The development and adoption of legal normative documents is one of the
significant practices of State administrative agencies in their operating process.
Apart from contributing to developing and completing the legal system
synchronous, uniform, feasible, public, and transparent, this work also helps
with bringing into full play the role and efficiency of laws, ensuring effective
social management, political stability, economic development, and increased
integration into the region and the world. Nevertheless, due to various reasons,
the development and adoption of legal normative documents by the State
administrative agencies still encounters with numerous weaknesses.
Through the research “The development and adoption of legal normative
documents by State administrative agencies in the People’s Democratic
Republic of Laos”, the thesis has achieved some fundamental findings as
follows:
- To systematise fundamental theoretical bases on the development and
adoption of legal normative documents. Specifically, the thesis has mentioned
some issues on the development and adoption of legal normative documents by
State administrative agencies, including concept, role, and function of legal
normative documents in the general legal system. The thesis also specifies the
authority to develop and adopt legal normative documents (statutory power) of
State administrative agencies through defining position of the executive
authority interrelation of State power with legislative power and judicial power.
Of note, the thesis analyses criteria to assess the development and adoption of
legal normative documents by State administrative agencies in Laos currently.
- To analyse and assess the reality of the development and adoption of
legal normative documents by State administrative agencies in the People’s
Democratic Republic of Laos. Besides certain achievements, the thesis points
out limitations and shortcomings in the development and adoption of legal
normative documents by Stae administrative bodies, indicating causes to these
weaknesses.
- To study the theoretical as well as practical experience in the development
and adoption of legal normative documents in countries with high legislative and
statutory standards like France and Germany. Particularly, the thesis thoroughly
studies the development and adoption of legal normative documents in Viet Nam,
the country that bears numerous resemblances to the People’s Democratic Republic
of Laos in terms of political, economic, State and social institutions. Based on the
experience, the author draws lessons for the development and adoption of legal
normative documents by Stae administrative bodies in Laos.
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on trade and related to ASEAN bloc”,
Legal Journal No 4/2010; Chanh Pheeng Si Li Vanh ( 2011), “Completing
organization and operation of the National Assembly on the examination of the
adoption of laws and legal normative documents in the time being”; Legal
Journal No 1/2011; Phou sa khone Meuang wong ( 2010): “Law on the
examination and handling of legal normative documents in Laos and Vietnam,
study from a comparative angle”, a PhD thesis in law, Ho Chi Minh City
University of Law.
1.1.2. Studies related to the thesis in Vietnam
1.1.2.1. Scientific works related to the statutory power of State administrative
agencies
The author studied a number of scientific works related to the statutory
power in Vietnam, such as: the textbook “State administrative authority” (2011),
Scientific and Technical Publishing House, used in the training programme for
bachelor of administration; a PhD thesis in law (2011), “Statutory power of the
Government”, by Nguyen Dinh Hoa, Law Faculty, Hanoi National University.
The scientific works mentioned above discuss a very important and
fundamental authority of State administrative agencies, that is the statutory
power to enforce law.
1.1.2.2. Works related to legal normative documents, administrative documents
There are numerous scientific works published in training institutes in
Vietnam on administrative documents, legal normative documents by State
administrative agencies, including: book “ Document and document work in
State administrative agencies” ( 2013), by Assoc.Prof., Dr. Van Tat Thu, the
National Political Publishing House; PhD thesis “ Codification of law on the
adoption of legal normative documents”, completed by Nguyen Thi Minh Ha at
the Institute of State and Law in 2006; the research “ The process of adoption
legal normative documents” ( 1998), of the project VIE 94/003; book “
Compiling and handling State administration documents”, by Nguyen Van
Tham, the National Political Publishing House 2001; book “ The development
and adoption of legal normative documents”, by Luu Kiem Thanh, Statistical
Publishing House 2003, revised, amended and reprinted 2005; book “
Instructions for compiling statutory documents”, by Luu Kiem Thanh, Statistical
Publishing House in 1998 ( reprinted in 2003); book “ The process of
developing, adoption and examining legal normative documents” by Duong
Bach Long, the National Political Publishing House 2007; book “ Compiling
methods for administrative documents”, by Nguyen Minh Phuong, the National
Politics - Truth Publishing House 2011; textbook “ Document development and
adoption techniques”, National Academy of Public Administration, by lead
author Dr. Luu Kiem Thanh, Scientific and Technical Publishing House 2009;
textbook “ Document compilation”, by lead author, Prof., Dr. Nguyen Dang
Dung, Hanoi National University Publishing House, 2007; a PhD thesis in
Public Administration “Completion of the process of the adoption and
enforcement of documents by provincial administrations” by Ha Quang Thanh,
2008, National Academy of Public Administration; book “ Common legal terms
in legal normative documents” collected and selected by Nguyen Trung Nam,
National Political Publishing House 2005; book “ Process, procedure in the
performance of National Assembly” by Legislative Department, Vietnam
National Assembly 2005; research “ The development of and investigation into
decision adjusting the Law, ordinance development programme – theory and
practice” by Vu Trong Hach, 2010; a conference summary record “Enhancing
institutional capacity for Government’s Office”, Hanoi Judicial Publishing
House, 2011; book “ Organization and operation of Ministries, Ministerial-level
agencies, Governmental agencies”, by Van Tat Thu, the National Political
Publishing House, 2011; book “ Transparency of administrative decisions”,
Institute for Research on Policy, Law and Development, a member of Vietnam
Union of Science and Technology Associations, 2012; article “ Viewpoints and
criteria to evaluate the adoption of State administration documents”, by Do Duc
Hong Quang, Journal of Science, Hanoi National, Legal studies No 25, 2009;
article “ The adoption of State administration documents – some causes of
shortcomings and remedies” by Pham Tuan Khai, Journal of State Management,
No 24, 2008; article “ The development and adoption of documents by local
authorities ensures citizen rights – status and solutions”, by Nguyen Thi Phuong,
Journal of E-information, Ho Chi Minh City Institute for Development Studies,
etc. From many aspects, the scientific works mentioned above discuss content
and the process of developing and adopting, examining… administrative
documents, legal normative documents by State administrative agencies.
