 2.09 
 RSCA 0.98 0.88 0.94 1.05 1.00 0.95 0.97 1.03 0.99 0.82 0.91 1.09 
Malaysia 
 β R² R β/R β R² R β/R β R² R β/R 
 RTA 0.81 0.93 0.96 0.84 0.75 0.92 0.96 0.78 0.62 0.84 0.92 0.67 
 NRCA 0.67 0.96 0.98 0.68 1.21 0.92 0.96 1.26 0.82 0.90 0.95 0.87 
 RSCA 0.92 0.91 0.96 0.97 0.90 0.88 0.94 0.96 0.83 0.81 0.90 0.92 
Philippines 
71 
 β R² R β/R β R² R β/R β R² R β/R 
 RTA 0.67 0.68 0.82 0.81 0.89 0.55 0.74 1.21 0.67 0.59 0.77 0.87 
 NRCA 0.53 0.91 0.96 0.56 1.16 0.86 0.93 1.25 0.54 0.85 0.92 0.58 
 RSCA 0.86 0.82 0.90 0.95 0.99 0.88 0.94 1.06 0.86 0.74 0.86 1.00 
Singapore 
 β R² R β/R β R² R β/R β R² R β/R 
 RTA 0.16 0.10 0.32 0.48 1.31 0.76 0.87 1.50 0.10 0.02 0.15 0.70 
 NRCA 0.44 0.62 0.78 0.57 1.24 0.62 0.79 1.58 0.54 0.41 0.64 0.84 
 RSCA 0.63 0.71 0.84 0.75 0.97 0.77 0.88 1.10 0.59 0.53 0.73 0.80 
Thailand 
 β R² R β/R β v R β/R β R² R β/R 
 RTA 1.02 0.93 0.97 1.06 0.82 0.95 0.97 0.84 0.79 0.85 0.92 0.86 
 NRCA 0.65 0.84 0.92 0.71 0.82 0.83 0.91 0.90 0.62 0.75 0.86 0.71 
 RSCA 0.91 0.84 0.91 0.99 0.84 0.71 0.84 1.00 0.81 0.66 0.82 0.99 
Vietnam 
 β R² R β/R β R² R β/R β R² R β/R 
 RTA 0.72 0.78 0.88 0.82 0.44 0.59 0.76 0.58 0.24 0.32 0.57 0.42 
 NRCA 1.05 0.83 0.91 1.15 1.25 0.71 0.85 1.48 1.26 0.57 0.75 1.68 
 RSCA 0.74 0.62 0.79 0.94 0.77 0.72 0.85 0.91 0.59 0.46 0.68 0.87 
Source: Own calculation based on the data of UN Comtrade (2017) 
Appendix 15: Classes of RCA, RTA, and NRCA values and the interpretations 
 Categories Interpretation RCA RTA NRCA 
Βrunei Class 1 Non-competitiveness ≤ 0 
Class 2 Weak competitiveness ≤ 0.0212 Quartile I & II 
Class 3 Medium competitiveness ≤ 0.0472 Quartile III 
Class 4 Strong competitiveness > 0.0472 Quartile IV 
Camβodia Class 1 Non-competitiveness ≤ 1 ≤ 0 ≤ 0 
Class 2 Weak competitiveness ≤ 2.2419 ≤ 0.1543 ≤ 0.0039 Quartile I & II 
Class 3 Medium competitiveness ≤ 9.7775 ≤ 0.7595 ≤ 0.0358 Quartile III 
Class 4 Strong competitiveness > 9.7775 > 0.7595 > 0.0358 Quartile IV 
Indonesia Class 1 Non-competitiveness ≤ 1 ≤ 0 ≤ 0 
Class 2 Weak competitiveness ≤ 3.0863 ≤ 1.55885 ≤ 0.14195 Quartile I & II 
Class 3 Medium competitiveness ≤ 7.701 ≤ 6.2302 ≤ 0.50015 Quartile III 
Class 4 Strong competitiveness > 7.701 > 6.2302 > 0.50015 Quartile IV 
72 
Malaysia Class 1 Non-competitiveness ≤ 1 ≤ 0 ≤ 0 
Class 2 Weak competitiveness ≤ 2.70435 ≤ 0.52625 ≤ 0.2296 Quartile I & II 
Class 3 Medium competitiveness ≤ 6.8989 ≤ 2.1295 ≤ 0.9944 Quartile III 
Class 4 Strong competitiveness > 6.8989 > 2.1295 > 0.9944 Quartile IV 
Philippines Class 1 Non-competitiveness ≤ 1 ≤ 0 ≤ 0 
Class 2 Weak competitiveness ≤ 2.371 ≤ 1.1076 ≤ 0.039 Quartile I & II 
Class 3 Medium competitiveness ≤ 4.5677 ≤ 3.1782 ≤ 0.1639 Quartile III 
Class 4 Strong competitiveness > 4.5677 > 3.1782 > 0.1639 Quartile IV 
Singapore Class 1 Non-competitiveness ≤ 1 ≤ 0 ≤ 0 
Class 2 Weak competitiveness ≤ 1.3552 ≤ 0.0736 ≤ 0.0831 Quartile I & II 
Class 3 Medium competitiveness ≤ 1.9622 ≤ 0.2534 ≤ 0.3034 Quartile III 
Class 4 Strong competitiveness > 1.9622 > 0.2534 > 0.3034 Quartile IV 
Thailand Class 1 Non-competitiveness ≤ 1 ≤ 0 ≤ 0 
Class 2 Weak competitiveness ≤ 2.30225 ≤ 1.0473 ≤ 0.2145 Quartile I & II 
Class 3 Medium competitiveness ≤ 7.2181 ≤ 3.5961 ≤ 0.9103 Quartile III 
Class 4 Strong competitiveness > 7.2181 > 3.5961 > 0.9103 Quartile IV 
Vietnam Class 1 Non-competitiveness ≤ 1 ≤ 0 ≤ 0 
Class 2 Weak competitiveness ≤ 4.2839 ≤ 1.4165 ≤ 0.0753 Quartile I & II 
Class 3 Medium competitiveness ≤ 11.7216 ≤ 7.4741 ≤ 0.5053 Quartile III 
Class 4 Strong competitiveness > 11.7216 > 7.4741 > 0.5053 Quartile IV 
Source: Own calculation based on the data of UN Comtrade (2017) 
Appendix 16: Markov transition probability matrix for the RCA index 
 RCA RTA NRCA 
Brunei 1 2 3 4 1 2 3 4 1 2 3 4 
1 1 99.3 0.6 0.0 0.2 1 
2 2 50.0 25.0 25.0 0.0 2 
3 3 50.0 50.0 0.0 0.0 3 
4 4 40.0 0.0 0.0 60.0 4 
Total Total 100 Total 
Cambodia 1 2 3 4 1 2 3 4 1 2 3 4 
1 97.5 2.0 0.5 0.0 1 94.3 4.6 0.6 0.6 1 97.8 1.8 0.5 0.0 
2 45.2 45.2 9.7 0.0 2 37.0 50.0 10.9 2.2 2 50.0 46.7 3.3 0.0 
3 31.3 12.5 25.0 31.3 3 11.1 20.0 53.3 15.6 3 6.7 6.7 60.0 26.7 
73 
4 29.3 0.5 2.5 67.7 4 22.3 3.9 4.8 69.0 4 30.1 1.0 1.0 67.9 
Total 83 3 1 13 Total 71 9 4 16 Total 83 3 1 12 
Indonesia 1 2 3 4 1 2 3 4 1 2 3 4 
1 97.1 2.9 0.0 0.0 1 95.5 4.2 0.2 0.2 1 97.1 2.9 0.0 0.0 
2 6.5 88.8 4.1 0.6 2 12.4 81.9 5.3 0.4 2 6.5 85.3 7.7 0.6 
3 0.0 5.8 80.2 14.0 3 0.0 9.7 78.8 11.5 3 0.0 10.6 82.4 7.1 
4 0.0 0.0 12.9 87.1 4 0.9 0.0 11.6 87.5 4 0.0 0.0 7.1 92.9 
Total 68 16 8 8 Total 59 20 10 10 Total 68 16 8 8 
Malaysia 1 2 3 4 1 2 3 4 1 2 3 4 
1 99.0 1.0 0.0 0.0 1 94.7 5.1 0.1 0.1 1 99.0 1.0 0.0 0.0 
2 6.6 91.5 1.9 0.0 2 18.7 75.7 5.7 0.0 2 6.5 89.7 3.7 0.0 
3 0.0 7.7 86.5 5.8 3 1.1 11.6 85.3 2.1 3 0.0 5.9 88.2 5.9 
4 0.0 0.0 9.1 90.9 4 2.1 0.0 5.2 92.8 4 0.0 0.0 10.9 89.1 
Total 80 10 5 5 Total 65 18 9 8 Total 80 10 5 5 
Philippines 1 2 3 4 1 2 3 4 1 2 3 4 
1 97.7 2.2 0.1 0.0 1 95.8 3.8 0.4 0.0 1 97.7 2.2 0.1 0.0 