However, none of them focuses on the development and adoption of legal
normative documents by State administrative agencies in Vietnam.
1.1.3. Studies related to the thesis in other countries
Book “The adoption of legal normative documents, plan and route of the
Federal Republic of Germany”, by translators Nguyen Si Dai and Nguyen
Kim Thoa, the National Political Publishing House, Hanoi, 2003. The book
mentions information and perspectives on legal documents and their
significance, role, compiling process to ensure every legal document be
constitutional.
1.2. Issues that the thesis needs further study
1.2.1. Theoretically
- To distinguish legal normative documents from other administrative
documents issued by State administrative agencies in order to define authorities,
adjustment scope, form, and process of adopting legal normative documents by
State administrative agencies. To clarify the adoption necessity and
requirements for the development and adoption of legal normative documents by
State administrative agencies.
- To study practical experience in the development and adoption of legal
normative documents by State agencies in general, by State administrative
agencies in particular in Vietnam and some other countries to draw lessons of
experience that can be applied in Laos.
1.2.2. Practically
In the People’s Democratic Republic of Laos, the development and
adoption of legal normative documents by State administrative agencies were
paid little attention to for a long time; law on the adoption of legal normative
documents is also slow to be completed. Therefore, it is necessary to study the
reality of the development and adoption of legal normative documents by State
administrative agencies in Laos in order to find out limitations and causes of
these limitations and draw lessons of experience.
Based on these foundations the thesis proposes scientific and feasible
directions and solutions to improve the quality of the development and adoption
of legal normative documents by State administrative agencies in Laos to
satisfying actual requirements in the context that Laos is completing the State
apparatus, performing administrative reform and building a state of law. This
further affirms the necessity, theoretical and practical significance of the thesis.
Chapter 2
SCIENTIFIC BASIS FOR THE DEVELOPMENT AND ADOPTION OF
LEGAL NORMATIVE DOCUMENTS BY THE STATE
ADMINISTRATIVE AGENCIES OF THE POEOPLE’S DEMOCRATIC
REPUBLIC OF LAOS
2.1. Concept, characteristic, authority, scope, and content of legal
normative documents by the State administrative agencies
2.1.1. Concept and characteristic of normative legal acts issued by the
State administrative agencies
2.1.1.1. Concept, characteristic, role and general functions of legal
normative documents
-Concept of legal normative documents
Concept of documents: Document is a means to record information and
to impart information from this subject to others by a certain signal or
language.
Concept of legal normative documents: Legal normative documents are
documents issued (or jointly issued) by an authority in the State bodies from
Central to local level, in accordance with legal forms, orders and procedures,
with a common code of conduct and enforceability, and are guaranteed by the
State to adjust social relations.
- Characteristics of legal normative documents: Legal normative
documents are documents issued by the State agencies, and authorities in the
State agencies; Legal normative documents contain legal norms – common
codes of conduct, and common enforceability; Normative documents are
adopted many times in case of legal occurrence; The enforcement of legal
normative documents cannot stopping its effects; Form (name), content, order
and procedure of preparing legal normative documents are strictly regulated by
the law; The enforcement of legal normative documents are guaranteed by the
State; Legal normative documents are systematical.
- The role of legal normative documents: legal normative documents
perform a crucial role in economy, society, political system, and morality.
- The functions of legal normative documents: A formal representation of
the law; Information; and Management.
2.1.1.2. Concept, characteristic, and role of legal normative documents by the
State administrative agencies
-Concept: Legal normative documents by the State administrative
agencies are documents issued (or jointly issued) by authorities in the system of
State administrative agencies (a collective of State administrative agencies or
authorities in State administrative authorities) in accordance with legal forms,
orders and procedures, with a common code of conduct and enforceability
(within the management scope) and are guaranteed by the State to concretize, to
guide the legal enforcement, to adjust relations which arise within the State
administrative agencies or to adjust newly-emerging social relations in the
process of State administration (are legally authorized).