2 14.9 74.6 9.7 0.9 2 20.0 76.4 3.6 0.0 2 12.9 74.1 12.9 0.0 
3 0.0 18.6 71.2 10.2 3 2.5 8.6 82.7 6.2 3 3.6 25.5 61.8 9.1 
4 0.0 3.5 8.8 87.7 4 0.0 0.0 6.1 93.9 4 0.0 0.0 11.9 88.1 
Total 79 11 5 5 Total 70 15 7 7 Total 79 11 5 5 
Singapore 1 2 3 4 1 2 3 4 1 2 3 4 
1 99.3 0.6 0.0 0.1 1 94.2 4.2 1.2 0.4 1 99.3 0.6 0.1 0.0 
2 27.0 59.5 13.5 0.0 2 35.3 57.4 7.4 0.0 2 26.3 63.2 10.5 0.0 
3 0.0 41.2 52.9 5.9 3 10.3 19.1 57.4 13.2 3 0.0 27.8 55.6 16.7 
4 0.0 0.0 21.1 79.0 4 9.2 1.5 10.8 78.5 4 0.0 0.0 17.7 82.4 
Total 94 3 2 2 Total 77 12 6 6 Total 94 3 2 2 
Thailand 1 2 3 4 1 2 3 4 1 2 3 4 
1 97.2 2.7 0.1 0.0 1 93.2 6.6 0.2 0.0 1 97.2 2.8 0.0 0.0 
2 9.9 84.5 5.0 0.6 2 11.5 84.3 4.2 0.0 2 10.0 83.9 6.1 0.0 
3 1.2 4.8 86.9 7.1 3 0.7 5.7 89.3 4.3 3 1.2 8.3 86.9 3.6 
4 0.0 1.1 7.9 91.0 4 0.7 0.0 2.8 96.5 4 0.0 0.0 3.4 96.6 
Total 68 16 8 8 Total 48 26 13 13 Total 68 16 8 8 
Vietnam 1 2 3 4 1 2 3 4 1 2 3 4 
1 94.8 5.0 0.1 0.1 1 92.2 6.8 0.8 0.2 1 94.8 5.0 0.3 0.0 
2 21.1 71.9 7.0 0.0 2 18.1 78.0 3.9 0.0 2 21.3 72.9 5.9 0.0 
74 
3 3.3 16.3 78.3 2.2 3 6.5 11.3 75.0 7.3 3 2.1 11.6 79.0 7.4 
4 0.0 0.0 5.3 94.7 4 0.0 0.0 8.6 91.4 4 0.0 0.0 1.1 98.9 
Total 67 17 8 8 Total 55 23 11 12 Total 67 17 8 9 
Source: Own calculation based on the data of UN Comtrade (2017) 
Appendices for Chapter 6 
Appendix 17: Private and social input cost of rice sector (1000VND) 
Indicators 
Private Price Social Price 
Value TR Share TR Value DF Share DF Value Value TR Share TR Value DF Share DF Value 
Intermediate input 15,898 10,373 5,525 20,275 12,305 7,970 
Seed (purchased) 1,286 50% 643 50% 642.87 1,473.47 50% 736.73 50% 736.73 
Chemical pesticide 4,245 70% 2,972 30% 1,273.53 4,991.57 70% 3,494.10 30% 1,497.47 
NPK fertilizer 7,035 70% 4,925 30% 2,111 8,071.11 70% 5,649.78 30% 2,421.33 
DAP fertilizer 1,875 70% 1,313 30% 563 2,151 70% 1,506 30% 645 
Organic fertilizer 414 0% - 100% 414.48 414.48 0% - 100% 414.48 
Fuel 1,043 50% 522 50% 522 947 50% 474 50% 474 
Water - 20% - 80% - 2,227 20% 445 80% 1,781 
Value-added 32,508 1,490 31,018 30,335 1,580 28,754 
Labour 14,980 0% - 100% 14,980 11,200 0% - 100% 11,200 
Interest rate 264 0% - 100% 264 264 0% - 100% 263.57 
Depreciation 1,496 0% - 100% 1,496 1,496 0% - 100% 1,496 
Land 10,250 0% - 100% 10,250 11,522 0% - 100% 11,522 
Contracted services 5,519 27% 1,490 73% 4,029 5,853 27% 1,580 73% 4,272.44 
TOTAL COST 48,407 11,863 36,544 50,610 13,885 36,725 
Source: Own calculation based on the primary data (2017) 
Appendix 18: Private and social input cost of coconut sector (1000VND) 
Indicators 
Private Price Social Price 
Value TR Share TR Value DF Share DF Value Value TR Share TR Value DF Share DF Value 
Intermediate input 11,781 6,015 5,765 14,720 7,180 7,540 
Seed (purchased) 4,605 10% 460.46 90% 4,144 4,770 10% 477 90% 4,293 
Chemical pesticide 2,046 70% 1,432 30% 614 2,406 70% 1,684 30% 722 
Chemical fertilizer 5,708 70% 3,995 30% 1,712 6,548 70% 4,584 30% 1,964 
Organic fertilizer 2,370 0% - 100% 2,370 2,370 0% - 100% 2,370 
Fuel 854 50% 426.92 50% 426.92 775 50% 388 50% 388 
Electricity 803 20% 160.70 80% 642.79 839 20% 168 80% 672 
Water - 20% - 80% - 1,781 20% 356 80% 1,425 
Value-added 32,177 1,088 31,089 40,370 1,147 39,223 
Labour 21,582 0% - 100% 21,582 22,057 0% - 100% 22,057 
Interest rate 290 0% - 100% 290 290 0% - 100% 290 
75 
Depreciation 3,049 0% - 100% 3,049 3,049 0% - 100% 3,049 
Land - 0% - 100% - 7,326 0% - 100% 7,326 
Initial investment 7,257 15% 1,088.50 85% 6,168.15 7,649 15% 1,147 85% 6,501 
TOTAL COST 43,958 7,104 36,854 55,090 8,327 46,763 
Source: Own calculation based on the primary data (2017) 
Appendix 19: Private and social input cost of pomelo sector (1000VND) 
Indicators 
Private Price Social Price 
Value TR Share TR Value DF Share DF Value Value TR Share TR Value DF Share DF Value 
Intermediate input 42,318 14,188 28,130 47,168 16,694 30,474 
Seed (purchased) 3,078 10% 308 90% 2,770 3,189.12 10% 318.91 90% 2,870 
Chemical pesticide 8,142 70% 5,699 30% 2,443 9,573.55 70% 6,701.48 30% 2,872 
Biopesticide 1,893 0% - 100% 1,893 1,893 0% - 100% 1,893 
Chemical fertilizer 11,426 70% 7,998 30% 3,428 13,108.53 70% 9,175.97 30% 3,933 
Organic fertilizer 19,546 0% - 100% 19,546 19,546 0% - 100% 19,546 
Fuel 762 50% 381 50% 381 692.13 50% 346.07 50% 346 
Electricity 549 20% 110 80% 439 573.30 20% 114.66 80% 459 
Water - 20% - 80% - 1,781 20% 356.25 80% 1,425 
Value-added 44,753 1,485 43,267 53,185 1,566 51,620 
Labour 25,993 0% - 100% 25,993 26,565 0% - 100% 26,565 
Interest rate 4,352 0% - 100% 4,352 4,352 0% - 100% 4,352 
Depreciation 4,505 0% - 100% 4,505 4,505 0% - 100% 4,505 
Land - 0% - 100% - 7,326 0% - 100% 7,326 
Initial investment 9,903 15% 1,485 85% 8,417 10,437.27 15% 1,566 85% 8,872 
TOTAL COST 87,071 15,674 71,397 100,353 18,260 82,093 
Source: Own calculation based on the primary data (2017) 
Appendix 20: Private and social output of rice sector (1000VND) 
 Unit Private Social 
1 Exchange rate 21,935 29,832 
2 FOB (US) USD/ton 370 370 