-Characteristics: legal normative documents by the State administrative
agencies have common characteristics with legal normative documents, and
have specific characteristics such as: containing legal norms and bylaws issued
by authorities in the State administrative agencies.
-Role: to regulate practical issues that arise in social operation and
management;
2.1.2. The authority to prepare and issue legal normative documents of the
State administrative agencies
In the People’s Democratic Republic of Laos the following individuals
and organizations in the State administrative agencies are authorized to issue
legal normative documents: The Government issues resolutions and decrees;
Prime Minister issues instructions and decisions; Ministers, and heads of
ministerial-level agencies, and heads of Governmental bodies issue instructions
and decisions; Mayors of cities and provinces issue instructions and decisions;
Heads of districts and communes issue instructions and decisions; Hamlets issue
regulations.
2.1.3. Scope, content of legal normative documents by State administrative
agencies
2.1.3.1. Adjustment scope of legal normative documents by State administrative
agencies
Legal normative documents by State administrative agencies are bylaws
and mostly issued on legal basis to enforce law, thus, the scope of relations that
they adjust is restricted within the administrative competence of each State
administrative body in administrative affairs and State management.
Regarding the space, the scope of validity of legal normative documents
by State administrative agencies relies on authority of the issuers. Documents
are held valid nation-wide and in all fields (documents issued by Government
and Prime Minister), documents are held valid nation-wide but limited to issues
related to State management in industries and areas (documents issued by
ministers and heads of ministerial-level and Governmental agencies), documents
are valid in all fields but limited within the scope of management (documents
issued by People’s Committee of province, district, and commune (in Vietnam),
village or hamlet (in Laos).
2.1.3.2. Content of the legal normative documents by State administrative
agencies
Legal normative documents issued by State administrative agencies of the
People’s Democratic Republic of Laos are in the form of: resolution, decree,
instruction, decisions and hamlet’s regulations. The specific content of each
legal document is defined by the law as follows:
-Decrees issued by Lao Government to: enforce resolutions promulgated
by the National Assembly and National Assembly’s Standing Committee, socio-
economic development plans, and strategic plans; to regulate social relations in
certain area that satisfy requirements of State management and socio-economic
management but have not been constructed into law; to regulate organization
and performance of ministries, ministerial-level agencies, Governmental bodies;
to instruct and concretize the enforcement of law to facilitate the organization
and implementation.
- The Lao Government’s Resolution is a legal normative document and
the Government’s decision on a certain issue, which are put forward for
discussion at the Government’s sessions
- The Prime Minister of the People’s Democratic Republic of Laos issues
instructions to enable individuals or organizations to enforce plans, law, and
ordinance in line with the Prime Minister’s rights and responsibility as defined
by the law.
- The Prime Minister of the People’s Democratic Republic of Laos enacts
decisions to exercise his rights and duties or to concretize and organize and
enforce legal normative documents issued by State bodies at higher levels.
- Ministers, heads of ministerial-level and Governmental bodies, and
heads of cities, provinces, districts and communes issue instructions to enable
individuals and organizations to enforce plan, law, ordinance and their duties.
- Ministers, heads of ministerial-level and Governmental bodies, and
heads of cities, provinces, districts and communes issue decisions to exercise
their rights and duties or to concretize and organize and enforce legal normative
documents issued by State bodies at higher levels.
- Hamlet regulations are legal normative documents issued by the
hamlet’s administration to enforce legal normative documents introduced by
agencies and organizations at higher levels in order to manage security, order
and disciplines within their rights and duties.
2.2. The necessity for State administrative agencies to issue legal normative
documents (the authority to make regulations)
2.2.1. To exercise the State administrative authority
In order to exercise the administrative authority, States all organize a
system of State administrative agencies from the Central to local levels to
exercise the authority to make regulations (the authority to issue legal normative
documents – bylaws) and administrative authority (to administer – to manage).
The authority to make regulations is one of the important rights of State
administrative agencies. Through the promulgation of legal normative documents,
State administrative agencies introduce general codes of conduct in the field of
State management; specific duties and rights of parties involved in State
management; and specify authorities and procedures to carry out performance of
individuals and organizations they manage, and so on.
The adoption of legal normative documents is the most essential legal
forms in the performance of State administrative agencies in order to exercise
their functions and duties.
2.2.2. To ensure the enforcement of State policies and decisions in State
administrative activities
In the process of State management, legal normative documents enacted
by State administrative agencies are considered as a major form of the duties to
concretize law and State policies. The legal corridor is designed for the
operation of agencies, organizations, economic units and individuals when their
performance is related to social community. Legal documents introduced by
State administrative agencies are a form of enforcing State regulations and
generating legal relations in management activities of State bodies. The legal
documents are a means to quickly enforce regulations issued by State bodies of
higher levels in reality, and to deal with the situation in which many legal
documents enacted by legislatures are mostly in principle, too general and
difficult to be enforced in reality.
2.2.3. To enable citizens to exercise their rights and duties
Legal normative documents formed and issued by State administrative
agencies also institutionalize rights to freedom and interests of citizens, ensuring
that these rights and interests are protected. On the other hand, legal normative
documents are the tool and medium to ensure life security, honor, dignity,
freedom, equality and justice for all members of the society.
2.3. Concept, characteristic, principle, and process of developing and
adopting legal normative documents by State administrative agencies
2.3.1. Concept: The development and adoption of legal normative documents is
a performance of authorized State administrative agencies which are carried out
with legal procedures in order to enforce State management decisions (a type of
legal decisions) under the form of documents that contain legal normativities to
adjust social relations, mostly arising in the process of execution and
management.
2.3.2. Characteristic: To be creative; restricted within the scope of executive
power; quickly affects the legitimate right and interests of individuals,
organizations.
2.3.3. Principles: To ensure the constitutionality, lawfulness; to abide by
statutory authority, form, order and procedure; to ensure the openness and
transparency; to ensure the feasibility; to ensure specific regulations.
2.3.4. The process of developing and adopting legal normative documents by
State administrative agencies
- The process of developing and adopting legal normative documents by
State administrative agencies must satisfy requirements as follows: to ensure the
unification of principles of the State of law; to define the functions of developing
and adopting legal normative documents of State administrative agencies with
other functions; to specify the responsibility of those authorized in the
development and adoption of legal normative documents; to be streamlined in
conformity with specific characteristics of each State administrative body; to
ensure the standardization and unification of current legal normative
documents.
- The process of developing and adopting legal normative documents by
State administrative agencies is performed through stages as follows: Stage 1:
Initiative and drafting; Stage 2: Gathering opinions for the draft; Stage 3: Draft
assessment; Stage 4: Consideration, approval; Stage 5: Announcement; Stage 6:
Disseminate and keep as archives.
2.4. Experience of developing and adopting legal normative documents by
State administrative agencies in some countries and lessons drawn for the
case of Laos
2.4.1. France
2.4.2. Germany
2.4.3. Vietnam’s experience
2.4.4. Lessons drawn for the People’s Democratic Republic of Laos
2.4.4.1. It is necessary to ensure some fundamental principles in the
development and adoption of legal normative documents
2.4.4.2. It is imperative that the preparation of steps for the development and
adoption of legal normative documents be really scientific
2.4.4.3. It is necessary to expand and bring into full play the participation of
organizations, enterprises, and individuals into the process of developing and
adopting legal normative documents
2.4.4.4. It is essential to continuously improve the quality of the drafts of legal
normative documents
2.4.4.5. It is essential to accelerate scientific research related to the legal
construction in general and the development and adoption of legal normative
documents in particular
CONCLUSION OF CHAPTER 2
Chapter 3
THE REALITY OF THE DEVELOPMENT AND ADOPTION OF
LEGAL NORMATIVE DOCUMENTS BY STATE ADDMINISTRATIVE
BODIES IN THE PEOPLE’S DEMOCRATIC REBPUBLIC OF LAOS
3.1. The reality of legal institutions for the development of legal normative
documents by State administrative agencies in the People’s Democratic
Republic of Laos
In the past years, the People’s Democratic Republic of Laos has
continuously established and issued legal normative documents, and completed
institutions for the adoption of legal normative documents by State
administrative agencies; first and foremost, Constitution, laws on State
organization and especially the Law on Promulgation of Legal Normative
Documents dated 2012.
3.2. The reality of the development of legal normative documents by State
administrative agencies
3.2.1. The reality of organizations charged with developing and adoption legal
normative documents in State administrative agencies
3.2.1.1. Ministry of Justice
The Ministry of Justice is tasked to help the Government outline
programmes of establishing laws and ordinances on issues within the
competence of the Government, to submit to the Government and Prime
Minister bills, ordinances, and drafts of other legal normative documents related
to the ministry’s State management areas; and bills and drafted legal normative
documents as assigned by the Government and Prime Minister. In addition, the
ministry is directly involved in all phases of the developing and promulgating
legal normative documents.
3.2.2.2. Prime Minister’s Office
The drafting and verifying legal normative documents at the Prime
Minister’s Office is assigned for three units (departments) of the Prime
Minister’s Office in accordance with content and quality of each type of legal
normative documents. According to general regulations, the Department of
Legal Affairs of the Prime Minister’s Office is commissioned to draft and verify
bills and ordinances through the participation into drafting committee.
Other departments of the Prime Minister’s Office can assign staff to join
the editing team upon the request of the offices presiding over the work and to
co-ordinate with the Department of Legal Affairs to verify bills, and ordinances
with areas they are in charge of.