3 = 1*2 FOB (VND) VND/ton 8,115,950 11,037,692 
4 Port cost VND/ton 58,400 58,400 
5 Transport: mill to port VND/ton 220,000 198,000 
6 Packaging & loading VND/ton 135,000 135,000 
7 Storage cost VND/ton 50,000 50,000 
8 = 3 - Sum(4:7) Market price (ex-milling) VND/ton 7,652,550 10,596,292 
9 Milling & polishing cost VND/ton 380,689 380,689 
10 Value of bran VND/ton 818,000 818,000 
11 = 8 - 9 + 10 Pre-mill price VND/ton 8,089,861 11,033,603 
12 = 11*68% Paddy grain equivalent (68%) VND/ton 5,501,106 7,502,850 
13 Transport: farm to mill VND/ton 103,000 92,700 
14 Markup VND/ton 504,672 605,606 
15 = (12) - Sum(13:14) Farm gate parity price (IR504) VND/ton 4,893,434 6,804,544 
76 
16 IR504 to OC10 coeficient % 115% 115% 
17 = 15*16 Farm gate parity price (OC10) VND/ton 5,627,449 7,825,226 
18 Productivity ton/ha 9.17 9.17 
19 = 17*18 Revenue VND/ha 51,603,705 71,757,318 
Source: Own calculation based on the primary data (2017) 
Appendix 21: Private and social output of coconut sector (1000VND) 
Private Social 
Fib. (ton) Peat (ton) Coal (ton) Des. (ton) Jell. (ton) Fib. (ton) Peat (ton) Coal (ton) Des. (ton) Jell. (ton) 
1 Exchange rate 21,935 21,935 21,935 21,935 21,935 29,832 29,832 29,832 29,832 29,832 
2 FOB (US) 330 1,000 475 2,594 208 330 1,000 475 2,594 208 
3 = 1*2 FOB (VND) 7,238,550 21,935,001 10,419,125 56,899,392 4,562,480 9,844,428 29,831,601 14,170,011 77,383,173 6,204,973 
4 Port cost 102,363 102,363 102,363 149,292 111,111 102,363 102,363 102,363 149,292 111,111 
5 
Transport: 
processor to port 
300,000 300,000 300,000 559,846 416,667 270,000 270,000 270,000 503,861 375,000 
6 Uploading 33,333 33,333 33,333 37,323 27,778 33,333 33,333 33,333 37,323 27,778 
7 = 3 - SUM(4:6) 
Market price (ex-
producing) 
6,802,854 
21,499,305 
 9,983,429 
56,152,931 
4,006,924 
9,438,732 
29,425,905 
 13,764,315 
76,692,697 
5,691,084 
8 Producing cost 
1,482,632 
10,676,769 
287,542 
9,998,489 
1,233,217 
1,482,632 
10,676,769 
287,542 
9,998,489 
1,233,217 
9 = 8 - 7 
Pre-production 
price 
5,320,222 
10,822,536 
 9,695,887 
46,154,442 
2,773,707 
7,956,100 
18,749,137 
 13,476,773 
66,694,208 
4,457,867 
10 
Processing 
coefficient 
6,360 
13,200 
14,400 
6,614 
1,205 
6,360 
13,200 
14,400 
6,614 
1,205 
11 = 10*9 
Nut equivalent 
(ex-PP) 
837 
820 
 673 
6,978 
2,302 
1,251 
1,420 
 936 
10,084 
3,699 
12 = 
SUM(D11:H11) 
Nut equivalent 
total (ex-PP) 
11,610 
17,391 
13 
Material transport 
to producer 
354 
319 
14 
Primary processing 
cost 
342 
342 
15 = 12 - 13 - 14 
Nut equivalent 
(pre-PP) 
10,914 
17,049 
16 
Transport to 
primary processor 
108 
97 
17 Markup 
2,823 
3,388 
18 = 15 - 16 - 17 
Farm gate parity 
price 
7,983 
13,564 
19 Productivity 
9,585 
9,585 
20 = 18*19 Revenue 
76,513,783 
130,004,909 
Source: Own calculation based on the primary data (2017) 
77 
Appendix 22: Private and social output of pomelo sector (1000VND) 
 Unit Private Social 
1 Exchange rate 21,935 29,832 
2 FOB (US) USD/ton 2,250 2,250 
3 = 1*2 FOB (VND) VND/ton 49,353,752 67,121,103 
4 Port cost VND/ton 80,000 80,000 
5 Transport: processor to port & loading VND/ton 1,000,000 900,000 
6 Packaging VND/ton 2,000,000 2,000,000 
7 Storage cost VND/ton 500,000 500,000 
8 = 3 - Sum(4:7) Market price (ex-processing) VND/ton 45,773,752 63,641,103 
9 Processing cost VND/ton 2,202,800 2,202,800 
10 = 8 - 9 Pre-processor price VND/ton 43,570,952 61,438,303 
11 = 10*100% Pomelo equivalent 100% VND/ton 43,570,952 61,438,303 
12 Transport: farm to processor VND/ton 1,000,000 900,000 
13 Markup VND/ton 3,947,000 4,736,400 
14 = 11 - Sum(12:13) Farm gate parity price VND/ton 38,623,952 55,801,903 
15 Productivity ton/ha 11.82 11.82 
16 = 14*15 Revenue VND/ha 456,535,111 659,578,488 
Source: Own calculation based on the primary data (2017) 
Appendix 23: Sensitivity analysis of competitiveness indicators by the output prices 
 Indicators -20% -15% -10% -5% 5% 10% 15% 20% 
RICE 
PP (8,442,864) (5,532,915) (2,622,965) 286,984 6,106,884 9,016,833 11,926,783 14,836,733 
PRC 1.30 1.18 1.08 0.99 0.86 0.80 0.75 0.71 
SP 5,317,145 9,274,676 13,232,208 17,189,739 25,104,802 29,062,334 33,019,865 36,977,397 
DRC 0.87 0.80 0.74 0.68 0.59 0.56 0.53 0.50 
SCB 0.90 0.85 0.79 0.75 0.67 0.64 0.61 0.58 
COCONUT 
PP 2,512,276 10,214,458 17,916,640 25,618,823 41,023,187 48,725,369 56,427,551 64,129,733 
PRC 0.94 0.78 0.67 0.59 0.47 0.43 0.40 0.36 
SP 34,315,540 44,790,507 55,265,475 65,740,443 86,690,378 97,165,346 107,640,313 118,115,281 
DRC 0.58 0.51 0.46 0.42 0.35 0.32 0.30 0.28 
SCB 0.62 0.55 0.50 0.46 0.39 0.36 0.34 0.32 
POMELO 
PP 243,685,369 272,853,436 302,021,504 331,189,571 389,525,706 418,693,773 447,861,841 477,029,908 
PRC 0.25 0.23 0.21 0.19 0.17 0.16 0.15 0.14 
SP 400,550,895 440,219,467 479,888,039 519,556,610 598,893,753 638,562,325 678,230,897 717,899,468 
DRC 0.17 0.16 0.15 0.14 0.12 0.11 0.11 0.10 
SCB 0.20 0.19 0.17 0.16 0.14 0.14 0.13 0.12 
Source: Own calculation based on the primary data (2017) 