3.2.2.3. Legal affairs organizations in Ministries and Ministerial-level bodies
In order to perform duties related to the development and adoption of
legal normative documents, Ministries and Ministerial-level bodies have
strengthened personnel organization and enhance capability and performing
efficiency of legal affairs agencies. To now, 18 out of 21 Ministries and
Ministerial-level bodies have established Department of Legal Affairs.
All of these legal affairs departments are operating in line with specific
regulations issued by Ministries and Ministerial-level bodies, which clearly
define their functions, duties, rights, working regime, and work relations with
relevant offices and units.
Nevertheless, the capability of legal affairs departments of ministries and
ministerial-level bodies remains inadequate with their duties, consequently,
affecting the results of document drafting of ministries and ministerial-level
agencies.
3.2.2.4. Agencies directly involved in drafting legal normative documents
Over the past time, agencies directly involved in drafting legal normative
documents have been reinforced and consolidated to improve the effects of the
development of legal normative documents.
However, the capacity of agencies directly involved in drafting legal
normative documents remains limited and inadequate with the requirements for
the construction of legal normative documents which is increasing in number
and pressing in time during those days.
The responsibility of ministries and ministerial-level bodies in developing
legal normative documents has not been given prominence to; the process of
drafting and verifying documents remain non-synchronous, inconsistent, and
restricted; spending for drafting and adopting legal normative documents is still
faced with weaknesses; and expenditure allotted for the operation of legal affairs
departments remains limited.
3.2.2.5. State administrative agencies in localities
Due to the work requirements, workforce and conditions of organization
and personnel, many localities have incorporated other models to establish and
strengthen the development and promulgation of legal normative documents in
specialized agencies under mayors of provinces, cities and capital. Accordingly,
some specialized agencies establish their own department of legal affairs, others
incorporated legal affairs with others like administrative – general affairs to
establish department/sections under their management. Some specialized
agencies only assign certain staff to deal with their legal affairs, others allocate
certain staff to deal with legal affairs beside other tasks.
3.2.3. The real capacity of personnel involved in developing and promulgating
legal normative documents
3.2.3.1. Capacity of Ministry of Justice’s personnel involved in developing and
promulgating legal normative documents of the Ministry of Justice
The professional qualification of the staff of the Ministry of Justice is mainly
in law and politics, not in other disciplines. There is no female staff. The majority
of staff are in the age group of 30 to 50.
3.2.3.4. The real capacity of personnel involved in developing and promulgating
legal normative documents at ministries and ministerial-level bodies
The staff involved in works related to legal documents was mostly trained
in law and other majors. As compared to Ministry of Justice, Prime Minister’s
Office, it is necessary that the personnel of ministries and ministerial-level
bodies receive further training to improve their professionalism (post-graduate),
and further training in State management, foreign language, and computer skills.
3.2.3.5. Capacity of personnel involved in the development of legal normative
documents in localities
Regarding quantity, all specialized agencies under mayors of provinces,
cities and capitals have allocated specific staff for the establishment and
promulgation of legal normative documents, between one and seven. On
average, each agency has from one to three staff assigned to work in the
development and promulgation of legal normative documents. Regarding
quality, most of legal affairs personnel in specialized agencies are university
graduates in law or other majors. Regarding professional ability, the ability of
legal affairs staff in specialized agencies under majors of provinces, cities and
capitals are initially trained and enhanced.
3.2.3.6. General assessment of the capacity of personnel directly involved in the
development of legal normative documents
Advantages: Ministries and ministerial-level agencies have paid adequate
attention to intensifying the personnel directly involved in the development of
legal normative documents in terms of quantity and quality through further
training. The contingent of staff directly involved in the development of legal
normative documents are trained with fundamental background knowledge, and
possessed of firm political will, fair virtuous character, awareness about and
responsibility towards their work, and basically well complete duties allotted.
Limitations: the number of staff directly involved in the development of legal
normative documents in ministries and ministerial-level agencies remains
insufficient. The professional ability has been improved, but many bachelors of
laws display limited specialized knowledge, and vice versa those with adequate
specialized knowledge have not earned a Bachelor’s degree in laws, affecting
the work efficiency. The framework of the contingent directly involved in the
development of legal normative documents remains inadequate with
requirements of the duty, responsibility, and position. The knowledge and ability
to analyse policies, and to forecast the impacts of legal documents on socio-
economic life, and capacity to organise and implement work of some staff
remain restricted.
3.2.4. The reality of the process of developing and adopting legal normative
documents
3.2.4.1. The reality of the process of adopting legal normative documents by the
Government
The Law on Promulgation of Legal Normative Documents has recently
been enacted but lacks of specific and scientific regulations on the process of
developing and adopting legal documents by the Government and Prime
Minister.
3.2.4.2. The reality of the process of adopting legal normative documents by
ministers and heads of ministerial-level agencies
There is a shortage of specific regulations on the process of making and
adopting legal normative documents by ministers, and heads of ministerial-level
bodies, limiting the quality of making and adopting legal normative documents
by these bodies.
3.2.4.3. The reality of the process of making and promulgating legal normative
documents by local authorities
Due to the lack of general regulations, the promulgation of legal normative
documents in localities does not follow a consistent process, making the order and
procedures of adopting legal normative documents different among localities, thus,
restricting the quality of making and adopting legal documents.
3.2.5. The reality of co-ordination mechanism, financial regime, and material
facilities, and conditions for the making and adopting legal normative
documents
3.2.5.1. In regard to duty performance and co-ordination mechanism among
State administrative agencies in making and adopting legal normative
documents
Advantages: regulations on the process of making and adopting legal
normative documents have been introduced to put the work in order. Working
mechanism, mode and manner of agencies directly involved in the making of
legal normative documents have been innovated, and improved in the direction
of increased responsibility and enhanced quality as planned.
Shortcomings: regulations on the process of making, verifying and
adopting legal normative documents were introduced late and have revealed
weaknesses and limitations after a short period of enforcement which need to be
revised and supplemented to conform to the reality. The co-ordination mechanism
among agencies, units and individuals involved in the making of legal normative
documents, and the contribution and receiving of suggestions to help complete
drafts are still limited, weak and formal, affecting the progress and quality of legal
normative documents promulgated.
3.2.5.2. In regard to the management and usage of expenditure for making and
adopting legal normative documents
The State administrative agencies have paid due attention to and properly
used the expenditure for making and adopting legal normative documents.
However, the mobilization of financial contributions for the making and
adoption of legal normative documents remains challenging: the expenditure, in
fact, falls short of actual requirements; regulations on the management and
usage of expenditure after a certain period of time displays weaknesses, and
difficulties that need to be amended and supplemented soon.
3.2.5.3. In regard to material facilities, equipment and conditions necessary to
the duty performance
Working conditions and equipment for bodies involved in making and
adopting legal normative documents have been improved. Nevertheless, the
investment into new informatics facilities to promote the application of
information and technology in making and adopting legal normative documents
remains restricted.
3.3. Certain difficulties, limitations, and shortcomings in making and
adopting legal normative documents by State administrative bodies in the
People’s Democratic Republic of Laos
3.3.1. Difficulties, limitations and shortcomings
The making and adoption of legal normative documents by State
administrative agencies in the People’s Democratic Republic of Laos still
encounters difficulties and shortcomings, such as: institutionally inadequate;
difficulties still exist in the deployment of works related to making and adopting
legal normative documents; organizations involved in making and adopting
legal normative documents fail to satisfy work requirements; the quantity and
quality of staff involved in making and adopting legal documents is still
insufficient and weak; the co-ordination mechanism among related agencies
remains unsatisfactory; there is a shortage of regulations on responsibility of
management bodies towards the making and promulgation of legal normative
documents; and there lacks mechanisms ensuring conditions for the deployment
of works related to making and adopting legal normative documents.
3.3.2. Causes
Firstly, the awareness of the leadership in some ministries, sectors and
localities about the position, role and importance of making and adopting legal
normative documents remains limited, causing the deployment of works related
to making and promulgating legal normative documents to fall short of practical
requirements.
Secondly, being faced with requirements of the renewal, establishment and
completion of legal system, judicial reform, administrative reform, State-owned
enterprises equitisation, the transformation of organising and operating models of
State-own enterprises.
Thirdly, documents adjusting works related to making and adopting legal
normative documents fall short of practical requirements, and do not closely
follow the criterion to make laws for the State management. The research on
making policies and laws on the making and adopting of legal normative
documents has not been paid adequate attention to.
Fourthly, the monitor, management, examination, and supervision of
organization and operations of organizations involved in making and adopting legal
normative documents has not been attached much importance to, without a system
of criteria assessing the efficiency of deploying works related to making and
adopting legal normative documents.
Fifthly, the organization of the system and staff involved in making and
adopting legal normative documents remains rather limited.
Sixthly, financial sources for legal affairs in general and for the making and
adopting of legal normative documents are not guaranteed completely.
CHAPTER 3 CONCLUSION
Chapter 4
ORIENTATIONS AND SOLUTIONS TO MAKE AND ISSUE LEGAL
NORMATIVE DOCUMENTS BY STATE ADMINISTRATIVE
AGENCIES IN THE PEOPLE’S DEMOCRATIC REPUBLIC OF LAOS
4.1. Policies of the Lao People’s Revolutionary Party and the State of the
People’s Democratic Republic of Laos on the completion of legal normative
documents by State administrative agencies
4.1.1. Policies of the Lao People’s Revolutionary Party and the State of the
People’s Democratic Republic of Laos on making and completing legal system
To ensure the efficiency and effects of the works of making and adopting
laws, including legal normative documents, by State administrative agencies, the
Lao People’s Revolutionary Party has introduced numerous viewpoints and
policies manifesting novel legal thoughts of building a legal system under the
context of building a socialist state of laws. These viewpoints and policies are
written in documents of Party congress, and resolutions of the Party’s Central
Committee…and have been concretised in legal normative documents.