78 
Appendix 24: Sensitivity analysis of competitiveness indicators by the fertilizer prices 
 Indicators -20% -15% -10% -5% 5% 10% 15% 20% 
RICE 
PP 4,603,934 4,252,184 3,900,434 3,548,684 2,845,184 2,493,434 2,141,684 1,789,934 
PRC 0.89 0.89 0.90 0.91 0.93 0.94 0.95 0.95 
SP 22,761,494 22,357,938 21,954,382 21,550,826 20,743,715 20,340,159 19,936,603 19,533,048 
DRC 0.61 0.62 0.62 0.63 0.64 0.65 0.65 0.66 
SCB 0.68 0.69 0.69 0.70 0.71 0.72 0.72 0.73 
COCONUT 
PP 34,462,524 34,177,145 33,891,765 33,606,385 33,035,625 32,750,245 32,464,865 32,179,485 
PRC 0.51 0.52 0.52 0.52 0.53 0.53 0.53 0.54 
SP 77,525,053 77,197,643 76,870,232 76,542,821 75,888,000 75,560,589 75,233,178 74,905,768 
DRC 0.37 0.38 0.38 0.38 0.38 0.38 0.38 0.39 
SCB 0.41 0.41 0.41 0.42 0.42 0.42 0.43 0.43 
POMELO 
PP 362,642,788 362,071,500 361,500,213 360,928,926 359,786,351 359,215,064 358,643,777 358,072,489 
PRC 0.18 0.18 0.18 0.18 0.18 0.18 0.18 0.18 
SP 561,846,888 561,191,461 560,536,035 559,880,608 558,569,755 557,914,329 557,258,902 556,603,476 
DRC 0.13 0.13 0.13 0.13 0.13 0.13 0.13 0.13 
SCB 0.15 0.15 0.15 0.15 0.15 0.15 0.16 0.16 
Source: Own calculation based on the primary data (2017) 
Appendix 25: Sensitivity analysis of competitiveness indicators by the land rent prices 
 Indicators -20% -15% -10% -5% 5% 10% 15% 20% 
RICE 
PP 5,246,934 4,734,434 4,221,934 3,709,434 2,684,434 2,171,934 1,659,434 1,146,934 
PRC 0.87 0.88 0.89 0.91 0.93 0.95 0.96 0.97 
SP 23,197,271 22,684,771 22,172,271 21,659,771 20,634,771 20,122,271 19,609,771 19,097,271 
DRC 0.60 0.61 0.62 0.63 0.64 0.65 0.66 0.67 
SCB 0.68 0.68 0.69 0.70 0.71 0.72 0.73 0.73 
COCONUT 
PP 27,460,509 27,094,229 26,727,948 26,361,667 25,629,105 25,262,824 24,896,543 24,530,262 
PRC 0.61 0.61 0.62 0.62 0.63 0.64 0.65 0.65 
SP 77,680,534 77,314,253 76,947,972 76,581,691 75,849,129 75,482,849 75,116,568 74,750,287 
DRC 0.37 0.37 0.37 0.38 0.38 0.39 0.39 0.39 
SCB 0.41 0.41 0.41 0.42 0.42 0.43 0.43 0.43 
POMELO 
PP 361,822,762 361,456,481 361,090,200 360,723,919 359,991,358 359,625,077 359,258,796 358,892,515 
PRC 0.18 0.18 0.18 0.18 0.18 0.18 0.18 0.19 
SP 560,690,306 560,324,025 559,957,744 559,591,463 558,858,901 558,492,620 558,126,339 557,760,058 
DRC 0.13 0.13 0.13 0.13 0.13 0.13 0.13 0.13 
SCB 0.15 0.15 0.15 0.15 0.15 0.15 0.15 0.15 
Source: Own calculation based on the primary data (2017) 
79 
Appendix 26: Sensitivity analysis of competitiveness indicators by the crop yields 
 Indicators -20% -15% -10% -5% 5% 10% 15% 20% 
RICE 
PP (7,123,807) (4,543,622) (1,963,436) 616,749 5,777,119 8,357,305 10,937,490 13,517,675 
PRC 1.24 1.14 1.06 0.98 0.86 0.81 0.77 0.73 
SP 6,795,807 10,383,673 13,971,539 17,559,405 24,735,137 28,323,002 31,910,868 35,498,734 
DRC 0.84 0.78 0.72 0.68 0.60 0.56 0.54 0.51 
SCB 0.88 0.83 0.78 0.74 0.67 0.64 0.61 0.59 
COCONUT 
PP 17,253,110 21,078,799 24,904,489 28,730,178 36,381,556 40,207,245 44,032,934 47,858,623 
PRC 0.68 0.64 0.60 0.56 0.50 0.48 0.46 0.44 
SP 48,914,380 55,414,625 61,914,870 68,415,116 81,415,607 87,915,852 94,416,098 100,916,343 
DRC 0.49 0.46 0.43 0.41 0.36 0.35 0.33 0.32 
SCB 0.53 0.50 0.47 0.45 0.40 0.39 0.37 0.35 
POMELO 
PP 269,050,616 291,877,372 314,704,127 337,530,883 383,184,394 406,011,150 428,837,905 451,664,661 
PRC 0.23 0.22 0.20 0.19 0.17 0.16 0.16 0.15 
SP 427,309,484 460,288,409 493,267,333 526,246,257 592,204,106 625,183,031 658,161,955 691,140,879 
DRC 0.16 0.15 0.14 0.13 0.12 0.12 0.11 0.11 
SCB 0.19 0.18 0.17 0.16 0.14 0.14 0.13 0.13 
Source: Own calculation based on the primary data (2017) 
Appendix 27: Sensitivity analysis of competitiveness indicators by the REER 
 Indicators -20% -15% -10% -5% 5% 10% 15% 20% 
RICE 
PP 3,196,934 3,196,934 3,196,934 3,196,934 3,196,934 3,196,934 3,196,934 3,196,934 
PRC 0.92 0.92 0.92 0.92 0.92 0.92 0.92 0.92 
SP 8,186,607 11,426,773 14,666,939 17,907,105 24,387,437 27,627,602 30,867,768 34,107,934 
DRC 0.81 0.76 0.71 0.67 0.60 0.57 0.55 0.53 
SCB 0.85 0.81 0.77 0.74 0.68 0.65 0.63 0.61 
COCONUT 
PP 33,321,005 33,321,005 33,321,005 33,321,005 33,321,005 33,321,005 33,321,005 33,321,005 
PRC 0.53 0.53 0.53 0.53 0.53 0.53 0.53 0.53 
SP 36,001,797 46,055,201 56,108,604 66,162,007 86,268,814 96,322,217 106,375,620 116,429,024 
DRC 0.56 0.50 0.45 0.41 0.35 0.33 0.31 0.29 
SCB 0.60 0.54 0.49 0.45 0.39 0.37 0.35 0.33 
POMELO 
PP 360,357,639 360,357,639 360,357,639 360,357,639 360,357,639 360,357,639 360,357,639 360,357,639 
PRC 0.18 0.18 0.18 0.18 0.18 0.18 0.18 0.18 
SP 404,406,342 443,111,052 481,815,762 520,520,472 597,929,892 636,634,602 675,339,311 714,044,021 
DRC 0.17 0.15 0.14 0.14 0.12 0.12 0.11 0.10 
SCB 0.19 0.18 0.17 0.16 0.14 0.14 0.13 0.13 
Source: Own calculation based on the primary data (2017) 
80 
Appendices of questionnaires for Chapter 6 
This introduction is used for all questionnaires: Thank you for your participation in this 
survey. We are the research group from the University of Economics HCM City, we are 