Specifically: Firstly, legal normative documents institutionalise the Party’s paths
and policies of the Party and represent people’s will; Secondly, developing legal
normative documents accords with requirements for building a socialist state of
laws of the people, by the people and for the people; Thirdly, the system of legal
normative documents must exist and be feasible in the reality; Fourthly, the
development of legal normative documents must aim to manage the whole
society consistently.
4.1.2. The development of legal normative documents by State administrative
agencies satisfies requirements for administrative reform and administrative
institution completion.
In order to realize administrative reform targets, it is necessary to continue
completing administrative institution, mechanism and policies in conformity
with the national development, first and foremost institutions in economics,
organizations and performance of the administrative system.
Legal normative documents by administrative bodies in the People’s
Democratic Republic of Laos are a component of the administrative institutions.
Hence, in order to complete the administrative institutions, it is essential to pay
attention to the development and adoption of legal normative documents by
State administrative agencies.
4.2. Solutions to enhancing the quality of developing and adopting legal
normative documents in the People’s Democratic Republic of Laos
4.2.1. Solutions to completing institutions in the development and adoption of
legal normative documents
Laws must supplement regulations on the examination and treatment of
legal normative documents, such as: it is important to define typical signals of
legal normative documents to use as foundations for exactly identifying subjects
that need to be examined and dealt with. It is necessary that concepts of legal
normative documents are consistent to be used as a base to specify which types
of documents are legal normative documents in order to facilitate agencies that
adopt as well as examine and deal with legal normative documents to clearly
identify the documents; it is essential to unify content of examinations in regard
to the lawfulness and reasonableness of legal normative documents to ensure the
consistence and comprehensiveness; it is important to complete regulations on
the authority to examine and handle legal normative documents; it is necessary
to complete regulations on procedures and order of examining and dealing with
legal normative documents; to complete regulations on the handling of legal
normative documents and to require violators to bear legal responsibility for
illegally handling, adopting and acting as a counsellor for the adoption of legal
normative documents.
Developing regulations on assessing the quality of drafted legal normative
documents in regard to: build a system of criteria assessing the quality of a
drafted legal normative document, criteria assessing the quality of documents
appraised; assessing the necessity to adopt documents; assessing adjustment
objects and scope of documents; assessing the suitability of the content of
documents with the Party’s paths and policies; assessing the constitutionality
and lawfulness of documents and the unity of documents in accordance with
legal system and the compatibility with related international treaties that the
country is a signatory; assessing the feasibility of documents; assessing language
and document compiling techniques.
4.2.2. Solutions to consolidating organizations involved in the development
and adoption of legal normative documents in State administrative agencies
It is significant to consolidate organizations involved in the development
and adoption of legal normative documents in State administrative, specifically:
to consolidate bodies directly involved in the development of legal normative
documents; to establish a Advisory Council to assist the Government, Prime
Minister, ministers, heads of ministerial-level agencies in the development of
legal normative documents.
It is necessary to set up a model of advisory council on the development
of legal normative documents to help State administrative agencies, especially
those in the Central, to effectively develop drafts of legal normative documents.
These councils must ensure the representation of: Ministry of Justice; Prime
Minister’s Office; managers, scientists, practical activists, and leading experts in
all fields.
4.2.3. Solutions to enhancing the capacity of staff involved in the development
of legal normative documents in State administrative agencies
It is important to build up a contingent of personnel directly involved in
the development of legal normative documents, sufficient in number and
competent in qualification, capable, modern, and professional to satisfy
requirements of the development of legal normative documents. Specifically: the
number of staff directly involved in the development of legal normative
documents must be sufficient and meet the requirements of tasks assigned, and
suitable with the practical circumstances of the organisations; those involved in
the development of legal normative documents in State administrative agencies
must be capable, and of professional qualification satisfying requirements for
the development and completion of laws in the framework of administrative
reform, and development of a socialist state of law.
4.2.4. Solutions to completing techniques of developing and adopting legal
normative documents by State administrative agencies
It is necessary to soon complete the process of developing and adopting
legal normative documents by State administrative agencies in both Central and
localities.
4.2.5. Solutions to mobilizing the participation of experts, scientists, practical
activists, objects that directly under the influence of legal documents, and
people into the development and adoption of legal normative documents
Mobilising and drawing the participation of experts, scientists, practical
activists, objects that directly under the influence of legal documents, and people
into the development and adoption of legal normative documents must closely
follow principles: openness; the rights to freely expressing opinions, rights to
protecting scientific viewpoints; the people should be encouraged to participate
from the development of documents; diversified participation modes; the State’s
assure to facilitate people participation; the people’s rights to supervising the
process of developing and adopting legal normative documents; the usage of
mass media, especially the Internet, to increase the participation of people.