currently conducting the research project on production, business and linkage in rice 
sector. All your information will be kept confidential and it is for research purpose only. 
Appendix 28: Survey questionnaire for coconut farmer 
PART I: GENERAL INFORMATION OF HOUSEHOLD AND FARM 
1. Name of respondent: ..................................... ; Phone number: ..................................... 
2. Name of household head (decision maker): ................................................................... 
3. Years of education: ........................................ ; Age: ........................... ; Sex: ................. 
4. Address: ........................... ; Hamlet: .............. ; Commune: ................. ; District: ........... 
5. Number of household members: ..... ; Number of males: ...... ; Number of females: ...... 
6. Number of home workers: ............... ; Number of males: ...... ; Number of females: ...... 
7. Number of experience years in farming: ..................... ; in growing coconut:................ 
8. Agricultural area: .............. ha; Coconut area: ........... ha; Total number of trees: ........... 
9. The quality of the water for coconut farm? (can select more than one option) 
 Fresh water sediment  Brackish water  Alum water 
 Salty water (heavy)  Polluted water  Other: ........................... 
10. The quality of the land for coconut farm? (can select more than one option) 
 Fluvisols  Acrisols  Acid sulphate soil 
 Salic soil  Polluted soil  Other: ........................... 
11. Coconut farm location (can select more than one option) 
 Near rivers, canals  Truck road  Motor road (no truck) 
 Rock road  Other: .......................... 
12. Financial capital:  Own capital; 
 Borrowed capital ( ..................................... million VND; interest rate . % in ... months) 
13. General current situation of coconut growing: 
Farm 
Number 
of trees 
Area (ha) 
Farm 
age 
Yield 
(nuts/year) 
Types of 
intercropping 
Seed 
source * 
Tree 
distance 
Farm 1 
Farm 2 
Farm 3 
 (*): (1) Home seeds; (2) Purchased seeds; (3) Sponsored seeds 
PART II: PRIMARY INVESTMENT AND COSTS 
14. Direct material costs: .......ha;.......trees; farm number (question 13):......; (Unit: 
1,000VND) 
Cost Year 1 Year 2 Year 3 Year 4 Year 5 
1. Seedlings 
2. Fertilizers 
 Urea 
81 
Cost Year 1 Year 2 Year 3 Year 4 Year 5 
 Superphosphates 
 Potassium 
 Organic fertilizers 
 Other: 
3. Protection products and tools 
 Chemical protection products 
 Biological protection products 
 Protection tools 
 Other: 
4. Energy 
 Petrol, diesel 
 Electricity 
 Water 
5. Other: 
15. Labor cost, machinery rental:...ha;.trees; farm number (Q13):...; (1,000VND) 
 Cost Year 1 Year 2 Year 3 Year 4 Year 5 
1. Renovation and initial planting cost 
 + Ditching machine rental 
 + Sand pump, dumping machine rental 
 + Cleaning up, weeding, planting 
2. After-planting caring cost 
 + Fertilizing, spraying 
 + Watering, weeding, and piling 
 + Protecting, caring 
3. Other work: 
4. Percentage of homework (%) 
16. Investment in machinery, equipment and tools for production of coconut: 
Item Unit Quan. Year Cost 
Duration 
(year) 
Annual 
repair 
Percentage for 
coconut (%) 
 Water pump pcs 
 Sprayer pcs 
 Boat, motorcycle pcs 
 Tools: pcs 
 Other: 
PART III: FARMING BUSINESS COSTS IN 2016 
17. Raw material cost:..........ha;........trees; farm number (Q13):.......; (1,000VND) 
Cost Year 1 Year 2 Year 3 Year 4 Year 5 
1. Seedlings 
2. Fertilizers 
 Urea 
 Superphosphates 
 Potassium 
 Organic fertilizers 
 Other: 
3. Protection products and tools 
82 
Cost Year 1 Year 2 Year 3 Year 4 Year 5 
 Chemical protection products 
 Biological protection products 
 Protection tools 
 Other: 
4. Energy 
 Petrol, diesel 
 Electricity 
 Water 
 Other: 
5. Other: 
18. Labor cost, machinery rental:....ha;....trees; farm number (Q13):...; (1,000VND) 
Activities Unit Quan. Price Amount 
1. Farming labor cost: 
 Machinery and equipment rental 
 Watering, weeding, hilling, pruning 
 Fertilizing, spraying 
 Protecting, caring 
 Other: 
2. Harvesting costs: 
 Picking 
 Packaging, shipping 
 Other: 
3. Other work: 
4. Percentage of homework (%) 
19. Revenue: .........ha;....................trees; farm number (Q13):............; (1,000VND) 
Products Quan. Price Revenue Note 
1. Coconut 
2. Intercropping crops 
20. Do you receive any income other than cultivation? (unit: 1,000VND/month) 
No. Source Income Time Notes 
1  From livestock, fisheries, other plants 
2  From working and selling 
3  From relatives 
21. Which source do you usually adopt technical information on planting and coconut 
caring? (more than one option) 
 Self-learning, inquiring from the cultivation 
 Other farmers, acquaintances 
 Media (newspaper, radio, internet) 
 Training courses from Agriculture and Fishery Extension Center 
 Other (specify): ............................................................... 
22. How do you personally evaluate the difficulties you encountered when growing 
coconut? Please select 1-5. In particular, (1) is completely not difficult, (5) is 
completely difficult, (K) is not comment: 
83 
No. Difficulties 1 2 3 4 5 K 
1 Lack of capital 
2 Lack of labor 
3 Lack of technique, knowledge of coconut 
4 No income in new planting period 
5 Social risks such as theft, sabotage 
6 Disaster risks 
7 Input risks such as shortages, bad/fake seed or fertilizers 
8 Output risks such as selling price, buyers 
9 Other (specify): 
23. How do you personally evaluate the importance of reasons for growing coconut? 
Please select 1-5. In particular, (1) is completely not important, (5) is completely 
important, (K) is not comment: 
No. Reason 1 2 3 4 5 K 
1 High and stable income 
2 Good and stable market 
3 Do not require much capital investment, technique and labor 
4 Supported and encouraged by the state and other organizations 
5 Traditional crops, have much experience 
6 Other 
PART IV: PRODUCT COMMERCIAL, LINKAGE AND POLICIES 
24. Have you ever participate in contract farming when selling coconut? 
 No, free sale (question 29)  Oral agreement (question 29) 
 Written agreement  Other (specify):....................................... 
25. What is the purpose you participate in coconut purchase contract? 
 Higher price level  More stable price level 
 Supporting inputs  Supported technical assistance 
 Stable outputs  Other: ........................................................ 
26. What is usually the term specified in your contract? 
No. The term Fixed Periodic 
1  Yield 
2  Price 
3  Payment 
4  Delivery location 
5  Delivery time 
6  Violations 
7  Other: 
27. Have you ever broken a contract?  Yes;  No; Why? ..................................... 
28. Have you ever been broken a contract?  Yes;  No; Why? .............................. 
29. What are the price information sources you refer when selling coconut? 
 Media  Neighbors, acquaintances, family members 
 Companies  Direct buyer 
 Other (specify):........................................................ 
30. Where do you sell coconut? (can select more than one option) 
84 
No. Buyers 
Number 
of buyers 
Percentage 
(%) 
Selling 
price 
1 Intermediate traders 
2 Large collectors, preliminary processors 
3 Cooperatives, clusters 
4 Trade companies, wholesalers, food and export companies 
5 Supermarkets, retailers 
6 Direct consumers 
7 Other: 
31. Where is the delivery place? 
 At farm  At previous specified place 
 Deliver to the third party  Other:........................................................ 
32. What is the method of payment? 
 Signing marketing contract with advance payment 
 The buyers deposit and pay cash after receiving goods (no contract) 
 The buyers pay cash after receiving goods (no advance payment) 
 Deferred payment 
 Other:........................................................ 
33. How do you personally evaluate the importance of after-selling factors? Please 
select 1-5. In particular, (1) is completely not important, (5) is completely important, 
(K) is not comment: 
No. Factors 1 2 3 4 5 K 
1 Stable price 
2 Payment on time 
3 Stable quantity 
4 Clear classification 
5 Supported inputs 
6 Provided technical and market advice (information, knowledge) 
7 Brand, scale, and position of the buyers 
8 Other (specify): 
34. How do you personally evaluate the importance of other factors influence your 
selling decision? Please select 1-5. In particular, (1) is completely not important, (5) 
is completely important, (K) is not comment: 
No. Factors 1 2 3 4 5 K 
1 Familiar purchase-sale relationship 
2 Independence and free decisions 
3 Supported and encouraged by the government 
4 Transparent and clear market information 
5 Other (specify): 
35. Other costs (taxes, charges if any): ............ million VND/year; for coconut:............% 
36. Have you received any support policies from the State? (more than one option) 
 Loans  Seeds  Certification fees 
 Pesticide  Technical training  Direct financial 
 Fertilizer  Free of taxes, charges and fees  Other:............................ 
85 
37. Are you a member of any unions? (can select more than one option) 
 Cooperatives  Coconut associations  Agriculture Clubs 
 Clusters  Farmers associations  Other:....................... 
38. Does your coconut farm achieve any certification standards? 
 VietGAP  GlobalGAP  Other:...................................... 
Appendix 29: Survey questionnaire for coconut trader/collector 
PART I: GENERAL INFORMATION OF COLLECTORS 
1. Name of respondent: ..................................... ; Phone number:.................................... 
2. Name of household head (decision maker): .. ................................... .......................... 
3. Years of education: ....................; Age:........................................; Sex: ...................... 
4. Address: ...............; Hamlet: ................; Commune: ................;; District: ................. 
5. Number of main workers: .......................; Males: ...................; Females: ................... 
6. Number of outsource workers: ................; Males: ....................; Males: ...................... 
7. Experience in trading fruits: Males......................; in trading coconut: ......................... 
8. Do you sell any agricultural products other than coconut in 2016? 
No. Products 
Yield 
(tons) 
Turnover 
(1,000VND) 
Turnover 
rate (%) 
Profit 
(1,000VND) 
1 Coconut 
2 Other agricultural product 1 
3 Other agricultural product 2 
 Total: 
9. Financial capital:  Own capital;  Borrowed capital (.............million VND, 
interest rate........% in .............months) 
PART II: COCONUT PURCHASE AND SALE ACTIVITIES IN 2016 
10. Where do you buy coconut? 
No. Seller 
Partner 
number 
Percentage 
(%) 
Quantities 
(tons/year) 
Payment* 
Purchase 
form** 
1 Familiar partners 
2 Farmers inside the province 
3 Farmers outside the province 
4 Other collectors 
5 Other: 
Total 100% 
* (1) Deposit; (2) Pay cash after receiving goods; (3) Deferred payment; (4) Price deal 
** (1) Future contract; (2) Sign contract when buying; (3) Oral contract; (4) Free purchase; (5) Other: explain 
11. How do you personally evaluate the importance of factors influence your buying 
decision (question 10)? Please select 1-5. In particular, (1) is completely not 
important, (5) is completely important, (K) is not comment: 
No. Factors 1 2 3 4 5 K 
1 Familiar purchase-sale relationship 
2 Stable price 
3 Stable supply 
4 Stable quality products 
86 
5 Other (specify) 
12. Do you classify coconut when buying and selling? (unit: 1,000VND/kg) 
Type Preliminary description Weight Form 
Purchase 
price 
Selling 
price 
1 
13. Collecting time and purchase price in 2016? (unit: 1,000VND/kg) 
Month 1 2 3 4 5 6 7 8 9 10 11 12 
Collecting time 
Purchase price 
14. Who decides the PURCHASE price at farm? 
 Seller (farmer)  Buyer (collectors) 
 Other large collectors, firms  Other:  
15. If the coconut seller wants to sign the contract before selling, do you agree? 
  Yes  No; Why?................................................................................................. 