Based on the experience of some countries, it is possible to adopt some
measures to draw the participation as follows: Firstly, to encourage the active
participation of people, an open model should be adopted, which is based on the
principle of the people’s rights to be informed about drafted legal normative
documents; Secondly, to attract the participation of scientists and practical
activists, besides traditional modes, some models can be adopted based on
theoretical and practical study results, such as: some suggestions put forth can
be employed in the framework of provisions of the current laws on the process
and procedures of developing and adopting legal normative documents without
prompt changes; some suggestions are transitory, which means they can be
experimented as bases for the completion of legal regulations on the procedures
of developing and adopting legal normative documents; the delimitation among
scientists, practical activists and experts should be relative.
4.2.6. The completion of legal regulations on management mechanism,
financial regime and material facilities, and conditions for the development
and adoption of legal normative documents
The completion of legal regulations on management mechanism and
financial regime for the development and adoption of legal normative
documents aim to establish a mechanism to mobilize financial sources to better
equip material facilities and equipment for agencies and personnel involved in
the development and adoption of legal normative documents.
Apart from regulations on the change and supplementation of financial
regime, it is necessary to improve the conditions of other material facilities and
equipment in order to ensure the quality of the development and adoption of
legal normative documents, specifically: establishing and developing a database
of legal normative documents for the development of legal normative
documents; ensuring the finance for the development of legal normative
documents as defined; gradually modernizing material facilities and equipment
of agencies and personnel directly involved in the development of legal
normative documents.
It is necessary to develop legal regulations to facilitate the close
coordination in providing favourable conditions for agencies and personnel that
directly exercise duties, renovate and standardize processes of developing,
adopting and enhancing the quality of legal normative documents in order to put
the development of legal normative documents in order.
CHAPTER 4 CONCLUSION
CONCLUSION
The development and adoption of legal normative documents is one of the
significant practices of State administrative agencies in their operating process.
Apart from contributing to developing and completing the legal system
synchronous, uniform, feasible, public, and transparent, this work also helps
with bringing into full play the role and efficiency of laws, ensuring effective
social management, political stability, economic development, and increased
integration into the region and the world. Nevertheless, due to various reasons,
the development and adoption of legal normative documents by the State
administrative agencies still encounters with numerous weaknesses.
Through the research “The development and adoption of legal normative
documents by State administrative agencies in the People’s Democratic
Republic of Laos”, the thesis has achieved some fundamental findings as
follows:
- To systematise fundamental theoretical bases on the development and
adoption of legal normative documents. Specifically, the thesis has mentioned
some issues on the development and adoption of legal normative documents by
State administrative agencies, including concept, role, and function of legal
normative documents in the general legal system. The thesis also specifies the
authority to develop and adopt legal normative documents (statutory power) of
State administrative agencies through defining position of the executive
authority interrelation of State power with legislative power and judicial power.
Of note, the thesis analyses criteria to assess the development and adoption of
legal normative documents by State administrative agencies in Laos currently.
- To analyse and assess the reality of the development and adoption of
legal normative documents by State administrative agencies in the People’s
Democratic Republic of Laos. Besides certain achievements, the thesis points
out limitations and shortcomings in the development and adoption of legal
normative documents by Stae administrative bodies, indicating causes to these
weaknesses.
- To study the theoretical as well as practical experience in the development
and adoption of legal normative documents in countries with high legislative and
statutory standards like France and Germany. Particularly, the thesis thoroughly
studies the development and adoption of legal normative documents in Viet Nam,
the country that bears numerous resemblances to the People’s Democratic Republic
of Laos in terms of political, economic, State and social institutions. Based on the
experience, the author draws lessons for the development and adoption of legal
normative documents by Stae administrative bodies in Laos.
- Based on policies and directions of the Party and State of the People’s
Democratic Republic of Laos on legal development, including the development
and adoption of legal normative documents, together with the research of
theoretical and practical system of this work, the thesis introduces a system of
six solutions to complete the development and adoption of legal normative
documents by Stae administrative bodies in the People’s Democratic Republic
of Laos in the future.
During the research process, the author gathered and used some
documents, and data by domestic and foreign scientists, managers and experts
besides opinion exchange and interviews to clarify research standpoints on the
the development and adoption of legal normative documents.
SCIENTIFIC RESEARCHES RELATED TO THE THESIS THAT
HAVE BEEN PUBLISHED ON JOURNALS
1. Somnith SY LI BOUN LIENG. The completion of system of
legal normative documents of the People’s Democratic Republic
of Laos, Journal of State Management, No 189, October 2011.
2. Somnith SY LI BOUN LIENG. The process of developing and
adopting legal normative documents of the People’s Democratic
Republic of Laos, Journal of State Management, No 209, June
2013.
3. Somnith SY LI BOUN LIENG. Developing the People’s
Democratic Republic of Laos into a real State of law of the
people, by the people and for the people. Journal of Democracy
and Law, July issue (256), 2013.
4. Somnith SY LI BOUN LIENG. The completion of institutions
for the development and adoption of legal normative documents
by administrative bodies in the People’s Democratic Republic of
Laos, Journal of State Organization, issue No , 2013.
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