16. Where do you sell coconut? 
Buyers 
Partner 
number 
Percent 
(%) 
Quantities 
(tons/year) 
Payment* 
Sales 
form** 
 Other collectors 
 Large collectors, preliminary processors 
 Firms, supermarkets 
 Retailers, stores 
 Other: 
* (1) Deposit; (2) Pay cash after receiving goods; (3) Deferred payment; (4) Price deal 
** (1) Future contract; (2) Sign contract when selling; (3) Oral contract; (4) Free selling; (5) Other: explain 
17. How do you personally evaluate the importance of factors influence your selling 
decision (question 16)? Please select 1-5. In particular, (1) is completely not 
important, (5) is completely important, (K) is not comment: 
No. Factors 1 2 3 4 5 K 
1 Familiar purchase-sale relationship 
2 Stable price 
3 Stable collecting quantity 
4 Clear classification 
5 Payment on time 
6 Other (specify): 
18. Who decides the SELLING price? 
 Seller (collectors)  Buyers (large collectors) 
 Deal at market price  Other: 
PART III: COCONUT BUSINESS COSTS 
19. Collecting costs for 1 ton of coconut (convert to 1 ton): 1,000VND 
Costs Unit Quantities Unit price Amount Notes 
1. Labor costs 
 Picking, collecting Days 
 Carrying, loading Days 
 Checking, classifying Days 
 Transportation, driving Days 
87 
Costs Unit Quantities Unit price Amount Notes 
 Other: Days 
2. Energy (total) 
 Electricity 
 Petrol, diesel 
 Water 
3. Disposable tools 
4. Outsourcing transportation 
5. Telecommunication 
6. Interest 
7. Taxes, fees 
Other costs: 
(*) Can be calculated by deviding total year costs by total year trading quantities. 
20. Investment in machinery and equipment for coconut business? 1,000VND 
Item Unit Quantities Year Cost Duration (year) 
 Facilities: storage, yard m2 
 Motorcycle 
 Boat 
 Petrol/diesel engine 
 Electric motor 
 Reusable tools 
 Other: 
PART IV: OTHER ISSUES 
21. What is the purpose you link with other collectors when buying coconut? 
 Deal on buying zone  Deal on purchase price 
 Support in collecting, transporting  Other suppor: ......................................... 
22. Are you a member of any unions? (more than one option) 
 Cooperatives  Farmers associations  Association 
 Clusters  Other:........................................ 
23. Have you received any support policies from the State? (more than one option) 
 Loans  Certification fees  Training 
 Direct financial  Free of taxes, charges and fees  Other:........................... 
24. How do you personally evaluate the difficulties you encountered when trading 
coconut? Please select 1-5. In particular, (1) is completely not difficult, (5) is 
completely difficult, (K) is not comment: 
No. Difficulties 1 2 3 4 5 K 
1 Lack of capital 
2 Lack of labor 
3 Lack of technique, knowledge of coconut 
4 Hard to find coconut supply 
 Other (specify): 
25. How do you personally evaluate the importance of reasons for trading coconut? 
Please select 1-5. In particular, (1) is completely not important, (5) is completely 
important, (K) is not comment: 
No. Reason 1 2 3 4 5 K 
88 
1 High and stable income 
2 Good and stable market 
3 Do not require much capital investment and labor 
4 Supported and encouraged by the state and other organizations 
5 Other 
Appendix 30: Survey questionnaire for coconut primary processor 
PART I: GENERAL INFORMATION OF COMPANY 
1. Name of company:...................................; Name of owner: ......................................... 
2. Year of establishment: ......................; Experience in coconut sector: .......................... 
3. Education of owner: ...................................... ; Age: ........................... ; Sex: ................ 
4. Address:................; Hamlet: .....................; Commune: ................; District: ................ 
5. Working capital:  Owners' equity ;  Liabilities (............million VND, interest 
rate........% in .............months) 
6. In 2016, apart from coconut, does the company trade other agricultural products 
No Product Yield 
(ton) 
Revenue 
(1000vnd) 
Revenue ratio 
(%) 
Profit 
 (1000vnd) 
1 Coconut 
2 Other agricultural products: 
3 Other: 
PART II: INFORMATION ABOUT PURCHASING RAW MATERIAL 
7. Where do you purchase coconut? (Unit: 1000vnd) 
No Material source Number of 
sellers 
Ratio (%) Price 
(1000vnd) 
Volume 
(ton/year) 
1 Farmers 
2 Contracted farmers 
3 Traders 
4 Other preliminary processors 
5 Other: 
8. Do you classify coconut? 
Type Preliminary description 
(color, size, feeling) 
Volume 
(ton) 
Price 
(million/ton) 
Amount 
(million/ton) 
1 
2 
3 
9. Cost of transporting material to processing plant (account for 1200 coconuts) 
Cost Quantity Unit price 
(1000vnd) 
Amount 
(1000vnd) 
Note 
1. Purchasing and transporting by the 
company 
Collect labors (man-day) 
Port labors (man-day) 
Transport labors (man-day) 
Fuel: 
- Diesel (lit) 
89 
Cost Quantity Unit price 
(1000vnd) 
Amount 
(1000vnd) 
Note 
- Petrol (lit) 
Tax, charges, fees (if any) 
Other costs: 
2. Outsourcing transportation 
PART III: INITIAL INVESTMENT AND BUSINESS COSTS 
10. Investment and value of fixed asset and others (unit: 1000vnd): 
No Category Unit Quantity Year of 
investment 
Original 
price 
Duration 
(year) 
Cost of 
repairing 
1 Total factory area m2 
2 Total processing area m2 
3 Warehouse m2 
4 Drying yard m2 
5 Canvas 
6 Vehicle (:ton) pcs 
7 Boat (tonnage:..ton) pcs 
8 Gasoline machine pcs 
9 Electric machine pcs 
10 Coconut water container pcs 
11 Kernel container pcs 
12 Knives, tools 
13 Packaging 
14 Other 
11. Processing cost (account for 1200 coconuts; other: specify.......) 
Type of cost Unit Quantity Price 
(1000vnd) 
Amount Note 
1. Labor 
+ Office, management Day 
+ Classifying, porting and transporting Day 
+ Line operation, processing Day 
+ Packaging, labelling Day 
+ Selling, delivering Day 
+ Transporting, driving Day 
+ Other: 
2. Fuel 
+ Electricity Kwh 
+ Petrol, dielse lit 
+ Clean water m3 
+ Other: 
3. Other materials 
+ Chemistry 
+ Packaging, carton, net, label, ....... 
+ Other: 
4. Taxs and fees 
5. Communication (telephone...) 
90 
Type of cost Unit Quantity Price 
(1000vnd) 
Amount Note 
6. Interest 
7. Other costs 
12. The processing coefficient of products from 1200 coconuts * (other: specify.) 
No Product Unit Good type Medium type Bad type 
1 Coconut husk kg 
2 Coconut shell kg 
3 Coconut kernel kg 
4 Coconut water bucket 
5 Coconut velamen kg 
6 Other: 
* Specify account for 1200 coconuts or 1000 coconuts 
13. Costs for preservation and storage: 
Type Unit price 
(1000vnd/ton/day) 
Time 
(month) 
Cost 
(1000vnd/ton) 
Loss 
(%) 
Material 1 
Product 1 
14. Selling price and volume of products (Unit: millionvnd / ton) 
No Product Price Volume Market 
Local Export Local Export Local Export 
1 Dehusking coconut   
2 Coconut husk   
3 Coconut shell   
4 Coconut kernel   
5 Coconut water   
6 Coconut velamen   
 Other:   
15. Cost of transportation and loading products to buyers (Unit: 1000vnd/ton) 
No Product Volume 
(ton) 
Price 
(1000vnd/ton) 
Amount 
(1000vnd/ton) 
Export 
Price Amount 
1 Dehusking coconut 
2 Coconut husk 
3 Coconut shell 
4 Coconut kernel 
5 Coconut water 
6 Coconut velamen 
 Other: 
16. Does your company receive any supportive policies from government? 
No Policy Specify (numbers, other comments) 
1 Export subsidies 
2 Business income tax exemption 
3 Land tax exemption or reduction 
4 Environmental tax exemption 
5 Lending 
6 Direct financial support 
91 
7 Certification fee support 
8 Science and technology support 
9 Market promotion support 
10 Training, instruction 
11 Other: 
Appendix 31: Survey questionnaire for coconut producer/processor 
PART I: GENERAL INFORMATION OF COMPANY 
1. Name of company: ................ ................; Name of owner: ................ ........................ 
2. Year of establishment:......................; Experience in coconut sector:............................ 
3. Education of owner: ......................; Age: ..................................; Sex: ...................... 
4. Address: ................; Hamlet: ................; Commune: ................; District: ................... 
5. Working capital:  Owners' equity ;  Liabilities (.............million VND, interest 
rate........% in .............months) 
PART II: INFORMATION ABOUT PURCHASING RAW MATERIAL 
6. Main products of the company: 
No Product type Raw material* Ratio (% by revenue) 
1 Desiccated coconut 
2 Coconut shell coal 
3 Coconut jelly 
4 Coconut fiber 
5 Coconut peat 
6 Other: .. 
 Total: 100% 
* (1) Whole coconut; (2) De-husking; (3) kernel; (4) shell; (5) husk; (6) water; (7) peat; Other (specific) 
7. Classification, purchase price and volume of the materials: 
Material Type* Purchase price 
(million/ton) 
Volume 
(ton) 
Amount 
(million) 
Feature 
description 
Whole coconut 
De-husking coconut 
Coconut kernel 
Coconut shell 
Coconut husk 
Coconut water 
Coconut peat 
Other 
* Type of material (1) Good; (2) Medium; (3) Bad; (4) Other (specify) 
8. Material areas and methods for purchasing (Unit:1000vnd) 
92 
No Material source Number 
of sellers 
Ratio 
(%) 
Price 
(1000vnd) 
Volume 
1 From free farmers 
2 From associated farmers 
3 Intermediate traders 
4 Large collectors, preliminary processors 
5 Importers 
6 Other: 
9. Cost of transporting material to processing plant for 1 ton of raw material* 
Cost Quantity Unit price 
(1000vnd) 
Amount 
(1000vnd) 
Note 
1. Purchasing and transporting 
Collect labors (man-day) 
Port labors (man-day) 
Transport labors (man-day) 
Fuel: 
- Diesel (lit) 
- Petrol (lit) 
Tax, charges, fees (if any) 
Other costs: 
2. Outsourcing transportation 
* The total cost can be calculated and then divided by the material volume of the company 
PART III: INITIAL INVESTMENT, PROCESSING AND BUSINESS COSTS 
10. Scale and value of fixed asset investment (unit: 1000vnd): 
No Category Unit Quantity Buying 
year 
Original 
price 
Duration 
(year) 
Repairing 
cost 
1 Total factory area m2 
2 Processing area m2 
3 Processing workshop 1 m2 
4 Processing workshop 2 m2 
5 Processing line 1 
6 Processing line 2 
7 Processing line 3 
8 Coal fired boiler 1:............ 
9 Coal fired boiler 2:............ 
10 Coal fired boiler 3:............ 
11 Grinding, screening machine 
12 Port system 
13 Parking system 
14 Waste treatment system 
15 Warehouse m2 
16 Drying yard m2 
17 Canvas pcs 
18 Vehicle (tonnage:ton) pcs 
19 Boat (tonnage:..ton) pcs 
20 Gasoline machine pcs 
93 
No Category Unit Quantity Buying 
year 
Original 
price 
Duration 
(year) 
Repairing 
cost 
21 Electric machine pcs 
22 Other: 
11. Processing cost * (for 1 ton of main product:............................): unit: 1.000vnd 
Type of cost Unit Quantity Price Amount Note 
1. Labor 
+ Office, management day 
+ Classifying, porting and transporting day 
+ Line operation, processing day 
+ Packaging, labelling day 
+ Selling, delivering day 
+ Transporting, driving day 
+ Other: day 
2. Fuel 
+ Electricity Kwh 
+ Petrol, diesel lit 
+ Clean water m3 
+ Other: 
3. Other materials 
+ Chemistry 
+ Packaging, carton, net, label, ....... 
4. Taxs and fees 
5. Communication (telephone...) 
6. Interest 
7. Other costs 
* Can then be calculated for 1 year and then divided by the total volume of 1 year to convert into 1 ton 
12. The processing coefficient of products from 1 ton of material (other: specify.) 
Product Material Product 
 (ton) 
By-product 
(ton) 
Loss 
(%) 
Desiccated 
coconut 
1 
2 
Coconut shell coal 1 
2 
Coconut jelly 1 
2 
Coconut fiber 1 
2 
Coconut peat 1 
2 
Other 
13. Classification, yield and selling price of the products 
Product Description Standard* Yield 
(ton) 
Price 
(1000vnd/ton) 
Desiccated 
coconut 
1 
2 
94 
Coconut coal 1 
2 
Coconut jelly 1 
2 
Coconut fiber 1 
2 
Coconut peat 1 
2 
Other 
* Description of classification: (1) International, (2) Vietnam, Other: specify 
14. Export markets of products 
Product Yield 
(ton) 
 (FOB) 
(1000đ/ton) 
Market Quality 
standard* 
Type of 
contract** 
Desiccated coconut 
Coconut coal 
Coconut jelly 
Coconut fiber 
Coconut peat 
Other 
* Description of classification: (1) International, (2) Vietnam, Other: specify 
** (1) Sell at market price; (2) Fixed-price contract; (3) Other, specify 
15. Costs for preservation and storage: 
Type Unit price 
(1000vnd/ton/day) 
Time 
(month) 
Cost 
(1000vnd/ton) 
Loss 
(%) 
Material 
Product 
16. Cost of exporting products at port account for 1 ton: (unit: 1000vnd) 
Product Cost Quantity Unit price Amount 
Desiccated 
coconut 
1 Loading at company 
2 Transporting to port 
3 Port fee 
4 Loading to ship at port 
5 Export tax 
6 Other: 
Outsourcing (total): 
Coconut coal 
1 Loading at company 
2 Transporting to port 
3 Port fee 
4 Loading to ship at port 
5 Export tax 
6 Other: 
Outsourcing (total): 
Coconut jelly 
1 Loading at company 
2 Transporting to port 
3 Port fee 
4 Loading to ship at port 
95 
Product Cost Quantity Unit price Amount 
5 Export tax 
6 Other: 
Outsourcing (total): 
Coconut fiber 
1 Loading at company 
2 Transporting to port 
3 Port fee 
4 Loading to ship at port 
5 Export tax 
6 Other: 
Outsourcing (total): 
Coconut peat 
1 Loading at company 
2 Transporting to port 
3 Port fee 
4 Loading to ship at port 
5 Export tax 
6 Other: 
Outsourcing (total): 
Other: 
* Can be summarized and then divided by 1 ton, calculated in total if company use outsourcing service 
17. Does your company receive any supportive policies from government? 
No Policy Specify (numbers, other comments) 
1 Export subsidies 
2 Business income tax exemption 
3 Land tax exemption or reduction 
4 Environmental tax exemption 
5 Lending 
6 Direct financial support 
7 Certification fee support 
8 Science and technology support 
9 Market promotion support 
10 Training, instruction 
11 Other: 
Note: The questionnaires for rice and pomelo are relatively similar. Due to the limit of 
papes, the authors will not present in the appendices but be willing to show.